Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UWM Holdings CorpUWMC · Entity 261 | Director · President and CEO · 10% owner | August 05, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UWM Holdings Corp
Report date August 05, 2026 · Filed August 07, 2026
Jointly reported with SFS HOLDING CORP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class B Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2036-08-05 | IndirectSee Footnote | 15,000,000 |
Reported balance
After 2026-08-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-05 · Grant · Acquired 15,000,000 · Balance 15,000,000 F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000. F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization. |
| Class A Common StockSEC Table I · non-derivative | Direct | 408,131 |
Reported balance
Holding disclosure · report date 2026-08-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 408,131 F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares.
F2: The Class A Warrants and the Class B Warrants are not exercisable until the Issuer obtains stockholder approval of the exercise of such Warrants pursuant to the rules of the New York Stock Exchange
F3: Pursuant to a Securities Purchase Agreement dated as of August 5, 2026, by and among the Issuer, certain funds or investment vehicles advised, managed by, or otherwise affiliated with Oaktree Capital Management, L.P.,, Mat Ishbia, SFS Holding Corp. and SFS Group Capital, LLC ("SFS Capital"), SFS Capital purchased 150,000 shares of Series A-1 Preferred Stock of the Issuer with an issue price of $1,000 per share, together with Class A Warrants and Class B Warrants, each to purchase 15,000,000 shares of the Company's Class A Common Stock, for an aggregate purchase price of $1,500,000.
F4: These securities are held directly by SFS Capital, and indirectly by Mat Ishbia. Mat Ishbia is the manager and beneficially owns 75% of the equity interests in SFS Capital. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Capital may be deemed to be a director by deputization.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2025 Filed Nov 5, 2025 22:03 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.76 | $3,435,010.56 |
DisclosureSEC source: 0001841794-25-000106 · wk-form4_1762380212.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,232,612 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.71 to $5.84 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 22:01 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.76 | $3,435,010.56 |
DisclosureSEC source: 0001841794-25-000102 · wk-form4_1762207260.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 28,968 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.45 to $5.85 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 22:03 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 6,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000106 · wk-form4_1762380212.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,345,082,620 Underlying: Class A Common Stock · 6,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 22:03 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 6,800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000106 · wk-form4_1762380212.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,828,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 31, 2025 Filed Nov 3, 2025 22:01 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.59 | $3,333,630.04 |
DisclosureSEC source: 0001841794-25-000102 · wk-form4_1762207260.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 625,324 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.50 to $5.63 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 22:01 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.56 | $3,315,739.36 |
DisclosureSEC source: 0001841794-25-000102 · wk-form4_1762207260.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,221,680 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.50 to $5.65 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 29, 2025 Filed Oct 29, 2025 20:44 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.70 | $3,399,229.20 |
DisclosureSEC source: 0001841794-25-000100 · wk-form4_1761770682.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,818,036 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.51 to $5.90 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 20:44 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.82 | $3,470,791.92 |
DisclosureSEC source: 0001841794-25-000100 · wk-form4_1761770682.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,414,392 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.77 to $5.86 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 27, 2025 Filed Oct 27, 2025 20:31 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.83 | $3,476,755.48 |
DisclosureSEC source: 0001841794-25-000098 · wk-form4_1761597076.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,010,748 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.78 to $5.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 24, 2025 Filed Oct 27, 2025 20:31 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.87 | $3,500,609.72 |
DisclosureSEC source: 0001841794-25-000098 · wk-form4_1761597076.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,607,104 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.81 to $5.94 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 23, 2025 Filed Oct 27, 2025 20:31 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.75 | $3,429,047.00 |
DisclosureSEC source: 0001841794-25-000098 · wk-form4_1761597076.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,203,460 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.69 to $5.84 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 22, 2025 Filed Oct 22, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.73 | $3,417,119.88 |
DisclosureSEC source: 0001841794-25-000096 · wk-form4_1761166077.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,799,816 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.66 to $5.84 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 21, 2025 Filed Oct 22, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.67 | $3,381,338.52 |
DisclosureSEC source: 0001841794-25-000096 · wk-form4_1761166077.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,396,172 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.46 to $5.73 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 20, 2025 Filed Oct 20, 2025 21:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.56 | $3,315,739.36 |
DisclosureSEC source: 0001841794-25-000092 · wk-form4_1760997425.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,992,528 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.39 to $5.64 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 17, 2025 Filed Oct 20, 2025 21:57 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.37 | $3,202,431.72 |
DisclosureSEC source: 0001841794-25-000092 · wk-form4_1760997425.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,588,884 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.26 to $5.41 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 16, 2025 Filed Oct 16, 2025 23:54 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.26 | $3,136,832.56 |
DisclosureSEC source: 0001841794-25-000089 · wk-form4_1760658894.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,185,240 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.19 to $5.29 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 23:54 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.39 | $3,214,358.84 |
DisclosureSEC source: 0001841794-25-000089 · wk-form4_1760658894.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,781,596 F3 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.32 to $5.59 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 15, 2025 Filed Oct 16, 2025 23:54 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 6,800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000089 · wk-form4_1760658894.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 8,377,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F2 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 15, 2025 Filed Nov 5, 2025 21:56 UTC Amendment | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 6,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000104 · wk-form4a_1762379775.xml · derivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,351,882,620 Underlying: Class A Common Stock · 6,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F4 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 15, 2025 Filed Nov 5, 2025 21:56 UTC Amendment | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 6,800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000104 · wk-form4a_1762379775.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 8,377,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On October 16, 2025, the Reporting Persons filed a Form 4 which inadvertently did not report a conversion of UWM Paired Interests into Class A Common Stock. F2 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 14, 2025 Filed Oct 14, 2025 20:53 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.38 | $3,208,395.28 |
DisclosureSEC source: 0001841794-25-000086 · wk-form4_1760475204.xml · nonDerivative · entry 4 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,577,952 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F6 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.24 to $5.49 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 20:53 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.27 | $3,142,796.12 |
DisclosureSEC source: 0001841794-25-000086 · wk-form4_1760475204.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,174,308 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.18 to $5.36 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:53 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.34 | $3,184,541.04 |
DisclosureSEC source: 0001841794-25-000086 · wk-form4_1760475204.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,770,664 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.25 to $5.43 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 09, 2025 Filed Oct 14, 2025 20:53 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.30 | $3,160,686.80 |
DisclosureSEC source: 0001841794-25-000086 · wk-form4_1760475204.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,367,020 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.26 to $5.37 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 08, 2025 Filed Oct 8, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.40 | $3,220,322.40 |
DisclosureSEC source: 0001841794-25-000083 · wk-form4_1759956486.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,963,376 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.33 to $5.47 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 07, 2025 Filed Oct 8, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.39 | $3,214,358.84 |
DisclosureSEC source: 0001841794-25-000083 · wk-form4_1759956486.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,559,732 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.28 to $5.64 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 06, 2025 Filed Oct 6, 2025 22:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.69 | $3,393,265.64 |
DisclosureSEC source: 0001841794-25-000081 · wk-form4_1759788955.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,156,088 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.60 to $5.98 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 22:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $5.99 | $3,572,172.44 |
DisclosureSEC source: 0001841794-25-000081 · wk-form4_1759788955.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,752,444 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.94 to $6.17 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 02, 2025 Filed Oct 6, 2025 22:15 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.06 | $3,613,917.36 |
DisclosureSEC source: 0001841794-25-000081 · wk-form4_1759788955.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,348,800 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.90 to $6.27 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 6,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000080 · wk-form4_1759351806.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,358,682,620 Underlying: Class A Common Stock · 6,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.22 | $3,709,334.32 |
DisclosureSEC source: 0001841794-25-000080 · wk-form4_1759351806.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,945,156 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.16 to $6.30 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| October 01, 2025 Filed Oct 1, 2025 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 6,800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000080 · wk-form4_1759351806.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,541,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 20:50 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.09 | $3,631,808.04 |
DisclosureSEC source: 0001841794-25-000080 · wk-form4_1759351806.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 741,512 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.94 to $6.26 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 29, 2025 Filed Sep 29, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.11 | $3,643,735.16 |
DisclosureSEC source: 0001841794-25-000077 · wk-form4_1759178928.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,337,868 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $5.90 to $6.24 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 26, 2025 Filed Sep 29, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.23 | $3,715,297.88 |
DisclosureSEC source: 0001841794-25-000077 · wk-form4_1759178928.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,934,224 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.18 to $6.38 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 25, 2025 Filed Sep 29, 2025 20:48 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.25 | $3,727,225.00 |
DisclosureSEC source: 0001841794-25-000077 · wk-form4_1759178928.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,530,580 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.18 to $6.35 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 24, 2025 Filed Sep 24, 2025 20:41 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.42 | $3,828,605.52 |
DisclosureSEC source: 0001841794-25-000075 · wk-form4_1758746505.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,126,936 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.32 to $6.51 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 20:41 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.42 | $3,828,605.52 |
DisclosureSEC source: 0001841794-25-000075 · wk-form4_1758746505.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,723,292 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.24 to $6.54 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 22, 2025 Filed Sep 22, 2025 20:44 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.23 | $3,715,297.88 |
DisclosureSEC source: 0001841794-25-000073 · wk-form4_1758573857.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,319,648 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.06 to $6.33 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 19, 2025 Filed Sep 22, 2025 20:44 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.45 | $3,846,496.20 |
DisclosureSEC source: 0001841794-25-000073 · wk-form4_1758573857.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,916,004 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.40 to $6.63 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 18, 2025 Filed Sep 18, 2025 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.56 | $3,912,095.36 |
DisclosureSEC source: 0001841794-25-000071 · wk-form4_1758228961.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,512,360 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.52 to $6.63 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.81 | $4,061,184.36 |
DisclosureSEC source: 0001841794-25-000071 · wk-form4_1758228961.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,108,716 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.57 to $7.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 20:56 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.66 | $3,971,730.96 |
DisclosureSEC source: 0001841794-25-000071 · wk-form4_1758228961.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 6,705,072 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.61 to $6.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:05 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionUWM Paired Interests · Derivative | 6,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001841794-25-000069 · wk-form4_1757973953.xml · derivative · entry 5 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,365,482,620 Underlying: Class A Common Stock · 6,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F7 · derivative.expiration_date: The conversion rights related to the UWM Paired Interests do not expire. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 596,356 | $6.84 | $4,079,075.04 |
DisclosureSEC source: 0001841794-25-000069 · wk-form4_1757973953.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,301,428 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.75 to $6.97 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 15, 2025 Filed Sep 15, 2025 22:05 UTC | UWM Holdings Corp UWMC · Entity 261 | ConversionClass A Common Stock | 6,800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001841794-25-000069 · wk-form4_1757973953.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 7,897,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 22:05 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,056 | $6.88 | $2,752,385.28 |
DisclosureSEC source: 0001841794-25-000069 · wk-form4_1757973953.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,097,784 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.80 to $6.94 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 11, 2025 Filed Sep 11, 2025 21:49 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $6.99 | $2,796,251.64 |
DisclosureSEC source: 0001841794-25-000066 · wk-form4_1757627384.xml · nonDerivative · entry 3 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,497,840 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F5 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.81 to $7.10 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 21:49 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $6.77 | $2,708,243.72 |
DisclosureSEC source: 0001841794-25-000066 · wk-form4_1757627384.xml · nonDerivative · entry 2 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 1,897,876 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F4 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.53 to $6.89 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 21:49 UTC | UWM Holdings Corp UWMC · Entity 261 | SaleClass A Common Stock | 400,036 | $6.40 | $2,560,230.40 |
DisclosureSEC source: 0001841794-25-000066 · wk-form4_1757627384.xml · nonDerivative · entry 1 Mat Ishbia · CIK 0001841794 · Director · President and CEO · 10% owner SFS HOLDING CORP · CIK 0001842002 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 2,297,912 F1 · shares: Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. F2 · price: Represents the weighted average price of shares sold. The price of the shares sold ranged from $6.32 to $6.48 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. F3 · ownership.nature: These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.