Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Director · CEO and Chairman BOD · 10% owner | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V-B | 57,336 |
Reported balance
After 2026-09-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2017 Revocable Trust | 44,290 |
Reported balance
After 2026-09-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290 F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B. |
| Class A Common StockSEC Table I · non-derivative | Direct | 39,626 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,626 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Nonexempt Irrevocable Trust | 92,276 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 92,276 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood 2020 Irrevocable Trust | 42,500 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 42,500 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2025 Annuity Trust V | 82,034 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 82,034 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V | 72,699 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 72,699 |
| Class A Common StockSEC Table I · non-derivative | IndirectWood Gifts Trust | 20,612 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 20,612 |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Anthony J. Wood 2026 Annuity Trust V-B | 169,006 |
Reported balance
Holding disclosure · report date 2026-09-14 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 169,006 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2023 Filed Sep 19, 2023 22:35 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 178,796 | $0.00 Strike: $76.26 | $0.00 |
DisclosureSEC source: 0001062993-23-018295 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,796 Underlying: Class A Common Stock · 178,796 shares Expires 2033-09-14 F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 10/1/2023. Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 45,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V-B Disclosed balance after: 45,298 Read SEC document |
| September 11, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 45,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 136,277 | $56.07 Strike: $56.07 | $7,641,051.39 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · derivative · entry 9 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,277 Underlying: Class A Common Stock · 136,277 shares Expires 2028-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 45,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 45,298 Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 45,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V-B Disclosed balance after: 54,702 Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 22:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 136,277 | $56.07 | $7,641,051.39 |
DisclosureSEC source: 0001062993-23-017960 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:08 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $81.72 | $0.00 |
DisclosureSEC source: 0001062993-23-017746 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,139 Underlying: Class A Common Stock · 5,139 shares Expires 2033-08-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33 Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:08 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,285 | $0.00 Strike: $81.72 | $0.00 |
DisclosureSEC source: 0001062993-23-017746 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285 Underlying: Class A Common Stock · 1,285 shares Expires 2033-08-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 5,504 | $0.00 Strike: $97.49 | $0.00 |
DisclosureSEC source: 0001062993-23-015791 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,504 Underlying: Class A Common Stock · 5,504 shares Expires 2033-07-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 21:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,078 | $0.00 Strike: $97.49 | $0.00 |
DisclosureSEC source: 0001062993-23-015791 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,078 Underlying: Class A Common Stock · 1,078 shares Expires 2033-07-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 21:09 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 8,247 | $0.00 Strike: $65.07 | $0.00 |
DisclosureSEC source: 0001062993-23-014656 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,247 Underlying: Class A Common Stock · 8,247 shares Expires 2033-07-04 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 21:09 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,606 | $0.00 Strike: $65.34 | $0.00 |
DisclosureSEC source: 0001062993-23-014656 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606 Underlying: Class A Common Stock · 1,606 shares Expires 2033-07-02 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:00 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013848 · form4.xml · derivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,203,111 Underlying: Class A Common Stock · 6,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:00 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013848 · form4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood 2020 Irrevocable Trust Disclosed balance after: 42,500 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:00 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013848 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:00 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-013848 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 6,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 9,165 | $0.00 Strike: $58.55 | $0.00 |
DisclosureSEC source: 0001062993-23-012997 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,165 Underlying: Class A Common Stock · 9,165 shares Expires 2033-05-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:22 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,794 | $0.00 Strike: $58.55 | $0.00 |
DisclosureSEC source: 0001062993-23-012997 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,794 Underlying: Class A Common Stock · 1,794 shares Expires 2033-05-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 9,468 | $0.00 Strike: $56.68 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · derivative · entry 8 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,468 Underlying: Class A Common Stock · 9,468 shares Expires 2033-04-30 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,852 | $0.00 Strike: $56.68 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · derivative · entry 7 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,852 Underlying: Class A Common Stock · 1,852 shares Expires 2033-04-30 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 41,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 4 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V Disclosed balance after: 41,851 Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 41,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 41,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 41,851 Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:52 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 41,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009933 · form4.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V Disclosed balance after: 6,849 Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:33 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 8,167 | $0.00 Strike: $65.71 | $0.00 |
DisclosureSEC source: 0001062993-23-008775 · form4.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,167 Underlying: Class A Common Stock · 8,167 shares Expires 2033-04-02 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:33 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,598 | $0.00 Strike: $65.71 | $0.00 |
DisclosureSEC source: 0001062993-23-008775 · form4.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,598 Underlying: Class A Common Stock · 1,598 shares Expires 2033-04-02 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:29 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 8,432 | $0.00 Strike: $63.64 | $0.00 |
DisclosureSEC source: 0001716837-23-000016 · edgar.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,432 Underlying: Class A Common Stock · 8,432 shares Expires 2033-02-28 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:29 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,650 | $0.00 Strike: $63.64 | $0.00 |
DisclosureSEC source: 0001716837-23-000016 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 Underlying: Class A Common Stock · 1,650 shares Expires 2033-02-28 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:56 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 8,936 | $0.00 Strike: $60.05 | $0.00 |
DisclosureSEC source: 0001716837-23-000005 · edgar.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,936 Underlying: Class A Common Stock · 8,936 shares Expires 2033-01-31 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:56 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 1,748 | $0.00 Strike: $60.05 | $0.00 |
DisclosureSEC source: 0001716837-23-000005 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,748 Underlying: Class A Common Stock · 1,748 shares Expires 2033-01-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:50 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 13,231 | $0.00 Strike: $40.56 | $0.00 |
DisclosureSEC source: 0001716837-23-000002 · edgar.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,231 Underlying: Class A Common Stock · 13,231 shares Expires 2033-01-02 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:50 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 5,753 | $0.00 Strike: $40.56 | $0.00 |
DisclosureSEC source: 0001716837-23-000002 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,753 Underlying: Class A Common Stock · 5,753 shares Expires 2033-01-02 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:09 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 8,977 | $0.00 Strike: $59.78 | $0.00 |
DisclosureSEC source: 0001716837-22-000149 · edgar.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,977 Underlying: Class A Common Stock · 8,977 shares Expires 2032-11-30 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:09 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 3,903 | $0.00 Strike: $59.78 | $0.00 |
DisclosureSEC source: 0001716837-22-000149 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,903 Underlying: Class A Common Stock · 3,903 shares Expires 2032-11-30 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:51 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 10,822 | $0.00 Strike: $49.59 | $0.00 |
DisclosureSEC source: 0001716837-22-000136 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,822 Underlying: Class A Common Stock · 10,822 shares Expires 2032-11-03 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:19 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 4,109 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001716837-22-000132 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109 Underlying: Class A Common Stock · 4,109 shares Expires 2032-10-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 9,010 | $0.00 Strike: $59.56 | $0.00 |
DisclosureSEC source: 0001716837-22-000113 · edgar.xml · derivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Class A Common Stock · 9,010 shares Expires 2032-10-02 F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 22:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 3,917 | $0.00 Strike: $59.56 | $0.00 |
DisclosureSEC source: 0001716837-22-000113 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Class A Common Stock · 3,917 shares Expires 2032-10-02 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:30 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 3,417 | $0.00 Strike: $68.30 | $0.00 |
DisclosureSEC source: 0001716837-22-000106 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417 Underlying: Class A Common Stock · 3,417 shares Expires 2032-08-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33. Read SEC document |
| September 01, 2022 Filed Sep 16, 2022 22:05 UTC Amendment | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 7,857 | $0.00 Strike: $68.30 | $0.00 |
DisclosureSEC source: 0001716837-22-000111 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,857 Underlying: Class A Common Stock · 7,857 shares Expires 2032-08-31 F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. F2 · price: This stock option award was inadvertently omitted from the reporting person's Form 4 filed on September 6, 2022 due to administrative error. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:43 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 120,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000101 · edgar.xml · derivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,209,611 Underlying: Class A Common Stock · 120,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:43 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000101 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:43 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-22-000101 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 120,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 00:39 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 442,864 | $0.00 Strike: $74.15 | $0.00 |
DisclosureSEC source: 0001716837-22-000095 · edgar.xml · derivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,864 Underlying: Class A Common Stock · 442,864 shares Expires 2032-08-18 F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 22:57 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 75,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000087 · edgar.xml · derivative · entry 6 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,329,611 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 22:57 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000087 · edgar.xml · nonDerivative · entry 3 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V-B Disclosed balance after: 100,000 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 22:57 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000087 · edgar.xml · nonDerivative · entry 2 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 0 Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 22:57 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001716837-22-000087 · edgar.xml · nonDerivative · entry 1 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 20:48 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass B Common Stock · Derivative | 425,000 | $8.82 Strike: $8.82 | $3,748,500.00 |
DisclosureSEC source: 0001716837-22-000083 · edgar.xml · derivative · entry 5 Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Wood Revocable Trust Disclosed balance after: 17,404,611 Underlying: Class B Common Stock · 425,000 shares Expires 2027-08-14 F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.