Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567 | President, DRSS Division | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,237 |
Last balance in matching sequence
After 2026-08-05 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-08-05 · Sale · Disposed 2,100 · Balance 64,137 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 2 · 2026-08-05 · Sale · Disposed 1,500 · Balance 62,637 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 3 · 2026-08-05 · Sale · Disposed 300 · Balance 62,337 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 4 · 2026-08-05 · Sale · Disposed 100 · Balance 62,237 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2023 Filed Jan 6, 2023 00:56 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,512 | $10.03 | $15,165.36 |
DisclosureSEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,648 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2023 Filed Jan 6, 2023 00:56 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:09 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 3,727 | $20.92 | $77,968.84 |
DisclosureSEC source: 0001509412-22-000003 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,339 F2 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F3 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,497 shares held through Issuer's 401(k) Plan. Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 01:09 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 8,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000003 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,066 F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019. F3 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,497 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 07, 2022 Filed Jan 8, 2022 01:37 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 4,772 | $19.98 | $95,344.56 |
DisclosureSEC source: 0001509412-22-000002 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,702 F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested January 4, 2022 from performance restricted stock units granted in 2019 as reported on a Form 4 filed January 5, 2022 and released January 7, 2022. F2 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · derivative · entry 11 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · derivative · entry 10 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022. F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 10,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 7 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,474 F6 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2019. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,512 | $19.98 | $30,209.76 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 6 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,891 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 5 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 6,788 | $19.98 | $135,624.24 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,403 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017 where 15,000 RSUs vest on January 4, 2022. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · derivative · entry 9 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · derivative · entry 8 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,512 | $19.65 | $29,710.80 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,191 F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-22-000001 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F8 · balance_after: Includes 9,299 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,398 shares held through Issuer's 401(k) Plan. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 23:14 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0001509412-21-000008 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,453 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 9,062 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,385 shares held through Issuer's 401(k) Plan. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 23:25 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 2,500 | $26.32 | $65,788.00 |
DisclosureSEC source: 0001509412-21-000007 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,950 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 to $26.505 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 9,062 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,382 shares held through Issuer's 401(k) Plan. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 23:24 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 2,500 | $26.46 | $66,143.25 |
DisclosureSEC source: 0001509412-21-000006 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,280 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.54 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,379 shares held through Issuer's 401(k) Plan. Read SEC document |
| May 14, 2021 Filed May 14, 2021 23:54 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 5,000 | $25.00 | $125,000.00 |
DisclosureSEC source: 0001509412-21-000005 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,730 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,329 shares held through Issuer's 401(k) Plan. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 23:26 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 5,000 | $27.92 | $139,602.00 |
DisclosureSEC source: 0001509412-21-000004 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,688 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.59 to $28.25 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,287 shares held through Issuer's 401(k) Plan. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 00:50 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 11,838 | $25.09 | $297,015.42 |
DisclosureSEC source: 0001509412-21-000003 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,381 F1 · kind: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021. F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested March 4, 2021 from performance restricted stock units granted in 2018 as reported on a Form 4 filed March 8, 2021 and released March 15, 2021. F2 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 980 shares held through Issuer's 401(k) Plan. Read SEC document |
| March 04, 2021 Filed Mar 9, 2021 01:12 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000002 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,204 F1 · kind: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018. F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit award granted on January 4, 2018. F2 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 965 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · derivative · entry 7 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F4 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · derivative · entry 6 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 7,279 | $26.37 | $191,947.23 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,879 F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2016, where 15,000 RSUs vest on January 4, 2021. F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · derivative · entry 5 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,594 | $27.43 | $43,723.42 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-21-000001 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. F6 · balance_after: Includes 8,895 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 890 shares held through Issuer's 401(k) Plan. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 00:46 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 8,883 | $20.60 | $182,989.80 |
DisclosureSEC source: 0001509412-20-000003 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,446 F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F2 · balance_after: Includes 8,596 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 883 shares held through Issuer's 401(k) Plan. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 00:46 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 1,117 | $20.60 | $23,010.20 |
DisclosureSEC source: 0001509412-20-000003 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,329 F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F2 · balance_after: Includes 8,596 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 883 shares held through Issuer's 401(k) Plan. Read SEC document |
| May 27, 2020 Filed May 29, 2020 01:28 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 23,162 | $17.52 | $405,788.98 |
DisclosureSEC source: 0001509412-20-000002 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,837 F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.62 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 9,419 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 568 shares held through Issuer's 401(k) Plan. Read SEC document |
| May 27, 2020 Filed May 29, 2020 01:28 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 838 | $17.81 | $14,923.19 |
DisclosureSEC source: 0001509412-20-000002 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,999 F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.8075 to $17.8101 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 9,419 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 568 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 03, 2020 Filed Jan 4, 2020 00:54 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-20-000001 · primary_doc.xml · derivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F3 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 00:54 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-20-000001 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 00:54 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 4,832 | $18.01 | $87,024.32 |
DisclosureSEC source: 0001509412-20-000001 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,408 F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. F5 · balance_after: Includes 10,257 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held through Issuer's 401(k) Plan. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 00:54 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-20-000001 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015, where 15,000 RSUs vest on January 1, 2020. F5 · balance_after: Includes 10,257 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held through Issuer's 401(k) Plan. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · derivative · entry 6 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · derivative · entry 5 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2023-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 21,413 | $17.49 | $374,481.25 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,986 F3 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.55 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 8,587 | $17.40 | $149,413.80 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,399 F2 · kind: Shares withheld to cover exercise price of options exercised. F2 · shares: Shares withheld to cover exercise price of options exercised. F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 15,000 | $4.98 | $74,700.00 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013. F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013. F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan. Read SEC document |
| December 10, 2019 Filed Dec 13, 2019 01:22 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 15,000 | $4.98 | $74,700.00 |
DisclosureSEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013. F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013. F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 20:38 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 14,720 | $19.80 | $291,456.00 |
DisclosureSEC source: 0001509412-19-000004 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,896 F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F2 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 49 shares held in Issuer's 401(k) Plan. Read SEC document |
| August 09, 2019 Filed Aug 9, 2019 22:42 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 31,679 | $19.12 | $605,816.52 |
DisclosureSEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,567 F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.10 to $19.21 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F4 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 09, 2019 Filed Aug 9, 2019 22:42 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | SaleCommon Stock | 2,648 | $19.10 | $50,576.80 |
DisclosureSEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,246 F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F4 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 22:42 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | OtherCommon Stock | 13,711 | $19.09 | $261,742.99 |
DisclosureSEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,894 F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 8/7/2019 common stock closing price. F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 8/7/2019 common stock closing price. F2 · balance_after: Includes 12,651 shares purchased through Issuer's Employee Stock Purchase Plan. Read SEC document |
| January 17, 2019 Filed Jan 19, 2019 00:46 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-19-000002 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019. Read SEC document |
| January 17, 2019 Filed Jan 19, 2019 00:46 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 7,006 | $13.87 | $97,173.22 |
DisclosureSEC source: 0001509412-19-000002 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,939 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 12,320 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,376 shares held in Issuer's 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.