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person · Reporting owner

Yeh Jenny C

Disclosed activity across 2 companies

Tapewire entity
2477
SEC CIK
0001724512

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DarkHorse Technologies Inc.ANY · Entity 7675SVP & General CounselOctober 05, 2018October 09, 2018
OOMA INCOOMA · Entity 2473Director · SVP & Chief Legal OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DarkHorse Technologies Inc.

Report date October 05, 2018 · Filed October 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,819 Reported balance After 2018-10-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-10-05 · Exercise / conversion · Acquired 1,333 · Balance 14,819

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Common StockSEC Table I · non-derivativeDirect14,253 Reported balance After 2018-10-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-10-08 · Sale · Disposed 566 · Balance 14,253

F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect109,890 Reported balance After 2018-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-10-05 · Exercise / conversion · Disposed 1,333 · Balance 109,890

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

F3: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in two bi-annual installments beginning on 2-9-19; and (iii) 107,224 shares which vest in five bi-annual installments beginning on 12-18-18.

OOMA INC

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect222,540 Reported balance After 2026-09-17 transaction · row 1
1 source row

Row 1 · 2026-09-17 · Sale · Disposed 1,747 · Balance 222,540

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on April 1, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2024 Filed Jun 18, 2024 21:24 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,450 $8.60 $12,470.00
Disclosure

SEC source: 0000950170-24-075040 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,105

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 08, 2024 Filed Jun 11, 2024 20:56 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,109 $8.63 $9,570.67
Disclosure

SEC source: 0000950170-24-072015 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,555

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2024 Filed Jun 5, 2024 00:10 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,338 $8.64 $11,560.32
Disclosure

SEC source: 0000950170-24-069017 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,664

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 16:39 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 2,005 $7.35 $14,736.75
Disclosure

SEC source: 0000950170-24-033263 · ownership.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,002

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 16:39 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 356 $8.65 $3,079.40
Disclosure

SEC source: 0000950170-24-033263 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,997

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2024 Filed May 14, 2024 20:57 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059739 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,002

F1 · shares: Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2024 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date.

F2 · balance_after: The total number of shares reported in Column 5 includes the transactions that also occurred on March 15, 2024 which were reported on a Form 4 filed with the SEC on March 19, 2024.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 23:45 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,102 $9.34 $10,292.68
Disclosure

SEC source: 0000950170-24-030288 · ownership.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,353

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:33 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,395 $10.04 $14,005.80
Disclosure

SEC source: 0001209191-24-004253 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · SVP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,455

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:25 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 392 $10.02 $3,927.84
Disclosure

SEC source: 0001209191-23-059147 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,850

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 23:52 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,327 $10.31 $13,681.37
Disclosure

SEC source: 0001209191-23-058123 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,242

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:02 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,748 $11.86 $20,731.28
Disclosure

SEC source: 0001209191-23-057463 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,569

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 00:06 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 514 $13.23 $6,800.22
Disclosure

SEC source: 0001209191-23-049839 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,317

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 23:17 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,201 $13.64 $16,381.64
Disclosure

SEC source: 0001209191-23-049021 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,831

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 23:11 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,535 $14.14 $21,704.90
Disclosure

SEC source: 0001209191-23-048542 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,032

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:19 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 426 $14.27 $6,079.02
Disclosure

SEC source: 0001209191-23-038371 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,567

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 23:12 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,195 $13.32 $15,917.40
Disclosure

SEC source: 0001209191-23-036055 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,993

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 23:40 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,488 $13.50 $20,088.00
Disclosure

SEC source: 0001209191-23-034650 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,188

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:18 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 1,956 $10.60 $20,733.60
Disclosure

SEC source: 0001209191-23-019906 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,676

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 23:18 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 441 $12.47 $5,499.27
Disclosure

SEC source: 0001209191-23-019906 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,720

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 22:52 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 42,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017934 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,161

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 8, 2023 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the reporting person's continuous status as a Service Provider (as defined in the Stock Plan) through each applicable vesting date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:08 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,521 $13.07 $19,879.47
Disclosure

SEC source: 0001209191-23-015709 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,161

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:45 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,440 $13.81 $19,886.40
Disclosure

SEC source: 0001209191-22-061948 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,682

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 6, 2022 00:32 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,569 $15.38 $24,131.22
Disclosure

SEC source: 0001209191-22-059874 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,122

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 17:41 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,426 $12.78 $18,224.28
Disclosure

SEC source: 0001209191-22-050454 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,691

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 19:26 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,479 $11.65 $17,230.35
Disclosure

SEC source: 0001209191-22-048691 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,117

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 22:29 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,358 $11.78 $15,997.24
Disclosure

SEC source: 0001209191-22-038081 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,596

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 21:06 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,513 $14.06 $21,272.78
Disclosure

SEC source: 0001209191-22-034199 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,954

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:55 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,430 $14.37 $20,549.10
Disclosure

SEC source: 0001209191-22-019840 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,467

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:39 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 509 $16.69 $8,495.21
Disclosure

SEC source: 0001209191-22-015263 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,897

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:39 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015263 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,406

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:46 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,570 $20.76 $32,593.20
Disclosure

SEC source: 0001209191-21-070126 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,406

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:18 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 598 $18.80 $11,242.40
Disclosure

SEC source: 0001209191-21-067566 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,976

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 50 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 50 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 625 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 625 shares

Expires 2031-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 1, 2021, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 675 $24.00 $16,200.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,574

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 50 $15.49 $774.50
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:22 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 625 $16.28 $10,175.00
Disclosure

SEC source: 0001209191-21-062921 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 21:21 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 312 $0.00 Strike: $10.52 $0.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · derivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 312 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 21:21 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 312 $22.50 $7,020.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,574

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 21:21 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 3,505 $22.00 $77,110.00
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,886

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 21:21 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 312 $10.52 $3,282.24
Disclosure

SEC source: 0001209191-21-062223 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 15, 2021 Filed Sep 17, 2021 00:10 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,566 $20.36 $31,883.76
Disclosure

SEC source: 0001209191-21-056497 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,079

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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September 01, 2021 Filed Sep 2, 2021 20:46 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 601 $19.11 $11,485.11
Disclosure

SEC source: 0001209191-21-054473 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,645

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 313 $0.00 Strike: $10.52 $0.00
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · derivative · entry 6

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,437

Underlying: Common Stock · 313 shares

Expires 2030-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 50 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 50 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,576 $23.20 $36,563.20
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 4

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,182

F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 363 $24.20 $8,784.60
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 313 $10.52 $3,292.76
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2021 Filed Jun 17, 2021 00:05 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 50 $15.49 $774.50
Disclosure

SEC source: 0001209191-21-041141 · doc4.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2021 Filed Jun 10, 2021 20:36 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionStock Option (right to buy) · Derivative 150 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-21-039486 · doc4.xml · derivative · entry 3

Yeh Jenny C · CIK 0001724512 · Director · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 150 shares

Expires 2029-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.