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Wood Anthony J.

Disclosed activity across 1 company

Tapewire entity
2552
SEC CIK
0001716837

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524Director · CEO and Chairman BOD · 10% ownerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V-B57,336 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeIndirectWood 2017 Revocable Trust44,290 Reported balance After 2026-09-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeDirect39,626 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 39,626

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Nonexempt Irrevocable Trust92,276 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 92,276

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Irrevocable Trust42,500 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,500

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V82,034 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82,034

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V72,699 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,699

Class A Common StockSEC Table I · non-derivativeIndirectWood Gifts Trust20,612 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,612

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V-B169,006 Reported balance Holding disclosure · report date 2026-09-14 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 169,006

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2024 Filed Jun 5, 2024 21:05 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012003 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:11 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 6,983 $0.00 Strike: $60.14 $0.00
Disclosure

SEC source: 0001062993-24-009819 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,983

Underlying: Class A Common Stock · 6,983 shares

Expires 2034-05-06

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

Read SEC document
May 01, 2024 Filed May 3, 2024 23:01 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 761 $0.00 Strike: $59.13 $0.00
Disclosure

SEC source: 0001062993-24-009366 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761

Underlying: Class A Common Stock · 761 shares

Expires 2034-04-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 6,543 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0001062993-24-007952 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,543

Underlying: Class A Common Stock · 6,543 shares

Expires 2034-03-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 701 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0001062993-24-007952 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701

Underlying: Class A Common Stock · 701 shares

Expires 2034-03-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 23:28 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 6,849

Read SEC document
March 14, 2024 Filed Mar 15, 2024 23:28 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V

Disclosed balance after: 0

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 6,629 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,629

Underlying: Class A Common Stock · 6,629 shares

Expires 2034-02-28

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 711 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711

Underlying: Class A Common Stock · 711 shares

Expires 2034-02-28

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,776

Underlying: Class A Common Stock · 8,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 3,258 $63.35 $206,394.30
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,020

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:24 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 279,801 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2024 Annuity Trust V

Disclosed balance after: 279,801

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:24 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 279,801 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:54 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,304 $45.21 Strike: $45.21 $104,163.84
Disclosure

SEC source: 0001062993-24-004625 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,304 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:54 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 136,276 $56.07 Strike: $56.07 $7,640,995.32
Disclosure

SEC source: 0001062993-24-004625 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136,276 shares

Expires 2028-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:54 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,304 $45.21 $104,163.84
Disclosure

SEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 21:54 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 136,276 $56.07 $7,640,995.32
Disclosure

SEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,128,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,900 $99.52 $189,088.00
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 to $99.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 19,571 $98.68 $1,931,266.28
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 1,900

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.31 to $99.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,129 $98.08 $306,892.32
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 21,471

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $98.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 400 $96.61 $38,644.00
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 24,600

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $97.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 02:34 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:51 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 4,737 $0.00 Strike: $88.65 $0.00
Disclosure

SEC source: 0001062993-24-001966 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,737

Underlying: Class A Common Stock · 4,737 shares

Expires 2034-01-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:51 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 507 $0.00 Strike: $88.65 $0.00
Disclosure

SEC source: 0001062993-24-001966 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507

Underlying: Class A Common Stock · 507 shares

Expires 2034-01-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $25,000.00.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 21:48 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-000802 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,153,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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January 10, 2024 Filed Jan 11, 2024 21:48 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 25,000 $90.50 $2,262,500.00
Disclosure

SEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

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January 10, 2024 Filed Jan 11, 2024 21:48 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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January 02, 2024 Filed Jan 4, 2024 21:34 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 4,719 $0.00 Strike: $89.00 $0.00
Disclosure

SEC source: 0001062993-24-000449 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Class A Common Stock · 4,719 shares

Expires 2034-01-01

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

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January 02, 2024 Filed Jan 4, 2024 21:34 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 1,180 $0.00 Strike: $89.00 $0.00
Disclosure

SEC source: 0001062993-24-000449 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Class A Common Stock · 1,180 shares

Expires 2034-01-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · derivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,178,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 400 $102.72 $41,088.00
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.60 to $103.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 8,100 $102.02 $826,362.00
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 400

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.57 to $102.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,800 $101.02 $181,836.00
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 8,500

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.57 to $101.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,252 $99.89 $125,062.28
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 10,300

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.52 to $100.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,916 $99.00 $486,684.00
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 11,552

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $99.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,072 $97.94 $398,811.68
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,468

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.44 to $98.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,460 $96.94 $432,352.40
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,540

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $97.43 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 13, 2023 Filed Dec 16, 2023 00:38 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 01, 2023 Filed Dec 5, 2023 22:40 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 4,056 $0.00 Strike: $103.54 $0.00
Disclosure

SEC source: 0001062993-23-021962 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,056

Underlying: Class A Common Stock · 4,056 shares

Expires 2033-11-30

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33

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December 01, 2023 Filed Dec 5, 2023 22:40 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 1,014 $0.00 Strike: $103.54 $0.00
Disclosure

SEC source: 0001062993-23-021962 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Class A Common Stock · 1,014 shares

Expires 2033-11-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

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November 16, 2023 Filed Nov 17, 2023 23:30 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 3,333 $89.03 $296,736.99
Disclosure

SEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,221

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

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November 15, 2023 Filed Nov 17, 2023 23:30 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021156 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,054

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

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November 15, 2023 Filed Nov 17, 2023 23:30 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 22:48 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 5,042 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001062993-23-020274 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,042

Underlying: Class A Common Stock · 5,042 shares

Expires 2033-11-05

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

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November 01, 2023 Filed Nov 3, 2023 23:32 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 1,759 $0.00 Strike: $59.70 $0.00
Disclosure

SEC source: 0001062993-23-020124 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,759

Underlying: Class A Common Stock · 1,759 shares

Expires 2033-10-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

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October 02, 2023 Filed Oct 4, 2023 20:49 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 5,957 $0.00 Strike: $70.50 $0.00
Disclosure

SEC source: 0001062993-23-018998 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,957

Underlying: Class A Common Stock · 5,957 shares

Expires 2033-10-01

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33

Read SEC document
October 02, 2023 Filed Oct 4, 2023 20:49 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 1,490 $0.00 Strike: $70.50 $0.00
Disclosure

SEC source: 0001062993-23-018998 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Class A Common Stock · 1,490 shares

Expires 2033-10-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 22:35 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 99,331 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018295 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,331

Underlying: Class A Common Stock · 99,331 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

F3 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.