Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567 | President, DRSS Division | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Report date August 05, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,237 |
Last balance in matching sequence
After 2026-08-05 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-08-05 · Sale · Disposed 2,100 · Balance 64,137 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 2 · 2026-08-05 · Sale · Disposed 1,500 · Balance 62,637 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 3 · 2026-08-05 · Sale · Disposed 300 · Balance 62,337 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. Row 4 · 2026-08-05 · Sale · Disposed 100 · Balance 62,237 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025. F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2019 Filed Jan 19, 2019 00:46 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-19-000002 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014; the underlying common stock was released for settlement on January 17, 2019. F4 · balance_after: Includes 12,320 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,376 shares held in Issuer's 401(k) Plan. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 01:15 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-19-000001 · primary_doc.xml · derivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:44 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000003 · primary_doc.xml · derivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 23:59 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000008 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 23:59 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $12.26 | $12,174.18 |
DisclosureSEC source: 0001509412-17-000008 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,458 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,139 shares held in Issuer's 401(k) Plan. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 23:59 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000008 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017. F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,139 shares held in Issuer's 401(k) Plan. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 00:47 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000007 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 00:47 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,324 | $11.35 | $15,027.40 |
DisclosureSEC source: 0001509412-17-000007 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,324 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,012 shares held in Issuer's 401(k) Plan. Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 00:47 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000007 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017. F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,012 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · derivative · entry 9 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on June 27, 2017. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on June 27, 2017. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · derivative · entry 8 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · derivative · entry 7 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,324 | $11.21 | $14,842.04 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 6 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,117 F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 5 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on June 27, 2017. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $11.16 | $11,081.88 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,441 F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $10.82 | $10,744.26 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,434 F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 27, 2017 Filed Jun 30, 2017 00:33 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000006 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 shares each were released on June 27, 2017. F5 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · derivative · entry 6 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · derivative · entry 5 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $10.64 | $10,565.52 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 4 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,427 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $10.64 | $10,565.52 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,420 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:07 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000005 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 3,000 each were released on June 8, 2017. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,000 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000004 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 31, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,288 | $10.28 | $13,240.64 |
DisclosureSEC source: 0001509412-17-000004 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,344 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,931 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 23:21 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000004 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 31, 2017. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,931 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 26, 2017 Filed May 27, 2017 00:37 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000003 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 26, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 26, 2017. Read SEC document |
| May 26, 2017 Filed May 27, 2017 00:37 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 1,288 | $9.70 | $12,493.60 |
DisclosureSEC source: 0001509412-17-000003 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,632 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,931 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 26, 2017 Filed May 27, 2017 00:37 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000003 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, 4,000 were released on May 26, 2017. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 11,931 shares held in Issuer's 401(k) Plan. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:20 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 7,421 | $7.40 | $54,915.40 |
DisclosureSEC source: 0001509412-17-000002 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,421 F1 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported on a Form 4 filed January 5, 2017 and released January 17, 2017. F2 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and 11,432 shares held in Issuer's 401(k) Plan. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 01:25 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000001 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: 15,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days). F2 · derivative.expiration_date: 15,000 RSUs vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. The other 15,000 RSUs vest 20% upon each 10% increase in the closing market price of the Issuer's common stock measured from the RSU grant date through the 10-year anniversary of the RSU grant date, unless earlier vested or terminated pursuant to the terms of the RSU agreement (provided that such increase in the closing market price of common stock is sustained for twenty consecutive trading days). Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:25 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000001 · primary_doc.xml · derivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement. F1 · derivative.expiration_date: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:25 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-17-000001 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common Stock issued to reporting person pursuant to settlement of vested shares under Restricted Stock Unit (RSU) granted on January 3, 2012, which vest 100% on the five year anniversary of the date of grant, unless earlier vested pursuant to the terms of the RSU agreement. F4 · balance_after: Includes 10,551 shares purchased through Issuer's Employee Stock Purchase Plan and 11,466 shares held in Issuer's 401(k) Plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 23:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-16-000012 · primary_doc.xml · derivative · entry 3 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive once share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 23:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Tax withholdingCommon Stock | 993 | $7.39 | $7,338.27 |
DisclosureSEC source: 0001509412-16-000012 · primary_doc.xml · nonDerivative · entry 2 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,368 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 23:53 UTC | KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-16-000012 · primary_doc.xml · nonDerivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2015. Of these RSUs, 3,000 were released on September 12, 2016. F4 · balance_after: Includes 9,544 shares purchased through Issuer's Employee Stock Purchase Plan and 10,965 shares held in Issuer's 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.