person · Reporting owner

THOMPSON JOHN WENDELL

Disclosed activity across 3 companies

Tapewire entity: 2595
SEC CIK: 0001207433

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ILLUMINA, INC.ILMN · Entity 3137	Director	May 26, 2022	May 27, 2022
Rubrik, Inc.RBRK · Entity 2594	Director	October 01, 2026	October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ILLUMINA, INC.

Report date May 26, 2022 · Filed May 27, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,162	Reported balance After 2022-05-26 transaction · row 1 1 source row Row 1 · 2022-05-26 · Grant · Acquired 1,232 · Balance 10,162 F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Rubrik, Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy John and Sandra Thompson Trust	5,000	Last balance in matching sequence After 2026-10-01 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2026-10-01 · Sale · Disposed 300 · Balance 7,200 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 2 · 2026-10-01 · Sale · Disposed 1,700 · Balance 5,500 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 3 · 2026-10-01 · Sale · Disposed 500 · Balance 5,000 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
Class A Common StockSEC Table I · non-derivative	Direct	8,362	Ending reported balance After 2026-10-01 transaction · row 7 4 source rows · reconciled sequence Row 4 · 2026-10-01 · Conversion · Acquired 11,000 · Balance 19,362 Row 5 · 2026-10-01 · Sale · Disposed 896 · Balance 18,466 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 6 · 2026-10-01 · Sale · Disposed 7,710 · Balance 10,756 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 7 · 2026-10-01 · Sale · Disposed 2,394 · Balance 8,362 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.38 · Expires 2028-01-21	Direct	55,946	Reported balance After 2026-10-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-10-01 · Exercise / conversion · Disposed 11,000 · Balance 55,946 F9: Fully vested.
Class B Common StockSEC Table II · derivative / convertible security	Direct	61,001	Reported balance After 2026-10-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2026-10-01 · Exercise / conversion · Acquired 11,000 · Balance 61,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
Class B Common StockSEC Table II · derivative / convertible security	Direct	50,001	Reported balance After 2026-10-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2026-10-01 · Conversion · Disposed 11,000 · Balance 50,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy John and Sandra Thompson Trust	815,338	Reported balance Holding disclosure · report date 2026-10-01 · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · Balance 815,338 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F9: Fully vested.

F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MICROSOFT CORP

Report date December 14, 2023 · Filed December 15, 2023

Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	26,727.467	Reported balance After 2023-12-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2023-12-14 · Grant · Acquired 54.666 · Balance 26,727.467 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	42,846.197	Reported balance After 2023-12-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2023-12-14 · Grant · Acquired 87.636 · Balance 42,846.197 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.
Common StockSEC Table I · non-derivative	Direct	1,066	Reported balance Holding disclosure · report date 2023-12-14 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,066
Common StockSEC Table I · non-derivative	IndirectBy Trust	27,279	Reported balance Holding disclosure · report date 2023-12-14 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 27,279

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.

F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	200	$79.77	$15,954.00	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,453 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.62 to $79.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	800	$85.87	$68,696.00	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 15,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.31 to $86.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	1,140	$84.64	$96,489.60	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 15,800 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.28 to $85.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	160	$83.49	$13,358.40	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 16,940 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.22 to $83.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	300	$82.45	$24,735.00	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 17,100 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.99 to $82.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F2 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
June 01, 2026 Filed Jun 4, 2026 01:40 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	100	$79.91	$7,991.00	Disclosure SEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 17,400 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · derivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionStock Option (Right to Buy) · Derivative	11,000	$0.00 Strike: $4.38	$0.00	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Fully vested. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	3,803	$55.92	$212,663.76	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,653 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.67 to $56.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	7,197	$55.25	$397,634.25	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,456 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.67 to $55.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	500	$56.00	$28,000.00	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 17,500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.31 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
May 01, 2026 Filed May 4, 2026 22:22 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	2,000	$55.39	$110,780.00	Disclosure SEC source: 0001207433-26-000012 · form4-05042026_100500.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 18,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.90 to $55.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · derivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionStock Option (Right to Buy) · Derivative	11,000	$0.00 Strike: $4.38	$0.00	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 121,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	5,646	$49.22	$277,896.12	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,653 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.91 to $49.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	5,354	$48.57	$260,043.78	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,299 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	100	$49.60	$4,960.00	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 20,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
April 01, 2026 Filed Apr 2, 2026 23:42 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	2,400	$48.93	$117,432.00	Disclosure SEC source: 0001207433-26-000010 · form4-04022026_110407.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 20,100 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.46 to $49.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · derivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionStock Option (Right to Buy) · Derivative	11,000	$0.00 Strike: $4.38	$0.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 132,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	6,129	$53.97	$330,782.13	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,653 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.60 to $54.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	4,371	$53.30	$232,974.30	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,782 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.59 to $53.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	500	$52.02	$26,010.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,153 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.33 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	1,300	$53.98	$70,174.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 22,500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.67 to $54.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	1,000	$53.33	$53,330.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 23,800 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.66 to $53.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:27 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	200	$51.87	$10,374.00	Disclosure SEC source: 0001207433-26-000008 · form4-03042026_120318.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 24,800 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · derivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionStock Option (Right to Buy) · Derivative	11,000	$0.00 Strike: $4.38	$0.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	2,600	$56.26	$146,276.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,655 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.08 to $56.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	3,902	$55.65	$217,146.30	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,255 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.08 to $56.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	4,498	$54.42	$244,781.16	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,157 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.08 to $55.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	500	$56.42	$28,210.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 25,998 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.31 to $56.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	900	$55.64	$50,076.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 26,498 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.18 to $56.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
February 02, 2026 Filed Feb 3, 2026 23:36 UTC	Rubrik, Inc. RBRK · Entity 2594	SaleClass A Common Stock	1,100	$54.52	$59,972.00	Disclosure SEC source: 0001207433-26-000006 · form4-02032026_110216.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 27,398 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.18 to $55.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
January 15, 2026 Filed Jan 17, 2026 01:00 UTC	Rubrik, Inc. RBRK · Entity 2594	GrantClass A Common Stock	953	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000004 · form4-01162026_080104.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,655 F2 · kind: Represents the grant of restricted stock units that are fully vested as of the date of grant. Read SEC document
January 14, 2026 Filed Jan 17, 2026 01:00 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	27,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000004 · form4-01162026_080104.xml · derivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 815,338 Underlying: Class A Common Stock · 27,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
January 14, 2026 Filed Jan 17, 2026 01:00 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass A Common Stock	27,500	$0.00	$0.00	Disclosure SEC source: 0001207433-26-000004 · form4-01162026_080104.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 28,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document
January 05, 2026 Filed Jan 7, 2026 00:01 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000002 · form4-01072026_120104.xml · derivative · entry 12 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
January 05, 2026 Filed Jan 7, 2026 00:01 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionClass B Common Stock · Derivative	11,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000002 · form4-01072026_120104.xml · derivative · entry 11 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document
January 05, 2026 Filed Jan 7, 2026 00:01 UTC	Rubrik, Inc. RBRK · Entity 2594	Exercise / conversionStock Option (Right to Buy) · Derivative	11,000	$0.00 Strike: $4.38	$0.00	Disclosure SEC source: 0001207433-26-000002 · form4-01072026_120104.xml · derivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document
January 05, 2026 Filed Jan 7, 2026 00:01 UTC	Rubrik, Inc. RBRK · Entity 2594	ConversionClass B Common Stock · Derivative	2,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001207433-26-000002 · form4-01072026_120104.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 842,838 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.