Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Pres, Devices, Prod, and Tech | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,569 |
Ending reported balance
After 2026-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-01 · Exercise / conversion · Acquired 16,151 · Balance 35,336 Row 2 · 2026-09-01 · Tax withholding · Disposed 6,357 · Balance 28,979 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. Row 3 · 2026-09-02 · Sale · Disposed 3,410 · Balance 25,569 F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-01 · Exercise / conversion · Disposed 4,910 · Balance 0 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,159 |
Reported balance
After 2026-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-01 · Exercise / conversion · Disposed 6,790 · Balance 27,159 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 35,604 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 4,451 · Balance 35,604 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.
F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 04, 2019 Filed Jun 6, 2019 20:22 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,427 | $91.88 | $314,877.90 |
DisclosureSEC source: 0001716837-19-000104 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,562 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000104 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,838 Underlying: Class A Common Stock · 9,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments with the first vest occurring on June 1, 2019. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:22 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000104 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 02:03 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 159,827 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-19-000041 · edgar.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,827 Underlying: Class A Common Stock · 159,827 shares Expires not disclosed F1 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments with the first vest occurring on June 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.