Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | SVP & General Counsel | October 05, 2018 | October 09, 2018 |
| OOMA INCOOMA · Entity 2473 | Director · SVP & Chief Legal Officer | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date October 05, 2018 · Filed October 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,819 |
Reported balance
After 2018-10-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-05 · Exercise / conversion · Acquired 1,333 · Balance 14,819 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| Common StockSEC Table I · non-derivative | Direct | 14,253 |
Reported balance
After 2018-10-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-08 · Sale · Disposed 566 · Balance 14,253 F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 109,890 |
Reported balance
After 2018-10-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-05 · Exercise / conversion · Disposed 1,333 · Balance 109,890 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
F3: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.
OOMA INC
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 222,540 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Sale · Disposed 1,747 · Balance 222,540 F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2018 Filed Jul 12, 2018 20:18 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002889 · form4.xml · derivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,556 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; and (iii) 107,224 shares which will vest in five bi-annual installments on 12-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; and (iii) 107,224 shares which will vest in five bi-annual installments on 12-18-18. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:18 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002889 · form4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 20:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 7,959 | $0.52 | $4,138.68 |
DisclosureSEC source: 0001062993-18-002681 · form4.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,486 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 21,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002681 · form4.xml · derivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,689 Underlying: Common Stock · 21,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 107,224 shares which will vest in five bi-annual installments starting on 12-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 107,224 shares which will vest in five bi-annual installments starting on 12-18-18. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 21,445 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002681 · form4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,280 | $0.54 | $691.20 |
DisclosureSEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 853 | $0.48 | $409.44 |
DisclosureSEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002590 · form4.xml · derivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,134 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 2,133 which vest on 7-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002590 · form4.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 14, 2018 Filed May 14, 2018 20:54 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,171 | $0.36 | $421.56 |
DisclosureSEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:54 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 962 | $0.35 | $336.70 |
DisclosureSEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:54 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000027 · edgardoc.xml · derivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,267 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 4,266 which vest in two equal monthly installments beginning 6-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 4,266 which vest in two equal monthly installments beginning 6-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:54 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000027 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| April 12, 2018 Filed Apr 12, 2018 20:27 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,357 | $1.04 | $1,411.28 |
DisclosureSEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 20:27 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 776 | $0.93 | $721.68 |
DisclosureSEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 20:27 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000019 · edgardoc.xml · derivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,400 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 6,399 which vest in three equal monthly installments beginning 5-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 6,399 which vest in three equal monthly installments beginning 5-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 20:27 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000019 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| April 09, 2018 Filed Apr 9, 2018 22:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 838 | $0.89 | $745.82 |
DisclosureSEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 22:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 495 | $0.91 | $450.45 |
DisclosureSEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 1,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000018 · edgardoc.xml · derivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,533 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:21 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 1,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000018 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:35 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,221 | $2.25 | $2,747.25 |
DisclosureSEC source: 0001591956-18-000010 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 22:34 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 912 | $2.27 | $2,070.24 |
DisclosureSEC source: 0001591956-18-000009 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:34 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000009 · edgardoc.xml · derivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,866 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 8,532 which vest in four equal monthly installments beginning 4-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:34 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000009 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 14, 2018 Filed Feb 17, 2018 00:45 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,992 | $2.22 | $4,422.24 |
DisclosureSEC source: 0001591956-18-000004 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| February 13, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 910 | $2.18 | $1,983.80 |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · derivative · entry 6 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,999 Underlying: Common Stock · 2,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 10,665 which vest in five equal monthly installments beginning 3-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 10,665 which vest in five equal monthly installments beginning 3-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 565 | $2.17 | $1,226.05 |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 1,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · derivative · entry 5 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,133 Underlying: Common Stock · 1,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 12,799 which vest in six equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 12,799 which vest in six equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 23:51 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 1,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 10,399 | $2.49 | $25,893.51 |
DisclosureSEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 4 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 8,802 | $2.32 | $20,420.64 |
DisclosureSEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 3 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,399 F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 19,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000002 · edgardoc.xml · derivative · entry 5 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,466 Underlying: Common Stock · 19,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 5,332 shares which vest in four bi-annual installments beginning on 2-9-18; (iii) 12,799 shares which vest in five equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 5,332 shares which vest in four bi-annual installments beginning on 2-9-18; (iii) 12,799 shares which vest in five equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 19,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 2 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| January 09, 2018 Filed Jan 18, 2018 21:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 3,551 | $3.00 | $10,653.00 |
DisclosureSEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 1 Yeh Jenny C · CIK 0001724512 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.