Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DYNEX CAPITAL INCDX · Entity 4199 | Director | June 12, 2020 | June 16, 2020 |
| DraftKings Inc.DKNG · Entity 1872 | Director | August 04, 2026 | August 07, 2026 |
| Eaton Vance Floating-Rate 2022 Target Term TrustEFL · Entity 125691 | Officer | July 26, 2017 | July 26, 2017 |
| Eaton Vance Floating-Rate Opportunities FundFROIX · Entity 83682 | Trustee | September 01, 2023 | September 14, 2023 |
| Groupon, Inc.GRPN · Entity 5174 | Director | June 15, 2022 | June 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DYNEX CAPITAL INC
Report date June 12, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,481 |
Reported balance
After 2020-06-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-12 · Grant · Acquired 5,682 · Balance 22,481 F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders. F2: On June 20, 2019, the Company's common stock split 1-for-3, reducing the reporting person's directly owned shares of common stock by 33,601 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders.
F2: On June 20, 2019, the Company's common stock split 1-for-3, reducing the reporting person's directly owned shares of common stock by 33,601 shares.
DraftKings Inc.
Report date August 04, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,588 |
Reported balance
After 2026-08-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-04 · Grant · Acquired 10,588 · Balance 10,588 F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan. F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.
F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Eaton Vance Floating-Rate 2022 Target Term Trust
Report date July 26, 2017 · Filed July 26, 2017
This filing explicitly reported no securities owned.
Eaton Vance Floating-Rate Opportunities Fund
Report date September 01, 2023 · Filed September 14, 2023
This filing explicitly reported no securities owned.
Groupon, Inc.
Report date June 15, 2022 · Filed June 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,141 |
Reported balance
After 2022-06-15 transaction · row 1
1 source rowRow 1 · 2022-06-15 · Grant · Acquired 11,612 · Balance 22,141 F1: Restricted stock units ("RSUs") granted on June 15, 2022 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2023. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted on June 15, 2022 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2023. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DraftKings Holdings Inc.
Report date May 05, 2022 · Filed May 09, 2022
Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Disposition to issuer · Disposed 10,362 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-05 · Disposition to issuer · Disposed 13,342 · Balance 0 F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)
F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.
F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)
F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.
F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.
ENVESTNET, INC.
Report date November 25, 2024 · Filed November 25, 2024
Section 16 reporting ended · disclosed 2024-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-25 transaction · row 1
1 source rowRow 1 · 2024-11-25 · Disposition to issuer · Disposed 15,533 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price"). F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").
F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2023 Filed Mar 2, 2023 19:04 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006139 · wf-form4_167780186628367.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,870 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 02:02 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionRestricted Stock Units · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022978 · tm237189-6_4seq1.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 14, 2023. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 14, 2023. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 02:02 UTC | DraftKings Inc. DKNG · Entity 1872 | GrantRestricted Stock Units · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022978 · tm237189-6_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903 Underlying: Class A Common Stock · 903 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 14, 2023. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 14, 2023. Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 02:02 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionClass A Common Stock | 903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-022978 · tm237189-6_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| November 02, 2022 Filed Nov 5, 2022 00:02 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionRestricted Stock Units · Derivative | 942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-115017 · tm2229747-5_4seq1.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 2, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 2, 2022. Read SEC document |
| November 02, 2022 Filed Nov 5, 2022 00:02 UTC | DraftKings Inc. DKNG · Entity 1872 | GrantRestricted Stock Units · Derivative | 942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-115017 · tm2229747-5_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942 Underlying: Class A Common Stock · 942 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 2, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 2, 2022. Read SEC document |
| November 02, 2022 Filed Nov 5, 2022 00:02 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionClass A Common Stock | 942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-115017 · tm2229747-5_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| August 02, 2022 Filed Aug 5, 2022 00:01 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-086318 · tm2222611-3_4seq1.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 2, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 2, 2022. Read SEC document |
| August 02, 2022 Filed Aug 5, 2022 00:01 UTC | DraftKings Inc. DKNG · Entity 1872 | GrantRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-086318 · tm2222611-3_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975 Underlying: Class A Common Stock · 975 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 2, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 2, 2022. Read SEC document |
| August 02, 2022 Filed Aug 5, 2022 00:01 UTC | DraftKings Inc. DKNG · Entity 1872 | Exercise / conversionClass A Common Stock | 975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-086318 · tm2222611-3_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:46 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 11,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-22-000091 · wf-form4_165550595233979.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,141 F1 · kind: Restricted stock units ("RSUs") granted on June 15, 2022 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2023. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company. Read SEC document |
| May 05, 2022 Filed May 9, 2022 23:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Disposition to issuerRestricted Stock Units · Derivative | 13,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-057712 · tm2214892-8_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 13,342 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4 · derivative.exercise_price: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2 · price: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. F3 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4) F4 · price: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F5 · derivative.exercise_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. F5 · derivative.expiration_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 23:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Disposition to issuerClass A Common Stock | 10,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-057712 · tm2214892-8_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2) F2 · price: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person. Read SEC document |
| May 05, 2022 Filed May 9, 2022 23:16 UTC | DraftKings Inc. DKNG · Entity 1872 | GrantRestricted Stock Units · Derivative | 13,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-057731 · tm2214893-2_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,342 Underlying: Class A Common Stock · 13,342 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings RSUs in connection with the consummation of the DraftKings Merger. (continued on footnote 4) F4 · derivative.exercise_price: (Continued from footnote 3) This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The acquisition of the New DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange (continued on footnote 2) F2 · price: (Continued from footnote 1) Act"), pursuant to Rule 16b-3 and Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of shares of Old DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. F3 · price: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of Old DraftKings RSUs in connection with the consummation of the DraftKings Merger. (continued on footnote 4) F4 · price: (Continued from footnote 3) This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise. F5 · derivative.exercise_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. F5 · derivative.expiration_date: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 23:16 UTC | DraftKings Inc. DKNG · Entity 1872 | GrantClass A Common Stock | 10,362 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-057731 · tm2214893-2_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,362 F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The acquisition of the New DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange (continued on footnote 2) F2 · price: (Continued from footnote 1) Act"), pursuant to Rule 16b-3 and Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the acquisition of New DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to Old DraftKings to report the disposition by such Reporting Person of an equal number of shares of Old DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the acquisition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect the purchase of securities by the Reporting Person. Read SEC document |
| May 03, 2022 Filed May 5, 2022 00:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 13,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-055985 · tm2214422d4_4.xml · derivative · entry 4 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,342 Underlying: Class A Common Stock · 13,342 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · shares: Represents annual equity grant. F6 · derivative.exercise_date: The RSUs were granted on May 3, 2022 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2023 and the first anniversary of the grant date. F6 · derivative.expiration_date: The RSUs were granted on May 3, 2022 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2023 and the first anniversary of the grant date. Read SEC document |
| May 03, 2022 Filed May 5, 2022 00:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-055985 · tm2214422d4_4.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 3, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 3, 2022. Read SEC document |
| May 03, 2022 Filed May 5, 2022 00:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-055985 · tm2214422d4_4.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 3, 2022. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 3, 2022. Read SEC document |
| May 03, 2022 Filed May 5, 2022 00:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-055985 · tm2214422d4_4.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · derivative · entry 8 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F5 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022. F5 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and became fully vested on April 19, 2022. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · derivative · entry 7 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 315 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F4 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022. F4 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and became fully vested on April 19, 2022. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · derivative · entry 6 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022. F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and became fully vested on April 19, 2022. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · derivative · entry 5 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,563 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022. F2 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and became fully vested on April 19, 2022. Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · nonDerivative · entry 4 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · nonDerivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 309 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · nonDerivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 19, 2022 Filed Apr 22, 2022 00:19 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 3,563 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-048523 · tm2213240-8_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:53 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-004784 · wf-form4_164627236283205.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,901 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 14, 2022 Filed Feb 17, 2022 01:20 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024396 · tm226981-4_4seq1.xml · derivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 Underlying: Class A Common Stock · 675 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 14, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| November 02, 2021 Filed Nov 5, 2021 00:37 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-134609 · tm2132010-5_4seq1.xml · derivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315 Underlying: Class A Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on November 2, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 23:49 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-100967 · tm2124323-3_4seq1.xml · derivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Underlying: Class A Common Stock · 309 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on August 3, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:54 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 4,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000084 · wf-form4_162396323444343.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,529 F1 · shares: Restricted stock units ("RSUs") granted on June 15, 2021 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2022. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062622 · tm2115408-4_4seq1.xml · derivative · entry 4 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Underlying: Class A Common Stock · 3,563 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · shares: Represents annual equity grant. F6 · derivative.exercise_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date. F6 · derivative.expiration_date: The RSUs were granted on May 4, 2021 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2022 and the first anniversary of the grant date. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062622 · tm2115408-4_4seq1.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-062622 · tm2115408-4_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Underlying: Class A Common Stock · 244 shares Expires not disclosed F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer. F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 4, 2021. F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 4, 2021. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-062622 · tm2115408-4_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059397 · tm2114760-15_4seq1.xml · derivative · entry 4 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionRestricted Stock Units · Derivative | 3,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-059397 · tm2114760-15_4seq1.xml · derivative · entry 3 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). F2 · derivative.exercise_date: The RSUs were granted on September 23, 2020 and became fully vested on April 28, 2021. F2 · derivative.expiration_date: The RSUs were granted on September 23, 2020 and became fully vested on April 28, 2021. Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 266 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059397 · tm2114760-15_4seq1.xml · nonDerivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| April 28, 2021 Filed May 1, 2021 01:46 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | Exercise / conversionClass A Common Stock | 3,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059397 · tm2114760-15_4seq1.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and such Reporting Person's shares of Class A Common Stock are subject to the restrictions set forth in the Lock-Up Agreement, dated March 15, 2021, between the Reporting Person and the Initial Purchasers (as defined therein). Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 16:54 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-004746 · wf-form4_161584164744885.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,749 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029524 · tm217770-12_4seq1.xml · derivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Class A Common Stock · 233 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 01:04 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-029524 · tm217770-12_4seq1.xml · derivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33 Underlying: Class A Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents RSU grants for the last two quarters that are being issued in lieu of a quarterly cash retainer. F3 · derivative.exercise_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 24, 2021 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of the Issuer following the grant date and (ii) the first anniversary of the grant date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:49 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000005 · wf-form4_160980058599697.xml · nonDerivative · entry 2 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490 F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. F3 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to continued service as a director of the issuer through the vesting date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:49 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000005 · wf-form4_160980058599697.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631 F1 · shares: Represents compensation for service as a director during 2020 in the form of fully vested restricted stock units. F2 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 10:23 UTC | DraftKings Holdings Inc. DKNG · Entity 127463 | GrantRestricted Stock Units · Derivative | 3,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-108493 · tm2031678d3_form4.xml · derivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Underlying: Class A Common Stock · 3,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: Represents initial equity grant. F3 · derivative.exercise_date: The restricted stock units were granted on September 23, 2020 and shall vest on the earlier of the Issuer's annual meeting of shareholders in 2021 and the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units were granted on September 23, 2020 and shall vest on the earlier of the Issuer's annual meeting of shareholders in 2021 and the first anniversary of the grant date. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:54 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-20-000217 · edgar.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,481 F1 · shares: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders. F2 · balance_after: On June 20, 2019, the Company's common stock split 1-for-3, reducing the reporting person's directly owned shares of common stock by 33,601 shares. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:48 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 2,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-002843 · wf-form4_158327927902503.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,362 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:37 UTC | DYNEX CAPITAL INC DX · Entity 4199 | GrantCommon Stock | 10,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001225385-19-000084 · edgar.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,400 F1 · shares: Restricted stock award. The shares vest May 17, 2020. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 19:51 UTC | ENVESTNET, INC. ENV · Entity 85670 | GrantCommon Stock | 398 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-002569 · wf-form4_155191987411338.xml · nonDerivative · entry 1 Mosley Valerie · CIK 0001593815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,199 F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.