Yeh Jenny C

SEC source: 0001209191-21-039486 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-039486 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-037699 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-036870 · doc4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-21-036870 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $18.50 to $18.88. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0001209191-21-036870 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-020853 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,226

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-21-020853 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,097

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-016241 · doc4.xml · derivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-21-016241 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,593

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-20-063890 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,343

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-063809 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,482

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-20-054784 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,197

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-050809 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,564

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-20-050809 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,082

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-20-040754 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,548

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-016219 · doc4a.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,798

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-016219 · doc4a.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,898

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-016219 · doc4a.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-040754 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,648

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-016219 · doc4a.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 250 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/8th of the shares subject to the option vested and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-20-038733 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,798

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-037055 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,178

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-20-032954 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,618

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-023847 · doc4.xml · nonDerivative · entry 4

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,152

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

SEC source: 0001209191-20-023847 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,153

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-20-023847 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,233

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-20-023847 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,608

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-20-019373 · doc4.xml · derivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-03-15

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-20-019373 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,006

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-20-023839 · doc4a.xml · derivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-03-15

F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

SEC source: 0000899243-20-001622 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,006

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $13.9500 to $13.9829. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

SEC source: 0000899243-19-029681 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,951

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-21-025513 · doc4a.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,777

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-049943 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,047

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-19-049943 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,065

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-21-025511 · doc4a.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,024

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001209191-21-025511 · doc4a.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,042

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

SEC source: 0001209191-19-019857 · doc4.xml · derivative · entry 2

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2029-03-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

SEC source: 0001209191-19-019857 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001209191-19-010413 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · security: Represent restricted stock units which will vest as follows: 1/4th of the total original number of restricted stock units shall vest on December 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

SEC source: 0001591956-18-000043 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,253

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000043 · edgardoc.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,890

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

SEC source: 0001591956-18-000043 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

SEC source: 0001591956-18-000034 · edgardoc.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,223

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

SEC source: 0001591956-18-000034 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

SEC source: 0001591956-18-000033 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,486

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

SEC source: 0001062993-18-002889 · form4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,783

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.