Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Pres, Devices, Prod, and Tech | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,569 |
Ending reported balance
After 2026-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-01 · Exercise / conversion · Acquired 16,151 · Balance 35,336 Row 2 · 2026-09-01 · Tax withholding · Disposed 6,357 · Balance 28,979 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. Row 3 · 2026-09-02 · Sale · Disposed 3,410 · Balance 25,569 F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-01 · Exercise / conversion · Disposed 4,910 · Balance 0 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,159 |
Reported balance
After 2026-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-01 · Exercise / conversion · Disposed 6,790 · Balance 27,159 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 35,604 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 4,451 · Balance 35,604 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.
F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2024 Filed Jun 5, 2024 21:06 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012004 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,035 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:06 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 4,795 | $57.94 | $277,822.30 |
DisclosureSEC source: 0001062993-24-012004 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,165 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:06 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012004 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005627 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,097 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005627 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,793 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:38 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 4,795 | $63.35 | $303,763.25 |
DisclosureSEC source: 0001062993-24-005627 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,292 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:38 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005627 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2023 Filed Dec 16, 2023 00:08 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 33,684 | $103.90 | $3,499,767.60 |
DisclosureSEC source: 0001062993-23-022692 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,418 F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 23:32 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,906 | $89.03 | $436,781.18 |
DisclosureSEC source: 0001062993-23-021159 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,102 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021159 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,007 Underlying: Class A Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021159 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,552 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 23:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-021159 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 22:38 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 58,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018297 · form4.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,916 Underlying: Class A Common Stock · 58,916 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2023. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,390 | $82.69 | $197,629.10 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,340 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2023. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,311 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-017745 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 00:19 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,668 | $60.06 | $220,300.08 |
DisclosureSEC source: 0001062993-23-012994 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,972 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012994 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012994 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,069 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 00:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 7,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012994 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,812 | $61.93 | $545,727.16 |
DisclosureSEC source: 0001716837-23-000018 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,338 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,543 Underlying: Class A Common Stock · 2,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,828 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000018 · edgar.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-23-000018 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 23:44 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,970 | $56.46 | $506,446.20 |
DisclosureSEC source: 0001716837-22-000145 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,860 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,085 Underlying: Class A Common Stock · 2,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,586 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000145 · edgar.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,990 Underlying: Class A Common Stock · 9,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019. F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:44 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 17,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000145 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 22:37 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,749 | $66.94 | $585,658.06 |
DisclosureSEC source: 0001716837-22-000107 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,540 F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on September 1, 2022. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:37 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000107 · edgar.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Underlying: Class A Common Stock · 2,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022. F5 · derivative.expiration_date: This RSU vests in 4 substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:37 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000107 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,345 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022. F4 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:37 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000107 · edgar.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,979 Underlying: Class A Common Stock · 9,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in 16 substantially equal quarterly installments. The first installment vested on June 1, 2019. F3 · derivative.expiration_date: This RSU vests in 16 substantially equal quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:37 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 17,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000107 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 01:22 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 10,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000097 · edgar.xml · derivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,169 Underlying: Class A Common Stock · 10,169 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU was granted on 8/19/22 and vests in 4 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022. F3 · derivative.expiration_date: This RSU was granted on 8/19/22 and vests in 4 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 01:22 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 57,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000097 · edgar.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,103 Underlying: Class A Common Stock · 57,103 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU was granted on 8/19/22 and vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022. F2 · derivative.expiration_date: This RSU was granted on 8/19/22 and vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 9/1/2022. Read SEC document |
| June 08, 2022 Filed Jun 8, 2022 23:39 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,973 | $100.00 | $497,300.00 |
DisclosureSEC source: 0001716837-22-000044 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:53 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,016 | $93.41 | $468,544.56 |
DisclosureSEC source: 0001716837-22-000041 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,973 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:53 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000041 · edgar.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,968 Underlying: Class A Common Stock · 9,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:53 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000041 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,912 | $131.12 | $775,181.44 |
DisclosureSEC source: 0001716837-22-000017 · edgar.xml · nonDerivative · entry 3 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 00:36 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,077 | $129.30 | $527,164.66 |
DisclosureSEC source: 0001716837-22-000017 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,912 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,989 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000017 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,967 Underlying: Class A Common Stock · 9,989 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:36 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000017 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 00:31 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,974 | $263.75 | $1,311,892.50 |
DisclosureSEC source: 0001716837-21-000150 · edgar.xml · nonDerivative · entry 3 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 00:31 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,016 | $272.03 | $1,364,490.94 |
DisclosureSEC source: 0001716837-21-000150 · edgar.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,974 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 9,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000150 · edgar.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 Underlying: Class A Common Stock · 9,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:31 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000150 · edgar.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 21:49 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,896 | $334.27 | $1,636,585.92 |
DisclosureSEC source: 0001716837-21-000134 · edgar.xml · nonDerivative · entry 3 Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.