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Wood Anthony J.

Disclosed activity across 1 company

Tapewire entity
2552
SEC CIK
0001716837

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROKU, INCROKU · Entity 2524Director · CEO and Chairman BOD · 10% ownerSeptember 14, 2026September 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROKU, INC

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V-B57,336 Reported balance After 2026-09-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-14 · Gift · Disposed 24,109 · Balance 57,336

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeIndirectWood 2017 Revocable Trust44,290 Reported balance After 2026-09-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-14 · Gift · Acquired 24,109 · Balance 44,290

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Class A Common StockSEC Table I · non-derivativeDirect39,626 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 39,626

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Nonexempt Irrevocable Trust92,276 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 92,276

Class A Common StockSEC Table I · non-derivativeIndirectWood 2020 Irrevocable Trust42,500 Reported balance Holding disclosure · report date 2026-09-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 42,500

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2025 Annuity Trust V82,034 Reported balance Holding disclosure · report date 2026-09-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 82,034

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V72,699 Reported balance Holding disclosure · report date 2026-09-14 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 72,699

Class A Common StockSEC Table I · non-derivativeIndirectWood Gifts Trust20,612 Reported balance Holding disclosure · report date 2026-09-14 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,612

Class A Common StockSEC Table I · non-derivativeIndirectThe Anthony J. Wood 2026 Annuity Trust V-B169,006 Reported balance Holding disclosure · report date 2026-09-14 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 169,006

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2025 Annuity Trust V-B.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2025 Filed Jan 13, 2025 22:13 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-000732 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,003,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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January 10, 2025 Filed Jan 13, 2025 22:13 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 25,000 $79.77 $1,994,250.00
Disclosure

SEC source: 0001062993-25-000732 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

Read SEC document
January 10, 2025 Filed Jan 13, 2025 22:13 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-000732 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 51,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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January 02, 2025 Filed Jan 3, 2025 22:00 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 504 $0.00 Strike: $74.49 $0.00
Disclosure

SEC source: 0001062993-25-000229 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504

Underlying: Class A Common Stock · 504 shares

Expires 2035-01-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,028,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 1,416 $84.83 $120,119.28
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.69 to $85.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 5,902 $84.03 $495,945.06
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 27,954

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.64 to $84.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,300 $83.37 $358,491.00
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 33,856

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.64 to $83.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 7,171 $81.95 $587,663.45
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 38,156

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.64 to $82.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,211 $81.10 $503,712.10
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 45,327

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.60 to $81.59 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 23:25 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020559 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 51,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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December 02, 2024 Filed Dec 3, 2024 23:47 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 486 $0.00 Strike: $77.05 $0.00
Disclosure

SEC source: 0001062993-24-019995 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486

Underlying: Class A Common Stock · 486 shares

Expires 2034-12-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 23:48 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,944

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

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November 15, 2024 Filed Nov 19, 2024 23:48 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 3,257 $68.87 $224,309.59
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,040

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024.

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November 15, 2024 Filed Nov 19, 2024 23:48 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-019377 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,053,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 25,000 $75.00 $1,875,000.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 22:41 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 51,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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November 07, 2024 Filed Nov 12, 2024 22:41 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 26,538 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 26,538

Read SEC document
November 07, 2024 Filed Nov 12, 2024 22:41 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 26,538 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-018930 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V-B

Disclosed balance after: 18,760

Read SEC document
November 04, 2024 Filed Nov 5, 2024 22:15 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 558 $0.00 Strike: $67.18 $0.00
Disclosure

SEC source: 0001062993-24-018346 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558

Underlying: Class A Common Stock · 558 shares

Expires 2034-11-03

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

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October 10, 2024 Filed Oct 11, 2024 22:07 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017633 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,078,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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October 10, 2024 Filed Oct 11, 2024 22:07 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 4,419 $77.79 $343,754.01
Disclosure

SEC source: 0001062993-24-017633 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.54 to $78.00 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 10, 2024 Filed Oct 11, 2024 22:07 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 20,581 $77.07 $1,586,177.67
Disclosure

SEC source: 0001062993-24-017633 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 4,419

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.51 to $77.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 10, 2024 Filed Oct 11, 2024 22:07 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-017633 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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October 01, 2024 Filed Oct 5, 2024 00:34 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 505 $0.00 Strike: $74.34 $0.00
Disclosure

SEC source: 0001062993-24-017443 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505

Underlying: Class A Common Stock · 505 shares

Expires 2034-09-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

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September 12, 2024 Filed Sep 13, 2024 21:56 UTC ROKU, INC ROKU · Entity 2524 ConversionClass B Common Stock · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016577 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 17,103,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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September 12, 2024 Filed Sep 13, 2024 21:56 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 25,000 $75.00 $1,875,000.00
Disclosure

SEC source: 0001062993-24-016577 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to Mr. Wood's 10b5-1 Plan.

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September 12, 2024 Filed Sep 13, 2024 21:56 UTC ROKU, INC ROKU · Entity 2524 ConversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-016577 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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September 03, 2024 Filed Sep 5, 2024 22:18 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 575 $0.00 Strike: $65.22 $0.00
Disclosure

SEC source: 0001062993-24-016227 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575

Underlying: Class A Common Stock · 575 shares

Expires 2034-09-02

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

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September 03, 2024 Filed Sep 5, 2024 22:18 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016227 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,221

Underlying: Class A Common Stock · 8,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

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September 03, 2024 Filed Sep 5, 2024 22:18 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 3,258 $65.22 $212,486.76
Disclosure

SEC source: 0001062993-24-016227 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,020

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024.

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September 03, 2024 Filed Sep 5, 2024 22:18 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016227 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 22:24 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 710,882 $0.00 Strike: $58.58 $0.00
Disclosure

SEC source: 0001062993-24-015464 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,882

Underlying: Class A Common Stock · 710,882 shares

Expires 2034-08-15

F1 · derivative.exercise_date: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2024.

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August 13, 2024 Filed Aug 14, 2024 23:43 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 94,247 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015111 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2024 Annuity Trust V-B

Disclosed balance after: 94,247

Read SEC document
August 13, 2024 Filed Aug 14, 2024 23:43 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 84,207 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015111 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 0

Read SEC document
August 13, 2024 Filed Aug 14, 2024 23:43 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 10,040 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015111 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 12, 2024 Filed Aug 14, 2024 23:43 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 54,702 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015111 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood 2017 Revocable Trust

Disclosed balance after: 84,207

Read SEC document
August 12, 2024 Filed Aug 14, 2024 23:43 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 54,702 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015111 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V-B

Disclosed balance after: 0

Read SEC document
August 06, 2024 Filed Aug 7, 2024 22:27 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 7,920 $0.00 Strike: $53.03 $0.00
Disclosure

SEC source: 0001062993-24-014641 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,920

Underlying: Class A Common Stock · 7,920 shares

Expires 2034-08-05

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

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August 06, 2024 Filed Aug 7, 2024 22:27 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 707 $0.00 Strike: $53.03 $0.00
Disclosure

SEC source: 0001062993-24-014641 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707

Underlying: Class A Common Stock · 707 shares

Expires 2034-08-05

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $20,833.33.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:13 UTC Amendment ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 848 $0.00 Strike: $53.03 $0.00
Disclosure

SEC source: 0001062993-24-014683 · form4a.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848

Underlying: Class A Common Stock · 848 shares

Expires 2034-08-05

F1 · shares: On August 7, 2024, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares subject to the stock option granted to the reporting person. As reported in this Form 4/A, the reporting person received a stock option to purchase 848 shares of the Issuer's Class A Common Stock (rather than 707 shares, as originally reported) in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00 (rather than $20,833.33, as originally reported).

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

F1 · derivative.underlying_shares: On August 7, 2024, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares subject to the stock option granted to the reporting person. As reported in this Form 4/A, the reporting person received a stock option to purchase 848 shares of the Issuer's Class A Common Stock (rather than 707 shares, as originally reported) in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00 (rather than $20,833.33, as originally reported).

F1 · balance_after: On August 7, 2024, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares subject to the stock option granted to the reporting person. As reported in this Form 4/A, the reporting person received a stock option to purchase 848 shares of the Issuer's Class A Common Stock (rather than 707 shares, as originally reported) in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00 (rather than $20,833.33, as originally reported).

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August 05, 2024 Filed Aug 7, 2024 22:27 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 22,656 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014641 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 29,505

Read SEC document
August 05, 2024 Filed Aug 7, 2024 22:27 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 22,656 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014641 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2023 Annuity Trust V

Disclosed balance after: 19,195

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:16 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 6,723 $0.00 Strike: $62.47 $0.00
Disclosure

SEC source: 0001062993-24-013369 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,723

Underlying: Class A Common Stockon Stock · 6,723 shares

Expires 2034-06-30

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 23:16 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 721 $0.00 Strike: $62.47 $0.00
Disclosure

SEC source: 0001062993-24-013369 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721

Underlying: Class A Common Stock · 721 shares

Expires 2034-06-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:05 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 7,248 $0.00 Strike: $57.94 $0.00
Disclosure

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,248

Underlying: Class A Common Stock · 7,248 shares

Expires 2034-06-02

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:05 UTC ROKU, INC ROKU · Entity 2524 GrantEmployee Stock Option (right to buy) · Derivative 776 $0.00 Strike: $57.94 $0.00
Disclosure

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776

Underlying: Class A Common Stock · 776 shares

Expires 2034-06-02

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 21:05 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 8,277 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012003 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,499

Underlying: Class A Common Stock · 8,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

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June 03, 2024 Filed Jun 5, 2024 21:05 UTC ROKU, INC ROKU · Entity 2524 Tax withholdingClass A Common Stock 3,257 $57.94 $188,710.58
Disclosure

SEC source: 0001062993-24-012003 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,040

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.