Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Director · CEO and Chairman BOD · 10% owner | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V-B | 57,336 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2017 Revocable Trust | 44,290 |
Reported balance
After 2026-09-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | Direct | 39,626 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,626 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Nonexempt Irrevocable Trust | 92,276 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 92,276 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Irrevocable Trust | 42,500 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 42,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V | 82,034 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 82,034 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V | 72,699 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 72,699 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood Gifts Trust | 20,612 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 20,612 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V-B | 169,006 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 169,006 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2024 Filed Jun 5, 2024 21:05 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 8,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012003 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2024 Filed May 9, 2024 23:11 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 6,983 | $0.00 Strike: $60.14 | $0.00 |
DisclosureSEC source: 0001062993-24-009819 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,983 Underlying: Class A Common Stock · 6,983 shares Expires 2034-05-06 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:01 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 761 | $0.00 Strike: $59.13 | $0.00 |
DisclosureSEC source: 0001062993-24-009366 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 761 Underlying: Class A Common Stock · 761 shares Expires 2034-04-30 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:47 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 6,543 | $0.00 Strike: $64.19 | $0.00 |
DisclosureSEC source: 0001062993-24-007952 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,543 Underlying: Class A Common Stock · 6,543 shares Expires 2034-03-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:47 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 701 | $0.00 Strike: $64.19 | $0.00 |
DisclosureSEC source: 0001062993-24-007952 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 701 Underlying: Class A Common Stock · 701 shares Expires 2034-03-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:28 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 6,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 6,849 Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 23:28 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 6,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V Disclosed balance after: 0 Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 6,629 | $0.00 Strike: $63.35 | $0.00 |
DisclosureSEC source: 0001062993-24-005630 · form4.xml · derivative · entry 11 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,629 Underlying: Class A Common Stock · 6,629 shares Expires 2034-02-28 F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 711 | $0.00 Strike: $63.35 | $0.00 |
DisclosureSEC source: 0001062993-24-005630 · form4.xml · derivative · entry 10 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711 Underlying: Class A Common Stock · 711 shares Expires 2034-02-28 F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 8,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005630 · form4.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,776 Underlying: Class A Common Stock · 8,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 3,258 | $63.35 | $206,394.30 |
DisclosureSEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,020 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 8,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 279,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2024 Annuity Trust V Disclosed balance after: 279,801 Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 279,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,304 | $45.21 Strike: $45.21 | $104,163.84 |
DisclosureSEC source: 0001062993-24-004625 · form4.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,304 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 136,276 | $56.07 Strike: $56.07 | $7,640,995.32 |
DisclosureSEC source: 0001062993-24-004625 · form4.xml · derivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 136,276 shares Expires 2028-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,304 | $45.21 | $104,163.84 |
DisclosureSEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 136,276 | $56.07 | $7,640,995.32 |
DisclosureSEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · derivative · entry 12 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,128,111 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,900 | $99.52 | $189,088.00 |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 to $99.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 19,571 | $98.68 | $1,931,266.28 |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 1,900 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.31 to $99.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,129 | $98.08 | $306,892.32 |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 21,471 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $98.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $96.61 | $38,644.00 |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 24,600 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $97.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 02:34 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:51 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 4,737 | $0.00 Strike: $88.65 | $0.00 |
DisclosureSEC source: 0001062993-24-001966 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,737 Underlying: Class A Common Stock · 4,737 shares Expires 2034-01-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:51 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 507 | $0.00 Strike: $88.65 | $0.00 |
DisclosureSEC source: 0001062993-24-001966 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507 Underlying: Class A Common Stock · 507 shares Expires 2034-01-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $25,000.00. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 21:48 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000802 · form4.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,153,111 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 21:48 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 25,000 | $90.50 | $2,262,500.00 |
DisclosureSEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. Read SEC document |
| January 10, 2024 Filed Jan 11, 2024 21:48 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:34 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 4,719 | $0.00 Strike: $89.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000449 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,719 Underlying: Class A Common Stock · 4,719 shares Expires 2034-01-01 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:34 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,180 | $0.00 Strike: $89.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000449 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180 Underlying: Class A Common Stock · 1,180 shares Expires 2034-01-01 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · derivative · entry 15 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,178,111 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 400 | $102.72 | $41,088.00 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.60 to $103.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,100 | $102.02 | $826,362.00 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 400 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.57 to $102.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,800 | $101.02 | $181,836.00 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 8,500 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.57 to $101.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,252 | $99.89 | $125,062.28 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 10,300 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.52 to $100.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,916 | $99.00 | $486,684.00 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 11,552 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $99.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,072 | $97.94 | $398,811.68 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 16,468 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.44 to $98.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,460 | $96.94 | $432,352.40 |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 20,540 F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $97.43 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 13, 2023 Filed Dec 16, 2023 00:38 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:40 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 4,056 | $0.00 Strike: $103.54 | $0.00 |
DisclosureSEC source: 0001062993-23-021962 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,056 Underlying: Class A Common Stock · 4,056 shares Expires 2033-11-30 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:40 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,014 | $0.00 Strike: $103.54 | $0.00 |
DisclosureSEC source: 0001062993-23-021962 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,014 Underlying: Class A Common Stock · 1,014 shares Expires 2033-11-30 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,333 | $89.03 | $296,736.99 |
DisclosureSEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,221 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 8,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021156 · form4.xml · derivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,054 Underlying: Class A Common Stock · 8,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 8,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2023 Filed Nov 7, 2023 22:48 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 5,042 | $0.00 Strike: $83.30 | $0.00 |
DisclosureSEC source: 0001062993-23-020274 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,042 Underlying: Class A Common Stock · 5,042 shares Expires 2033-11-05 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 23:32 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,759 | $0.00 Strike: $59.70 | $0.00 |
DisclosureSEC source: 0001062993-23-020124 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,759 Underlying: Class A Common Stock · 1,759 shares Expires 2033-10-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:49 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 5,957 | $0.00 Strike: $70.50 | $0.00 |
DisclosureSEC source: 0001062993-23-018998 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,957 Underlying: Class A Common Stock · 5,957 shares Expires 2033-10-01 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33 Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:49 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,490 | $0.00 Strike: $70.50 | $0.00 |
DisclosureSEC source: 0001062993-23-018998 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,490 Underlying: Class A Common Stock · 1,490 shares Expires 2033-10-01 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:35 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 99,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018295 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,331 Underlying: Class A Common Stock · 99,331 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. F3 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.