person · Reporting owner
Friedrich Amy Christine
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | President - Benefits & Protect | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,440 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 577 · Balance 109,440 F1: Grant of restricted stock units. F2: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 4,142 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,142 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 6,290 | $85.01 | $534,712.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,794 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,290 | $51.33 | $322,865.70 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,084 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $51.33 Strike: $51.33 | $5,133.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030 Underlying: Common Stock · 100 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 100 | $85.00 | $8,500.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,794 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 100 | $51.33 | $5,133.00 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,894 Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024334 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,794 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020408 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,670 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,983 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015540 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,336 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,501 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 264 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008874 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,260 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,501 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 5,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006408 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,931 F3 · price: Settlement of performance based restricted stock units granted February 25, 2019. F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006408 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,099 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 19:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000240 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,991 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,436 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000203 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,778 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,369 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 19:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000170 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,559 F1 · price: Grant of restricted stock units F2 · balance_after: Includes 7,300 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 45,265 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000105 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,265 Underlying: Common Stock · 45,265 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000094 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,739 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 6,651 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000236 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,499 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,651 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 212 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000193 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,241 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,574 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000154 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,937 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,482 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000109 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,194 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,945 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 747 | $46.81 | $34,967.07 |
DisclosureSEC source: 0001126328-20-000088 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,842 F1 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 73,260 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000077 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,260 Underlying: Common Stock · 73,260 shares Expires 2030-02-24 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000077 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,589 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. F2 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000270 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,437 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,845 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:59 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 160 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000227 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,209 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,787 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000189 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,994 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,732 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000124 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,225 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,116 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 64,750 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000096 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,750 Underlying: Common Stock · 64,750 shares Expires 2029-02-25 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000096 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 F1 · price: Settlement of performance-based restricted stock units granted February 22, 2016. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 900 | $49.00 | $44,100.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,182 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 14:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock | 900 | $11.07 | $9,963.00 |
DisclosureSEC source: 0001126328-19-000023 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2018. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000013 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,182 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,063 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,700 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,700 | $61.00 | $103,700.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,894 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 19:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock | 1,700 | $11.07 | $18,819.00 |
DisclosureSEC source: 0001126328-18-000268 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000260 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,894 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,002 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:54 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000203 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,685 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,957 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000131 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,083 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,553 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,680 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000103 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,680 Underlying: Common Stock · 35,680 shares Expires 2018-02-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000103 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,893 F1 · price: Settlement of performance-based restricted stock units granted February 23, 2015. F2 · balance_after: Includes 4,515 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 22:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000013 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,369 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000239 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,340 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,339 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:51 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000184 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,915 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,042 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.