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Carter David M

Disclosed activity across 1 company

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25549
SEC CIK
0001509412

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Reported relationships

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CompanyLast reported asReport datePublished
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.KTOS · Entity 3567President, DRSS DivisionAugust 05, 2026August 07, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,237 Last balance in matching sequence After 2026-08-05 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-08-05 · Sale · Disposed 2,100 · Balance 64,137

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.

Row 2 · 2026-08-05 · Sale · Disposed 1,500 · Balance 62,637

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.

Row 3 · 2026-08-05 · Sale · Disposed 300 · Balance 62,337

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.

Row 4 · 2026-08-05 · Sale · Disposed 100 · Balance 62,237

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 13, 2025.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.77 to $55.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.90 to $56.87 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.08 to $57.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5: Includes 12,322 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account; and approximately 182 shares held through Issuer's 401(k) Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 9

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,443 $27.48 $39,653.64
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,345

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 04, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 14

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 13

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 12

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 11

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,435 $27.48 $39,433.80
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,788

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,597 $27.48 $43,885.56
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,223

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,602 $27.48 $44,022.96
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,820

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:15 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

Read SEC document
January 02, 2025 Filed Jan 4, 2025 00:44 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,000 $26.49 $105,952.40
Disclosure

SEC source: 0001509412-25-000001 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,430

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.26 to $26.89 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,878 shares held through Issuer's 401(k) Plan.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:27 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,000 $26.73 $106,906.00
Disclosure

SEC source: 0001509412-24-000008 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,116

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.44 to $27.18 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,658 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,874 shares held through Issuer's 401(k) Plan.

Read SEC document
November 01, 2024 Filed Nov 1, 2024 23:37 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,000 $22.95 $91,818.40
Disclosure

SEC source: 0001509412-24-000006 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,149

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.74 to $23.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,658 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,907 shares held through Issuer's 401(k) Plan.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 23:39 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,000 $23.68 $94,710.80
Disclosure

SEC source: 0001509412-24-000005 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,129

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.01 to $24.184 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,658 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,887 shares held through Issuer's 401(k) Plan.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 23:11 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 SaleCommon Stock 4,000 $22.41 $89,624.40
Disclosure

SEC source: 0001509412-24-000004 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,154

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.10 to $22.69 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,658 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,912 shares held through Issuer's 401(k) Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 23:09 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 19,320 $18.24 $352,396.80
Disclosure

SEC source: 0001509412-24-000003 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,303

F1 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested February 29, 2024 from performance restricted stock units as reported on a Form 4 filed March 4, 2024 and released March 8, 2024.

F2 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,367 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000002 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,592

F4 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2023.

F5 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,336 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000002 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,592

F3 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2022.

F5 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,336 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000002 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,592

F2 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 4, 2021.

F5 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,336 shares held through Issuer's 401(k).

Read SEC document
February 29, 2024 Filed Mar 5, 2024 01:34 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,592

F1 · shares: Shares acquired pursuant to the settlement of a Performance Restricted Stock Unit Award granted on January 3, 2020.

F5 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,336 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 16

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 15

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 11

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,434 $18.53 $26,572.02
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 10

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,464

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 9

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 7,245 $18.53 $134,249.85
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,898

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 04, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2019, where 15,000 RSUs vest on the fifth anniversary of the January 4, 2019 date of grant.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 14

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 13

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · derivative · entry 12

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,615 $18.50 $29,877.50
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,143

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,608 $18.50 $29,748.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,758

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,608 $18.50 $29,748.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,366

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 03, 2024 Filed Jan 6, 2024 00:04 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-24-000001 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 11,352 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,208 shares held through Issuer's 401(k).

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 13

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 12

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,512 $10.21 $15,437.52
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,031

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 7

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 8,093 $10.21 $82,629.53
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,543

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 11

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 10

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · derivative · entry 9

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Tax withholdingCommon Stock 1,512 $10.03 $15,165.36
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,136

F7 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:56 UTC KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS · Entity 3567 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-23-000001 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F8 · balance_after: Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.