person · Reporting owner
Friedrich Amy Christine
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | President - Benefits & Protect | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,440 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 577 · Balance 109,440 F1: Grant of restricted stock units. F2: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) plan | 4,142 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,142 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000190 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,440 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 19:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,894 | $63.98 Strike: $63.98 | $760,978.12 |
DisclosureSEC source: 0001126328-26-000180 · form4.xml · derivative · entry 5 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,894 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 19:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,893 | $63.98 Strike: $63.98 | $760,914.14 |
DisclosureSEC source: 0001126328-26-000180 · form4.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,893 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 19:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,893 | $63.98 Strike: $63.98 | $760,914.14 |
DisclosureSEC source: 0001126328-26-000180 · form4.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,893 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 19:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 35,680 | $113.80 | $4,060,384.00 |
DisclosureSEC source: 0001126328-26-000180 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,863 F1 · price: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026. F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 19:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 35,680 | $63.98 | $2,282,806.40 |
DisclosureSEC source: 0001126328-26-000180 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,543 Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:37 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000151 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,863 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000069 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,239 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,306 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 3,801 | $95.42 | $362,691.42 |
DisclosureSEC source: 0001126328-26-000047 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,502 F1 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 9,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000021 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,332 F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023. F2 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 9,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000021 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,679 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3276 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000110 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,749 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3,305 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 15:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000061 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,144 F1 · balance_after: Includes 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000030 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,668 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 579 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012386 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,061 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3217 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006730 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,452 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3187 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 3,885 | $89.04 | $345,920.40 |
DisclosureSEC source: 0001062993-25-004421 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,886 F1 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 11,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003638 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,771 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003638 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,281 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021054 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,608 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3158 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 16:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 5,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019450 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,158 F1 · balance_after: Includes 3128 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017142 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,938 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8908 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,904 | $62.78 Strike: $62.78 | $245,093.12 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 9 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,904 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,903 | $62.78 Strike: $62.78 | $245,030.34 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 8 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,903 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,203 | $62.78 Strike: $62.78 | $201,084.34 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 7 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,203 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,955 | $37.38 Strike: $37.38 | $147,837.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,955 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,955 | $37.38 Strike: $37.38 | $147,837.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 5 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,955 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,255 | $37.38 Strike: $37.38 | $121,671.90 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · derivative · entry 4 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,255 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 22,175 | $82.04 | $1,819,237.00 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,506 F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 11,010 | $62.78 | $691,207.80 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,681 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 18:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 11,165 | $37.38 | $417,347.70 |
DisclosureSEC source: 0001062993-24-016739 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,671 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 700 | $62.78 Strike: $62.78 | $43,946.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · derivative · entry 6 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,203 Underlying: Common Stock · 700 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 700 | $37.38 Strike: $37.38 | $26,166.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · derivative · entry 5 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,255 Underlying: Common Stock · 700 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 1,400 | $82.03 | $114,842.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,506 F2 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 5/14/2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 700 | $62.78 | $43,946.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,906 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 700 | $37.38 | $26,166.00 |
DisclosureSEC source: 0001062993-24-016253 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,206 F1 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013215 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,506 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8834 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 22, 2024 Filed May 23, 2024 14:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GiftCommon Stock | 6,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011033 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,996 F1 · balance_after: Includes 8,703 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007629 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,269 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8703 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004830 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,863 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 9,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004830 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,561 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 23:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023150 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,530 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,633 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:51 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018862 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,247 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,560 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014574 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,948 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 8,482 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008690 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,376 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,113 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 7,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005416 · form4.xml · nonDerivative · entry 2 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,100 F3 · price: Settlement of performance-based restricted stock units granted February 24, 2020. F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 7,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005416 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,715 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,130 | $51.33 Strike: $51.33 | $109,332.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 9 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,130 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,130 | $51.33 Strike: $51.33 | $109,332.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 8 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,130 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 17:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,030 | $51.33 Strike: $51.33 | $104,199.90 |
DisclosureSEC source: 0001062993-23-000428 · form4.xml · derivative · entry 7 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,030 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.