Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORWOOD FINANCIAL CORPNWFL · Entity 5720 | Director | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORWOOD FINANCIAL CORP
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,012 |
Reported balance
After 2026-10-13 transaction · row 1
1 source rowRow 1 · 2026-10-13 · Grant · Acquired 40 · Balance 16,012 F1: Director Retainer Shares issued under the 2024 Equity Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 40 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40 F2: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 280 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 280 F3: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 420 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 420 F4: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 550 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 550 F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 82 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 82 F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
| Common StockSEC Table I · non-derivative | IndirectRestricted Stock | 825 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 825 F6: Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Director Retainer Shares issued under the 2024 Equity Incentive Plan.
F2: Award vests in five equal installments beginning on December 14, 2022 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F3: Award vests in five equal installments beginning on December 13, 2023 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F4: Award vests in five equal installments beginning on December 12, 2024 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F5: Award vests in three equal installments beginning December 15, 2025 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
F6: Award vests in three equal installments beginning on December 15, 2026 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 14, 2017 15:08 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantOption (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.81 | $0.00 |
DisclosureSEC source: 0001140361-17-046173 · doc1.xml · derivative · entry 6 PHILLIPS KENNETH A · CIK 0001192468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 Underlying: Common Stock · 1,000 shares Expires 2027-12-12 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:08 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 50 | $32.81 | $1,640.50 |
DisclosureSEC source: 0001140361-17-046173 · doc1.xml · nonDerivative · entry 5 PHILLIPS KENNETH A · CIK 0001192468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 50 F4 · balance_after: Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:13 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | Exercise / conversionOption (Right to Buy) · Derivative | 550 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001140361-17-035321 · doc1.xml · derivative · entry 5 PHILLIPS KENNETH A · CIK 0001192468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 550 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:13 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | Exercise / conversionCommon Stock | 550 | $25.00 | $13,750.00 |
DisclosureSEC source: 0001140361-17-035321 · doc1.xml · nonDerivative · entry 1 PHILLIPS KENNETH A · CIK 0001192468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 15:39 UTC | NORWOOD FINANCIAL CORP NWFL · Entity 5720 | GrantCommon Stock | 350 | $33.56 | $11,746.00 |
DisclosureSEC source: 0001140361-16-089744 · doc1.xml · nonDerivative · entry 4 PHILLIPS KENNETH A · CIK 0001192468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Restricted Stock Award Disclosed balance after: 350 F3 · balance_after: Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.