Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UWM Holdings CorpUWMC · Entity 261 | Director · President and CEO · 10% owner | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UWM Holdings Corp
Report date August 05, 2026 · Filed August 07, 2026
Jointly reported with SFS HOLDING CORP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class B Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class A Common StockSEC Table I · non-derivative | Direct | 408,131 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 408,131 F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares.
F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange
F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000.
F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2025 Filed Sep 8, 2025 21:09 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $6.44 | $2,576,231.84 |
DisclosureSEC source: 0001841794-25-000064 · wk-form4_1757365743.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,697,948 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.28 to $6.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 05, 2025 Filed Sep 8, 2025 21:09 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $6.25 | $2,500,225.00 |
DisclosureSEC source: 0001841794-25-000064 · wk-form4_1757365743.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,097,984 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.06 to $6.38 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 04, 2025 Filed Sep 8, 2025 21:09 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.81 | $2,324,209.16 |
DisclosureSEC source: 0001841794-25-000064 · wk-form4_1757365743.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,498,020 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.71 to $5.90 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 03, 2025 Filed Sep 3, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.65 | $2,260,203.40 |
DisclosureSEC source: 0001841794-25-000062 · wk-form4_1756934008.xml · nonDerivative · entry 4 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,898,056 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.56 to $5.70 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 4,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000062 · wk-form4_1756934008.xml · derivative · entry 6 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,372,282,620 Underlying: Class A Common Stock · 4,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.59 | $2,236,201.24 |
DisclosureSEC source: 0001841794-25-000062 · wk-form4_1756934008.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,298,092 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.50 to $5.63 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 4,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000062 · wk-form4_1756934008.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,698,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.70 | $2,280,205.20 |
DisclosureSEC source: 0001841794-25-000062 · wk-form4_1756934008.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 498,128 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.62 to $5.78 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 28, 2025 Filed Aug 28, 2025 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.56 | $2,224,200.16 |
DisclosureSEC source: 0001841794-25-000060 · wk-form4_1756413940.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 898,164 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.48 to $5.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.68 | $2,272,204.48 |
DisclosureSEC source: 0001841794-25-000060 · wk-form4_1756413940.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,298,200 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.60 to $5.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 26, 2025 Filed Aug 28, 2025 20:45 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.77 | $2,308,207.72 |
DisclosureSEC source: 0001841794-25-000060 · wk-form4_1756413940.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,698,236 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.67 to $5.85 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 25, 2025 Filed Aug 25, 2025 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.73 | $2,292,206.28 |
DisclosureSEC source: 0001841794-25-000057 · wk-form4_1756155590.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,098,272 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.68 to $5.83 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 22, 2025 Filed Aug 25, 2025 20:59 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.78 | $2,312,208.08 |
DisclosureSEC source: 0001841794-25-000057 · wk-form4_1756155590.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,498,308 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.40 to $5.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 21:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.36 | $2,144,192.96 |
DisclosureSEC source: 0001841794-25-000055 · wk-form4_1755810929.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,898,344 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.28 to $5.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 20, 2025 Filed Aug 21, 2025 21:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.60 | $2,240,201.60 |
DisclosureSEC source: 0001841794-25-000055 · wk-form4_1755810929.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,298,380 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.52 to $5.66 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 21:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.57 | $2,228,200.52 |
DisclosureSEC source: 0001841794-25-000055 · wk-form4_1755810929.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,698,416 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.42 to $5.68 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 21:02 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.35 | $2,140,192.60 |
DisclosureSEC source: 0001841794-25-000052 · wk-form4_1755550952.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,098,452 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.28 to $5.42 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:02 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 4,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000052 · wk-form4_1755550952.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,376,482,620 Underlying: Class A Common Stock · 4,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:02 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.39 | $2,156,194.04 |
DisclosureSEC source: 0001841794-25-000052 · wk-form4_1755550952.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,498,488 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.32 to $5.57 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 15, 2025 Filed Aug 18, 2025 21:02 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 4,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000052 · wk-form4_1755550952.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,898,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 20:33 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.45 | $2,180,196.20 |
DisclosureSEC source: 0001841794-25-000050 · wk-form4_1755203577.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 698,524 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.32 to $5.56 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:33 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $5.45 | $2,180,196.20 |
DisclosureSEC source: 0001841794-25-000050 · wk-form4_1755203577.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,098,560 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.08 to $5.63 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:33 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.91 | $1,964,176.76 |
DisclosureSEC source: 0001841794-25-000050 · wk-form4_1755203577.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,498,596 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.65 to $5.06 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 11, 2025 Filed Aug 11, 2025 21:24 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.58 | $1,832,164.88 |
DisclosureSEC source: 0001841794-25-000048 · wk-form4_1754947462.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,898,632 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.52 to $4.67 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 21:24 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.58 | $1,832,164.88 |
DisclosureSEC source: 0001841794-25-000048 · wk-form4_1754947462.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,298,668 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.43 to $4.74 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 07, 2025 Filed Aug 7, 2025 21:32 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.61 | $1,844,165.96 |
DisclosureSEC source: 0001841794-25-000046 · wk-form4_1754602370.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,698,704 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.45 to $4.90 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 21:32 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.25 | $1,700,153.00 |
DisclosureSEC source: 0001841794-25-000046 · wk-form4_1754602370.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,098,740 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.21 to $4.38 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 21:32 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.31 | $1,724,155.16 |
DisclosureSEC source: 0001841794-25-000046 · wk-form4_1754602370.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,498,776 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.24 to $4.38 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 04, 2025 Filed Aug 4, 2025 22:04 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.25 | $1,700,153.00 |
DisclosureSEC source: 0001841794-25-000044 · wk-form4_1754345062.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,898,812 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.16 to $4.28 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:04 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 4,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000044 · wk-form4_1754345062.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,380,682,620 Underlying: Class A Common Stock · 4,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:04 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.19 | $1,676,150.84 |
DisclosureSEC source: 0001841794-25-000044 · wk-form4_1754345062.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,298,848 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.11 to $4.31 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:04 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 4,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000044 · wk-form4_1754345062.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,698,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 31, 2025 Filed Jul 31, 2025 20:52 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.02 | $1,608,144.72 |
DisclosureSEC source: 0001841794-25-000042 · wk-form4_1753995164.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 498,884 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $3.98 to $4.07 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 20:52 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.10 | $1,640,147.60 |
DisclosureSEC source: 0001841794-25-000042 · wk-form4_1753995164.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 898,920 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.03 to $4.21 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 29, 2025 Filed Jul 31, 2025 20:52 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.23 | $1,692,152.28 |
DisclosureSEC source: 0001841794-25-000042 · wk-form4_1753995164.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,298,956 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.18 to $4.31 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 28, 2025 Filed Jul 28, 2025 22:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.24 | $1,696,152.64 |
DisclosureSEC source: 0001841794-25-000040 · wk-form4_1753740942.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,698,992 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.20 to $4.27 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 25, 2025 Filed Jul 28, 2025 22:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.23 | $1,692,152.28 |
DisclosureSEC source: 0001841794-25-000040 · wk-form4_1753740942.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,099,028 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.15 to $4.36 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 24, 2025 Filed Jul 24, 2025 21:25 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.42 | $1,768,159.12 |
DisclosureSEC source: 0001841794-25-000037 · wk-form4_1753392313.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,499,064 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.35 to $4.58 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 23, 2025 Filed Jul 24, 2025 21:25 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.65 | $1,860,167.40 |
DisclosureSEC source: 0001841794-25-000037 · wk-form4_1753392313.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,899,100 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.55 to $4.76 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 22, 2025 Filed Jul 24, 2025 21:25 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.57 | $1,828,164.52 |
DisclosureSEC source: 0001841794-25-000037 · wk-form4_1753392313.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,299,136 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.43 to $4.65 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 21, 2025 Filed Jul 21, 2025 21:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.40 | $1,760,158.40 |
DisclosureSEC source: 0001841794-25-000035 · wk-form4_1753134974.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,699,172 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.25 to $4.48 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 21:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.20 | $1,680,151.20 |
DisclosureSEC source: 0001841794-25-000035 · wk-form4_1753134974.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,099,208 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.15 to $4.24 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 17, 2025 Filed Jul 17, 2025 21:29 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.18 | $1,672,150.48 |
DisclosureSEC source: 0001841794-25-000032 · wk-form4_1752787745.xml · nonDerivative · entry 4 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,499,244 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.15 to $4.25 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 16, 2025 Filed Jul 17, 2025 21:29 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.17 | $1,668,150.12 |
DisclosureSEC source: 0001841794-25-000032 · wk-form4_1752787745.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,899,280 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.10 to $4.25 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 21:29 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 4,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000032 · wk-form4_1752787745.xml · derivative · entry 6 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,384,882,620 Underlying: Class A Common Stock · 4,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F8 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 21:29 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.20 | $1,680,151.20 |
DisclosureSEC source: 0001841794-25-000032 · wk-form4_1752787745.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,299,316 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.17 to $4.29 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 15, 2025 Filed Jul 17, 2025 21:29 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 4,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000032 · wk-form4_1752787745.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,699,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 14, 2025 Filed Jul 14, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.22 | $1,688,151.92 |
DisclosureSEC source: 0001841794-25-000030 · wk-form4_1752527598.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,499,352 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.15 to $4.27 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 11, 2025 Filed Jul 14, 2025 21:13 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.14 | $1,656,149.04 |
DisclosureSEC source: 0001841794-25-000030 · wk-form4_1752527598.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,899,388 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.07 to $4.19 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| July 10, 2025 Filed Jul 10, 2025 21:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $4.13 | $1,652,148.68 |
DisclosureSEC source: 0001841794-25-000027 · wk-form4_1752182116.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,299,424 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.04 to $4.21 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.