person · Reporting owner
THOMPSON JOHN WENDELL
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLUMINA, INC.ILMN · Entity 3137 | Director | May 26, 2022 | May 27, 2022 |
| Rubrik, Inc.RBRK · Entity 2594 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLUMINA, INC.
Report date May 26, 2022 · Filed May 27, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,162 |
Reported balance
After 2022-05-26 transaction · row 1
1 source rowRow 1 · 2022-05-26 · Grant · Acquired 1,232 · Balance 10,162 F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.
Rubrik, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy John and Sandra Thompson Trust | 5,000 |
Last balance in matching sequence
After 2026-10-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-10-01 · Sale · Disposed 300 · Balance 7,200 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 2 · 2026-10-01 · Sale · Disposed 1,700 · Balance 5,500 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Row 3 · 2026-10-01 · Sale · Disposed 500 · Balance 5,000 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. |
| Class A Common StockSEC Table I · non-derivative | Direct | 8,362 |
Ending reported balance
After 2026-10-01 transaction · row 7
4 source rows · reconciled sequenceRow 4 · 2026-10-01 · Conversion · Acquired 11,000 · Balance 19,362 Row 5 · 2026-10-01 · Sale · Disposed 896 · Balance 18,466 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 6 · 2026-10-01 · Sale · Disposed 7,710 · Balance 10,756 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 7 · 2026-10-01 · Sale · Disposed 2,394 · Balance 8,362 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.38 · Expires 2028-01-21 | Direct | 55,946 |
Reported balance
After 2026-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-01 · Exercise / conversion · Disposed 11,000 · Balance 55,946 F9: Fully vested. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 61,001 |
Reported balance
After 2026-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-10-01 · Exercise / conversion · Acquired 11,000 · Balance 61,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 50,001 |
Reported balance
After 2026-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-10-01 · Conversion · Disposed 11,000 · Balance 50,001 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy John and Sandra Thompson Trust | 815,338 |
Reported balance
Holding disclosure · report date 2026-10-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 815,338 F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.18 to $115.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F3: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $115.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.34 to $116.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.11 to $115.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.12 to $116.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.16 to $116.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F9: Fully vested.
F10: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date December 14, 2023 · Filed December 15, 2023
Section 16 reporting ended · disclosed 2023-12-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,727.467 |
Reported balance
After 2023-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-14 · Grant · Acquired 54.666 · Balance 26,727.467 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,846.197 |
Reported balance
After 2023-12-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-14 · Grant · Acquired 87.636 · Balance 42,846.197 F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock. F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate. F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter. |
| Common StockSEC Table I · non-derivative | Direct | 1,066 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,066 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 27,279 |
Reported balance
Holding disclosure · report date 2023-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,279 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.
F2: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.
F3: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made on the first anniversary of the reporting person's separation from service on the Board of Directors.
F4: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made in 5 equal installments commencing 30 days after the reporting person's separation from service on the Board of Directors and then upon each anniversary of the reporting person's separation from service on the Board of Directors thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 300 | $75.07 | $22,521.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,702 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.96 to $75.19 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,600 | $74.29 | $267,444.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,002 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.92 to $74.88 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,100 | $73.56 | $522,276.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,602 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.92 to $73.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $75.19 | $7,519.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 600 | $74.41 | $44,646.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,098 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $74.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,800 | $73.61 | $132,498.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,698 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 6, 2025. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.08 to $73.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 00:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-26-000002 · form4-01072026_120104.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 3,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| December 16, 2025 Filed Dec 19, 2025 01:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 25,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-25-000013 · form4-12182025_081209.xml · derivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,001 Underlying: Class A Common Stock · 25,002 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 16, 2025 Filed Dec 19, 2025 01:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-25-000013 · form4-12182025_081209.xml · derivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,334 shares Expires 2029-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F3 · derivative.exercise_date: The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2023, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person's continued service as Lead Independent Director of the Issuer's board of directors. Read SEC document |
| December 16, 2025 Filed Dec 19, 2025 01:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 16,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-25-000013 · form4-12182025_081209.xml · derivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 16,668 shares Expires 2029-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2023, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-25-000011 · form4-12022025_051203.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 845,338 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 200 | $69.83 | $13,966.00 |
DisclosureSEC source: 0001207433-25-000011 · form4-12022025_051203.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.79 to $69.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,586 | $69.02 | $316,525.72 |
DisclosureSEC source: 0001207433-25-000011 · form4-12022025_051203.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,198 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.68 to $69.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,223 | $68.40 | $288,853.20 |
DisclosureSEC source: 0001207433-25-000011 · form4-12022025_051203.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 5,784 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $68.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-25-000011 · form4-12022025_051203.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-25-000009 · form4-11042025_051103.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 854,347 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 500 | $76.21 | $38,105.00 |
DisclosureSEC source: 0001207433-25-000009 · form4-11042025_051103.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.07 to $76.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,403 | $75.55 | $559,296.65 |
DisclosureSEC source: 0001207433-25-000009 · form4-11042025_051103.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,498 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.97 to $75.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,106 | $74.43 | $82,319.58 |
DisclosureSEC source: 0001207433-25-000009 · form4-11042025_051103.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 8,901 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.92 to $74.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-25-000009 · form4-11042025_051103.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001207433-25-000007 · form4-10022025_051009.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 863,356 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $83.77 | $8,377.00 |
DisclosureSEC source: 0001207433-25-000007 · form4-10022025_051009.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,358 | $83.07 | $445,089.06 |
DisclosureSEC source: 0001207433-25-000007 · form4-10022025_051009.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,098 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.62 to $83.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,551 | $82.27 | $292,140.77 |
DisclosureSEC source: 0001207433-25-000007 · form4-10022025_051009.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 6,456 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.62 to $82.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 21:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001207433-25-000007 · form4-10022025_051009.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-023717 · form4-09042025_050904.xml · derivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 872,365 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,825 | $88.35 | $249,588.75 |
DisclosureSEC source: 0001415889-25-023717 · form4-09042025_050904.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.14 to $88.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 5,375 | $87.74 | $471,602.50 |
DisclosureSEC source: 0001415889-25-023717 · form4-09042025_050904.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 3,823 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.14 to $88.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 809 | $86.62 | $70,075.58 |
DisclosureSEC source: 0001415889-25-023717 · form4-09042025_050904.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 9,198 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.12 to $86.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 21:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-023717 · form4-09042025_050904.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 100 | $90.46 | $9,046.00 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,200 | $88.87 | $106,644.00 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 1,098 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.43 to $89.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,910 | $87.75 | $255,352.50 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 2,298 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.42 to $88.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,799 | $86.82 | $329,829.18 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 5,208 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.41 to $87.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 700 | $85.89 | $60,123.00 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 9,007 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.30 to $86.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 300 | $84.58 | $25,374.00 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 9,707 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · derivative · entry 8 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 890,383 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,110 | $89.24 | $99,056.40 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.71 to $89.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 400 | $87.56 | $35,024.00 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 2,108 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.24 to $88.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,700 | $86.20 | $146,540.00 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 4 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 2,508 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.98 to $86.68 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,096 | $85.47 | $350,085.12 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 3 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 4,208 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.97 to $85.85 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,703 | $84.41 | $143,750.23 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 2 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 8,304 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.97 to $84.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Jul 7, 2025 23:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 9,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-019452 · form4-07072025_110732.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 10,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| July 01, 2025 Filed Aug 4, 2025 22:01 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-020981 · form4-08042025_100853.xml · derivative · entry 9 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 881,374 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| June 25, 2025 Filed Jun 27, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantClass A Common Stock | 2,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-018417 · form4-06272025_060607.xml · nonDerivative · entry 1 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,702 F1 · kind: Represents the grant of restricted stock units ("RSUs"). One quarter of the RSUs vest on each of September 15, 2025, December 15, 2025, March 15, 2026 and June 15, 2026, subject to the reporting person's continuous service with the Issuer on each such vest date. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-015638 · form4-06042025_060604.xml · derivative · entry 7 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 899,392 Underlying: Class A Common Stock · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 4,109 | $99.41 | $408,475.69 |
DisclosureSEC source: 0001415889-25-015638 · form4-06042025_060604.xml · nonDerivative · entry 6 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 998 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 22:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,200 | $98.47 | $118,164.00 |
DisclosureSEC source: 0001415889-25-015638 · form4-06042025_060604.xml · nonDerivative · entry 5 THOMPSON JOHN WENDELL · CIK 0001207433 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By John and Sandra Thompson Trust Disclosed balance after: 5,107 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.