person · Reporting owner
THOMPSON JOHN WENDELL
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLUMINA, INC.ILMN · Entity 3137 | Director | May 26, 2022 | May 27, 2022 |
| Rubrik, Inc.RBRK · Entity 2594 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLUMINA, INC.
Report date May 26, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,162 |
Reported balance
After 2022-05-26 transaction · row 1
1 source rowRow 1 · 2022-05-26 · Grant · Acquired 1,232 · Balance 10,162 F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.
Rubrik, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy John and Sandra Thompson Trust | 5,000 |
Last balance in matching sequence
After 2026-10-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 7,200 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 2 · 2026-10-01 · Sale · Disposed 1,700 · Balance 5,500 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 3 · 2026-10-01 · Sale · Disposed 500 · Balance 5,000 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. |
| Class A Common StockSEC Table I · non-derivative | Direct | 8,362 |
Ending reported balance
After 2026-10-01 transaction · row 7
4 source rows · reconciled sequenceRow 4 · 2026-10-01 · Conversion · Acquired 11,000 · Balance 19,362 Row 5 · 2026-10-01 · Sale · Disposed 896 · Balance 18,466 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 6 · 2026-10-01 · Sale · Disposed 7,710 · Balance 10,756 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 7 · 2026-10-01 · Sale · Disposed 2,394 · Balance 8,362 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.38 · Expires 2028-01-21 | Direct | 55,946 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 11,000 · Balance 55,946 F9: Fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 61,001 |
Reported balance
After 2026-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-10-01 · Exercise / conversion · Acquired 11,000 · Balance 61,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 50,001 |
Reported balance
After 2026-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-10-01 · Conversion · Disposed 11,000 · Balance 50,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy John and Sandra Thompson Trust | 815,338 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 815,338 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F9: Fully vested.
F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date December 14, 2023 · Filed December 15, 2023
Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,727.467 |
Reported balance
After 2023-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-14 · Grant · Acquired 54.666 · Balance 26,727.467 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,846.197 |
Reported balance
After 2023-12-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-14 · Grant · Acquired 87.636 · Balance 42,846.197 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter. |
| Common StockSEC Table I · non-derivative | Direct | 1,066 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,066 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 27,279 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,279 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.
F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · derivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,394 | $116.46 | $278,805.24 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,362 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,710 | $115.57 | $891,044.70 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,756 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 896 | $114.71 | $102,780.16 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,466 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 500 | $116.47 | $58,235.00 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 5,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,700 | $115.62 | $196,554.00 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 5,500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2026 Filed Oct 2, 2026 21:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 300 | $114.68 | $34,404.00 |
DisclosureSEC source: 0001207433-26-000022 · form4-10022026_091056.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 7,200 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · derivative · entry 13 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · derivative · entry 12 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · derivative · entry 11 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Fully vested. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 200 | $92.37 | $18,474.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,362 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.35 to $92.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 900 | $91.08 | $81,972.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,562 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 600 | $90.24 | $54,144.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,462 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.81 to $90.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,700 | $89.02 | $418,394.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,062 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.72 to $89.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,600 | $88.34 | $406,364.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,762 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.72 to $88.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 200 | $91.66 | $18,332.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 7,500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $91.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $90.30 | $9,030.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 7,700 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 600 | $89.18 | $53,508.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 7,800 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.97 to $89.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 01, 2026 Filed Sep 4, 2026 00:22 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,600 | $88.58 | $141,728.00 |
DisclosureSEC source: 0001207433-26-000020 · form4-09042026_120923.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 8,400 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · derivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 77,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Fully vested. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,260 | $74.51 | $391,922.60 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,362 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.13 to $74.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,740 | $73.73 | $423,210.20 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,622 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.13 to $74.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,000 | $74.59 | $74,590.00 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.33 to $74.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 23:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,500 | $73.79 | $110,685.00 |
DisclosureSEC source: 0001207433-26-000018 · form4-08042026_070803.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 11,000 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.33 to $74.15 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · derivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F10 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Fully vested. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 900 | $83.59 | $75,231.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,362 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.41 to $83.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,000 | $82.81 | $579,670.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,262 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.39 to $83.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,100 | $82.02 | $254,262.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,262 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.39 to $82.36 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 300 | $83.70 | $25,110.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 12,500 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.62 to $83.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,500 | $82.91 | $124,365.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 12,800 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.50 to $83.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2026 Filed Jul 1, 2026 23:37 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 700 | $82.00 | $57,400.00 |
DisclosureSEC source: 0001207433-26-000016 · form4-07012026_110720.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 14,300 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.50 to $82.37 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote F3 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantClass A Common Stock | 3,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 13 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,362 F13 · kind: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · derivative · entry 16 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · derivative · entry 15 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,001 Underlying: Class A Common Stock · 11,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · derivative · entry 14 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 99,946 Underlying: Class B Common Stock · 11,000 shares Expires 2028-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Fully vested. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,700 | $86.07 | $146,319.00 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 12 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,653 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.86 to $86.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,359 | $85.30 | $286,522.70 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 11 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,353 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.86 to $85.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,000 | $84.41 | $337,640.00 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 10 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,712 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.84 to $84.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 991 | $82.73 | $81,985.43 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,712 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.45 to $83.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| June 01, 2026 Filed Jun 4, 2026 01:40 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 750 | $82.13 | $61,597.50 |
DisclosureSEC source: 0001207433-26-000014 · form4-06042026_010624.xml · nonDerivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,703 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.41 to $82.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.