Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allison Transmission Holdings IncALSN · Entity 246 | CLO & Asst. Secretary | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 61 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 11 · Balance 61 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 2, 2021 19:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000132 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000084 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000052 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 305 | $37.92 | $11,565.60 |
DisclosureSEC source: 0001411207-21-000052 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,008 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000052 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February7, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Underlying: Common Stock · 2,689 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock. F6 · derivative.exercise_date: The RSUs vest in three equal annual installments beginning on February 10, 2022. F6 · derivative.expiration_date: The RSUs vest in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 8,067 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,067 Underlying: Common Stock · 8,067 shares Expires 2031-02-10 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 10, 2022. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000032 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060 Underlying: Common Stock · 1,060 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F2 · shares: On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 1,060 PSUs. F3 · derivative.exercise_date: Earned PSUs will vest on February 28, 2021. F3 · derivative.expiration_date: Earned PSUs will vest on February 28, 2021. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000024 · edgar.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98 Underlying: Common Stock · 86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 1,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000024 · edgar.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 705 | $43.11 | $30,392.55 |
DisclosureSEC source: 0001411207-21-000024 · edgar.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,253 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000024 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-21-000024 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000198 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 18:59 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000162 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 19:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000126 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:22 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000076 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000042 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 534 | $40.60 | $21,680.40 |
DisclosureSEC source: 0001411207-20-000042 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,943 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 20:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000042 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 22, 2017. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 8 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254 Underlying: Common Stock · 2,254 shares Expires not disclosed F8 · derivative.exercise_price: Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F9 · derivative.exercise_date: The RSUs vest on February 25, 2023. F9 · derivative.expiration_date: The RSUs vest on February 25, 2023. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 6,761 | $0.00 Strike: $43.22 | $0.00 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 7 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,761 Underlying: Common Stock · 6,761 shares Expires 2030-02-25 F7 · derivative.exercise_date: The option vests on February 25, 2023. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 6 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73 Underlying: Common Stock · 92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 792 | $44.55 | $35,283.60 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,673 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 1,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-20-000010 · edgar.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804 Underlying: Common Stock · 1,804 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock. F5 · shares: On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 1,804 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2020. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2020. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 19:53 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000234 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000204 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:45 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000149 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:13 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000085 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionPerformance Stock Units · Derivative | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000062 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17,2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17,2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of performance-based restricted stock units ("PSUs") granted on February 17,2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,740 | $49.70 | $86,478.00 |
DisclosureSEC source: 0001411207-19-000062 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,173 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:17 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000062 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of performance-based restricted stock units ("PSUs") granted on February 17,2016. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:28 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantPerformance Stock Units · Derivative | 5,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,878 Underlying: Common Stock · 5,878 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F5 · shares: On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 5,878 PSUs. F6 · derivative.exercise_date: Earned PSUs will vest on February 28, 2019. F6 · derivative.expiration_date: Earned PSUs will vest on February 28, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:28 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,853 Underlying: Common Stock · 1,853 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 20, 2022. F3 · derivative.expiration_date: The RSUs vest on February 20, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 19:28 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 5,558 | $0.00 Strike: $49.60 | $0.00 |
DisclosureSEC source: 0001411207-19-000046 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,558 Underlying: Common Stock · 5,558 shares Expires 2029-02-20 F1 · derivative.exercise_date: The option vests on February 20, 2022. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000026 · edgar.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88 Underlying: Common Stock · 147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-19-000026 · edgar.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,004 | $49.57 | $49,768.28 |
DisclosureSEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,035 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of performance shares, DERs and RSUs. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 17, 2019 Filed Feb 20, 2019 18:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-19-000026 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 17, 2016. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 20:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000241 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235 Underlying: Common Stock · 22 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,470 | $0.00 Strike: $32.13 | $0.00 |
DisclosureSEC source: 0001411207-18-000183 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,470 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on February 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,470 | $51.20 | $228,879.20 |
DisclosureSEC source: 0001411207-18-000183 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $51.0000 to $51.3300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,470 | $32.13 | $143,621.10 |
DisclosureSEC source: 0001411207-18-000183 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 19:49 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000167 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 20:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,940 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001741824-18-000007 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,940 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 20:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,940 | $49.00 | $242,082.23 |
DisclosureSEC source: 0001741824-18-000007 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $49.0000 to $49.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.