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Mosley Valerie

Disclosed activity across 7 companies

Tapewire entity
25749
SEC CIK
0001593815

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DYNEX CAPITAL INCDX · Entity 4199DirectorJune 12, 2020June 16, 2020
DraftKings Inc.DKNG · Entity 1872DirectorAugust 04, 2026August 07, 2026
Eaton Vance Floating-Rate 2022 Target Term TrustEFL · Entity 125691OfficerJuly 26, 2017July 26, 2017
Eaton Vance Floating-Rate Opportunities FundFROIX · Entity 83682TrusteeSeptember 01, 2023September 14, 2023
Groupon, Inc.GRPN · Entity 5174DirectorJune 15, 2022June 17, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DYNEX CAPITAL INC

Report date June 12, 2020 · Filed June 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,481 Reported balance After 2020-06-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-12 · Grant · Acquired 5,682 · Balance 22,481

F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders.

F2: On June 20, 2019, the Company's common stock split 1-for-3, reducing the reporting person's directly owned shares of common stock by 33,601 shares.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock award. The shares vest on the earlier of: (i) June 12, 2021 or (ii) the date of Dynex Capital, Inc.'s (the "Company") 2021 annual meeting of shareholders if such meeting is at least fifty (50) weeks after the Company's 2020 annual meeting of shareholders.

F2: On June 20, 2019, the Company's common stock split 1-for-3, reducing the reporting person's directly owned shares of common stock by 33,601 shares.

DraftKings Inc.

Report date August 04, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect10,588 Reported balance After 2026-08-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 10,588 · Balance 10,588

F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.

F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.

F2: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Eaton Vance Floating-Rate 2022 Target Term Trust

Report date July 26, 2017 · Filed July 26, 2017

This filing explicitly reported no securities owned.

Eaton Vance Floating-Rate Opportunities Fund

Report date September 01, 2023 · Filed September 14, 2023

This filing explicitly reported no securities owned.

Groupon, Inc.

Report date June 15, 2022 · Filed June 17, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,141 Reported balance After 2022-06-15 transaction · row 1
1 source row

Row 1 · 2022-06-15 · Grant · Acquired 11,612 · Balance 22,141

F1: Restricted stock units ("RSUs") granted on June 15, 2022 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2023. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") granted on June 15, 2022 under the Company's non-employee director compensation plan. Pursuant to a deferral election made under the terms of the Company's non-employee director compensation plan, 100% of the RSUs will be converted into an exempt award of deferred stock units ("DSUs") on a 1-for-1 basis upon vesting on June 15, 2023. DSUs represent a right to receive shares of common stock (or, in the sole discretion of the Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a director of the Company.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DraftKings Holdings Inc.

Report date May 05, 2022 · Filed May 09, 2022

Section 16 reporting ended · disclosed 2022-05-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-05-05 transaction · row 1
1 source row

Row 1 · 2022-05-05 · Disposition to issuer · Disposed 10,362 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-05 · Disposition to issuer · Disposed 13,342 · Balance 0

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated August 9, 2021 (the "Merger Agreement"), between DraftKings Inc. (now known as DraftKings Holdings Inc.) ("Old DraftKings"), Golden Nugget Online Gaming, Inc., New Duke Holdco, Inc. (now known as DraftKings Inc.) ("New DraftKings"), Duke Merger Sub, Inc. ("DK Merger Sub") and Gulf Merger Sub, Inc., upon the consummation of the merger of DK Merger Sub with and into Old DraftKings at 12:01 a.m. Eastern Time on May 5, 2022 (the "DraftKings Merger"), each issued and outstanding share of Class A common stock, par value $0.0001 per share, of Old DraftKings ("Old DraftKings Class A Common Stock") was converted into the right to receive one share of Class A common stock, par value $0.0001 per share, of New DraftKings ("New DraftKings Class A Common Stock"). The disposition of the Old DraftKings Class A Common Stock is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (continued in footnote 2)

F2: (Continued from footnote 1) pursuant to Rule 16b-7 under the Exchange Act. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings Class A Common Stock by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of shares of New DraftKings Class A Common Stock in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the Reporting Person pursuant to the Merger Agreement and does not reflect sales of securities by the Reporting Person.

F3: Pursuant to the Merger Agreement and in connection with the consummation of the DraftKings Merger, each outstanding restricted stock unit denominated in Old DraftKings Class A Common Stock (collectively, the "Old DraftKings RSUs") was converted into an equivalent restricted stock unit denominated in New DraftKings Class A Common Stock (collectively, the "New DraftKings RSUs"), each of which represents a contingent right to receive one share of New DraftKings Class A Common Stock. Contemporaneously with the filing of this Form 4 to reflect the disposition of Old DraftKings RSUs by the Reporting Person in connection with the consummation of the DraftKings Merger, the Reporting Person is filing a Form 4 with respect to New DraftKings to report the acquisition by such Reporting Person of an equal number of New DraftKings RSUs in connection with the consummation of the DraftKings Merger. This Form 4 only reports the disposition of securities of the (continued in footnote 4)

F4: (Continued from footnote 3) Reporting Person pursuant to the Merger Agreement and does not reflect the sale of securities by the Reporting Person. As used herein, the term "RSUs" refers to (i) Old DraftKings RSUs prior to the DraftKings Merger and (ii) New DraftKings RSUs following the DraftKings Merger, in each case, unless the context requires otherwise.

F5: These RSUs were granted on May 3, 2022 and shall vest in full on the earlier of (i) the next annual meeting of the stockholders of New DraftKings following the grant date and (ii) the first anniversary of the grant date.

ENVESTNET, INC.

Report date November 25, 2024 · Filed November 25, 2024

Section 16 reporting ended · disclosed 2024-11-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-11-25 transaction · row 1
1 source row

Row 1 · 2024-11-25 · Disposition to issuer · Disposed 15,533 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").

F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").

F2: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 7, 2026 00:19 UTC DraftKings Inc. DKNG · Entity 1872 GrantDeferred Stock Units · Derivative 10,588 $0.00 $0.00
Disclosure

SEC source: 0001593815-26-000007 · wk-form4_1786061995.xml · derivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,588

Underlying: Class A Common Stock · 10,588 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.

F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.

F1 · derivative.expiration_date: The Reporting Person has elected to defer compensation in the form of deferred stock units ("DSUs") under the DraftKings Director Stock Deferral Plan (the "Plan"). Pursuant to the terms of the Plan, the reporting person was credited with 10,588 DSUs, in lieu of an annual equity retainer, deferred by the reporting person under the Plan. The DSUs become payable upon the terms set forth in the Plan.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:21 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 5,562 $0.00 $0.00
Disclosure

SEC source: 0001593815-26-000004 · wk-form4_1778790075.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs were granted on August 5, 2025 and became fully vested on May 12, 2026.

F3 · derivative.expiration_date: The RSUs were granted on August 5, 2025 and became fully vested on May 12, 2026.

Read SEC document
May 12, 2026 Filed May 14, 2026 20:21 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 5,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001593815-26-000004 · wk-form4_1778790075.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
February 10, 2026 Filed Feb 13, 2026 01:18 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001593815-26-000002 · wk-form4_1770945534.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 10, 2026.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 10, 2026.

Read SEC document
February 10, 2026 Filed Feb 13, 2026 01:18 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 553 $0.00 $0.00
Disclosure

SEC source: 0001593815-26-000002 · wk-form4_1770945534.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 553

Underlying: Class A Common Stock · 553 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 10, 2026.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 10, 2026.

Read SEC document
February 10, 2026 Filed Feb 13, 2026 01:18 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 553 Not disclosed Not disclosed
Disclosure

SEC source: 0001593815-26-000002 · wk-form4_1770945534.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
November 06, 2025 Filed Nov 8, 2025 00:51 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 536 $0.00 $0.00
Disclosure

SEC source: 0001593815-25-000006 · wk-form4_1762563107.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 6, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 6, 2025.

Read SEC document
November 06, 2025 Filed Nov 8, 2025 00:51 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 536 $0.00 $0.00
Disclosure

SEC source: 0001593815-25-000006 · wk-form4_1762563107.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536

Underlying: Class A Common Stock · 536 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 6, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 6, 2025.

Read SEC document
November 06, 2025 Filed Nov 8, 2025 00:51 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 536 Not disclosed Not disclosed
Disclosure

SEC source: 0001593815-25-000006 · wk-form4_1762563107.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
August 05, 2025 Filed Aug 8, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 5,562 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-075343 · tm2522912-5_4seq1.xml · derivative · entry 4

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,562

Underlying: Class A Common Stock · 5,562 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents annual equity grant.

F6 · derivative.exercise_date: The RSUs were granted on August 5, 2025 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2026 and the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on August 5, 2025 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2026 and the first anniversary of the grant date.

Read SEC document
August 05, 2025 Filed Aug 8, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-075343 · tm2522912-5_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 5, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 5, 2025.

Read SEC document
August 05, 2025 Filed Aug 8, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-075343 · tm2522912-5_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333

Underlying: Class A Common Stock · 333 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 5, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 5, 2025.

Read SEC document
August 05, 2025 Filed Aug 8, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-075343 · tm2522912-5_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
May 19, 2025 Filed May 22, 2025 00:04 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 6,969 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-051736 · tm2515884-5_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs were granted on July 30, 2024 and became fully vested on May 19, 2025.

F3 · derivative.expiration_date: The RSUs were granted on July 30, 2024 and became fully vested on May 19, 2025.

Read SEC document
May 19, 2025 Filed May 22, 2025 00:04 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 6,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-051736 · tm2515884-5_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
May 06, 2025 Filed May 9, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-046321 · tm2514486-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 6, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 6, 2025.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 446 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-046321 · tm2514486-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446

Underlying: Class A Common Stock · 446 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 6, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 6, 2025.

Read SEC document
May 06, 2025 Filed May 9, 2025 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 446 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-046321 · tm2514486-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:07 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 345 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-013135 · tm256596-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 11, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 11, 2025.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:07 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 345 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-013135 · tm256596-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345

Underlying: Class A Common Stock · 345 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 11, 2025.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 11, 2025.

Read SEC document
February 11, 2025 Filed Feb 14, 2025 01:07 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 345 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-013135 · tm256596-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
November 25, 2024 Filed Nov 25, 2024 16:05 UTC ENVESTNET, INC. ENV · Entity 85670 Disposition to issuerCommon Stock 15,533 $63.15 $980,908.95
Disclosure

SEC source: 0001213900-24-102148 · ownership.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").

F2 · shares: Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.

F1 · acquired: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116026 · tm2427950-3_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 7, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 7, 2024.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:02 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 384 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-116026 · tm2427950-3_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384

Underlying: Class A Common Stock · 384 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on November 7, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on November 7, 2024.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 384 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-116026 · tm2427950-3_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
July 30, 2024 Filed Aug 2, 2024 00:04 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 6,969 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-085013 · tm2420663-4_4seq1.xml · derivative · entry 4

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,969

Underlying: Class A Common Stock · 6,969 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents annual equity grant.

F6 · derivative.exercise_date: The RSUs were granted on July 30, 2024 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2025 and the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on July 30, 2024 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2025 and the first anniversary of the grant date.

Read SEC document
July 30, 2024 Filed Aug 2, 2024 00:04 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-085013 · tm2420663-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on July 30, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on July 30, 2024.

Read SEC document
July 30, 2024 Filed Aug 2, 2024 00:04 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 418 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-085013 · tm2420663-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418

Underlying: Class A Common Stock · 418 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on July 30, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on July 30, 2024.

Read SEC document
July 30, 2024 Filed Aug 2, 2024 00:04 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 418 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-085013 · tm2420663-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
May 13, 2024 Filed May 16, 2024 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 6,339 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-062133 · tm2414613-3_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs were granted on August 1, 2023 and became fully vested on May 13, 2024.

F3 · derivative.expiration_date: The RSUs were granted on August 1, 2023 and became fully vested on May 13, 2024.

Read SEC document
May 13, 2024 Filed May 16, 2024 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 6,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-062133 · tm2414613-3_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
April 30, 2024 Filed May 3, 2024 00:06 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056563 · tm2413368-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on April 30, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on April 30, 2024.

Read SEC document
April 30, 2024 Filed May 3, 2024 00:06 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056563 · tm2413368-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360

Underlying: Class A Common Stock · 360 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on April 30, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on April 30, 2024.

Read SEC document
April 30, 2024 Filed May 3, 2024 00:06 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-056563 · tm2413368-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
February 29, 2024 Filed Mar 4, 2024 17:29 UTC ENVESTNET, INC. ENV · Entity 85670 GrantCommon Stock 3,663 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008594 · wk-form4_1709591344.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,533

F1 · kind: Represents restricted stock units that vest on the first anniversary of the date of the grant. These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 02:21 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 351 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024264 · tm246335-7_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 351 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 13, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 13, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 02:21 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 351 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024264 · tm246335-7_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351

Underlying: Class A Common Stock · 351 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on February 13, 2024.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on February 13, 2024.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 02:21 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 351 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-024264 · tm246335-7_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113918 · tm2329750-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

Read SEC document
October 31, 2023 Filed Nov 3, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113918 · tm2329750-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543

Underlying: Class A Common Stock · 543 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on October 31, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on October 31, 2023.

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October 31, 2023 Filed Nov 3, 2023 00:01 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 543 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-113918 · tm2329750-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

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August 01, 2023 Filed Aug 4, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 6,339 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-087432 · tm2322826-4_4seq1.xml · derivative · entry 4

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,339

Underlying: Class A Common Stock · 6,339 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · shares: Represents annual equity grant.

F6 · derivative.exercise_date: The RSUs were granted on August 1, 2023 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2024 and the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on August 1, 2023 and shall vest in full on the earlier of the Issuer's annual meeting of shareholders in 2024 and the first anniversary of the grant date.

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August 01, 2023 Filed Aug 4, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 474 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-087432 · tm2322826-4_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 1, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 1, 2023.

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August 01, 2023 Filed Aug 4, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 474 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-087432 · tm2322826-4_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474

Underlying: Class A Common Stock · 474 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on August 1, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on August 1, 2023.

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August 01, 2023 Filed Aug 4, 2023 00:02 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 474 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-087432 · tm2322826-4_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
May 02, 2023 Filed May 5, 2023 00:05 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 13,342 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-056178 · tm2314778-6_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The RSUs were granted on May 3, 2022 and became fully vested on May 2, 2023.

F3 · derivative.expiration_date: The RSUs were granted on May 3, 2022 and became fully vested on May 2, 2023.

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May 02, 2023 Filed May 5, 2023 00:05 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 13,342 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-056178 · tm2314778-6_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document
May 02, 2023 Filed May 13, 2023 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-059982 · tm2315739-6_4seq1.xml · derivative · entry 3

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 2, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 2, 2023.

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May 02, 2023 Filed May 13, 2023 00:03 UTC DraftKings Inc. DKNG · Entity 1872 GrantRestricted Stock Units · Derivative 680 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-059982 · tm2315739-6_4seq1.xml · derivative · entry 2

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680

Underlying: Class A Common Stock · 680 shares

Expires not disclosed

F1 · derivative.exercise_price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · shares: Represents RSU grant that is being issued in lieu of a quarterly cash retainer.

F4 · derivative.exercise_date: The RSUs were granted and became fully vested on May 2, 2023.

F4 · derivative.expiration_date: The RSUs were granted and became fully vested on May 2, 2023.

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May 02, 2023 Filed May 13, 2023 00:03 UTC DraftKings Inc. DKNG · Entity 1872 Exercise / conversionClass A Common Stock 680 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-059982 · tm2315739-6_4seq1.xml · nonDerivative · entry 1

Mosley Valerie · CIK 0001593815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.