Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allison Transmission Holdings IncALSN · Entity 246 | CLO & Asst. Secretary | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allison Transmission Holdings Inc
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 61 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 11 · Balance 61 F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2018 Filed Aug 22, 2018 20:06 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,940 | $30.23 | $149,336.20 |
DisclosureSEC source: 0001741824-18-000007 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,940 | $0.00 Strike: $30.23 | $0.00 |
DisclosureSEC source: 0001411207-18-000140 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Underlying: Common Stock · 4,940 shares Expires 2024-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested on December 1, 2016. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,940 | $47.34 | $233,876.89 |
DisclosureSEC source: 0001411207-18-000140 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $47.3101 to $47.3901. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:07 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,940 | $30.23 | $149,336.20 |
DisclosureSEC source: 0001411207-18-000140 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:47 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000119 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:48 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000068 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000038 · edgar.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F2 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000038 · edgar.xml · derivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 1,233 | $39.32 | $48,481.56 |
DisclosureSEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,953 F3 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of performance shares, DERs and RSUs. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 20:36 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-18-000038 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:40 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 1,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000022 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929 Underlying: Common Stock · 1,929 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F4 · derivative.exercise_date: The RSUs vest on February 7, 2021. F4 · derivative.expiration_date: The RSUs vest on February 7, 2021. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:40 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 5,787 | $0.00 Strike: $43.30 | $0.00 |
DisclosureSEC source: 0001411207-18-000022 · edgar.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: Common Stock · 5,787 shares Expires 2028-02-07 F2 · derivative.exercise_date: The option vests on February 7, 2021. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:40 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-18-000022 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,826 F1 · shares: On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 1,846 restricted shares. Earned restricted shares will vest on February 19, 2018. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,330 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-18-000002 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,330 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 4,330 | $44.00 | $190,532.56 |
DisclosureSEC source: 0001411207-18-000002 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,980 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan dated November 22, 2017. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $44.0000 to $44.0300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 4,330 | $23.58 | $102,101.40 |
DisclosureSEC source: 0001411207-18-000002 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:52 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000231 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $23.58 | $0.00 |
DisclosureSEC source: 0001411207-17-000201 · edgar.xml · derivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 Underlying: Common Stock · 7,500 shares Expires 2023-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested on December 15, 2015. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 7,500 | $39.51 | $296,352.75 |
DisclosureSEC source: 0001411207-17-000201 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,980 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $39.5000 to $39.5500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:03 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 7,500 | $23.58 | $176,850.00 |
DisclosureSEC source: 0001411207-17-000201 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000175 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| May 26, 2017 Filed May 31, 2017 19:48 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000129 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:01 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000063 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:39 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-17-000029 · edgar.xml · derivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. F3 · derivative.exercise_date: The RSUs vest on February 22, 2020. F3 · derivative.expiration_date: The RSUs vest on February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:39 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantEmployee Stock Option (right to buy) · Derivative | 4,401 | $0.00 Strike: $37.11 | $0.00 |
DisclosureSEC source: 0001411207-17-000029 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401 Underlying: Common Stock · 4,401 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests on February 22, 2020. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionDividend Equivalent Rights · Derivative | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · derivative · entry 7 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154 Underlying: Common Stock · 148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.exercise_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F3 · derivative.expiration_date: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionRestricted Stock Units · Derivative | 2,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · derivative · entry 6 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.exercise_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. F1 · derivative.expiration_date: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 48 | $33.72 | $1,618.56 |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · nonDerivative · entry 4 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,980 F4 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · nonDerivative · entry 3 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Tax withholdingCommon Stock | 863 | $33.72 | $29,100.36 |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · nonDerivative · entry 2 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,880 F2 · shares: Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | Exercise / conversionCommon Stock | 2,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 21:26 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 35 | $0.00 Strike: $33.17 | $0.00 |
DisclosureSEC source: 0001411207-16-000437 · edgar.xml · derivative · entry 5 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302 Underlying: Common Stock · 35 shares Expires not disclosed F5 · derivative.exercise_price: The DERs accrued on three previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F5 · derivative.exercise_date: The DERs accrued on three previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. F5 · derivative.expiration_date: The DERs accrued on three previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 21:05 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | SaleCommon Stock | 1,238 | $29.03 | $35,939.14 |
DisclosureSEC source: 0001411207-16-000389 · edgar.xml · nonDerivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,083 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:18 UTC | Allison Transmission Holdings Inc ALSN · Entity 246 | GrantDividend Equivalent Rights · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001411207-16-000384 · edgar.xml · derivative · entry 1 Scroggins Eric C. · CIK 0001543507 · VP, Gen. Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.