Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allison Transmission Holdings IncALSN · Entity 246 | CLO & Asst. Secretary | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 61 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 11 · Balance 61 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2023 Filed Mar 1, 2023 00:38 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:38 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-005206 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004959 · form4.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212 Underlying: Common Stock · 21 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004959 · form4.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121 Underlying: Common Stock · 1,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 320 | $47.57 | $15,222.40 |
DisclosureSEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 19:30 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-004959 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-004797 · form4.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 22, 2024. F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 22, 2024. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:27 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 8,339 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0001062993-23-004797 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 Underlying: Common Stock · 8,339 shares Expires 2033-02-22 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 22, 2024. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,378 | $0.00 Strike: $43.13 | $0.00 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · derivative · entry 10 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Underlying: Common Stock · 5,378 shares Expires 2031-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest in three equal annual intallments beginning on February 10, 2022. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,787 | $0.00 Strike: $43.30 | $0.00 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · derivative · entry 9 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,787 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested on February 7, 2021. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,401 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · derivative · entry 8 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,401 shares Expires 2027-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested on February 22, 2020. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,878 | $0.00 Strike: $23.59 | $0.00 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · derivative · entry 7 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,878 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested on February 17, 2019. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,541 | $49.15 | $272,357.88 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 6 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.6900 to $49.5250. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 12,264 | $48.33 | $592,665.16 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6926 to $48.6800. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,378 | $43.13 | $231,953.14 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,787 | $43.30 | $250,577.10 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,401 | $37.11 | $163,321.11 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:12 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 5,878 | $23.59 | $138,662.02 |
DisclosureSEC source: 0001062993-23-004535 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 6,000 | $48.24 | $289,468.80 |
DisclosureSEC source: 0001062993-23-004214 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.6550. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003405 · form4.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233 Underlying: Common Stock · 35 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-003405 · form4.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897 Underlying: Common Stock · 896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 325 | $45.32 | $14,729.00 |
DisclosureSEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:21 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-003405 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 5,624 | $46.03 | $258,894.09 |
DisclosureSEC source: 0001062993-23-002258 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.0000 to $46.1100. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 21:19 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 638 | $46.01 | $29,354.00 |
DisclosureSEC source: 0001062993-23-002258 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,624 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.0000 to $46.0300. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:17 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,545 | $44.00 | $199,980.00 |
DisclosureSEC source: 0001062993-23-001412 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,262 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,761 | $43.35 | $206,389.35 |
DisclosureSEC source: 0001062993-23-001078 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,807 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 20:59 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023162 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 6,248 | $42.92 | $268,186.03 |
DisclosureSEC source: 0001062993-22-022057 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,568 F1 · price: The price reported is a weighted price. These shares were sold in multiple transactions at per share prices ranging from $42.7700-$43.1150. The reporting person undertakes to provide the Company, an security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 17:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-019106 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:51 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013966 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 20:16 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008295 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 3,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005737 · form4.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,181 Underlying: Common Stock · 3,181 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vests in three equal annual installments beginning on February 23, 2023. F3 · derivative.expiration_date: The RSUs vests in three equal annual installments beginning on February 23, 2023. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 9,544 | $0.00 Strike: $39.42 | $0.00 |
DisclosureSEC source: 0001062993-22-005737 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,544 Underlying: Common Stock · 9,544 shares Expires 2032-02-23 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 23, 2023. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005100 · form4.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119 Underlying: Common Stock · 91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 1,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005100 · form4.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 663 | $40.57 | $26,897.91 |
DisclosureSEC source: 0001062993-22-005100 · form4.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,816 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-005100 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 20, 2022 Filed Feb 22, 2022 20:41 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 1,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-005100 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-004114 · form4.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210 Underlying: Common Stock · 17 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 896 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-004114 · form4.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock · 896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 319 | $39.17 | $12,495.23 |
DisclosureSEC source: 0001062993-22-004114 · form4.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,535 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 17 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004114 · form4.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:35 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-004114 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:33 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 3,475 | $35.00 | $121,625.00 |
DisclosureSEC source: 0001062993-21-013255 · form4.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,941 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 19:46 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011989 · form4.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 21:10 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 592 | $35.41 | $20,960.77 |
DisclosureSEC source: 0001411207-21-000185 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,416 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $35.4050 to $35.4076. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 18:40 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-21-000177 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.