person · Reporting owner

Eckert William James IV

Disclosed activity across 2 companies

Tapewire entity: 24616
SEC CIK: 0001693205

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Athene Holding Ltd.ATH · Entity 9807	SVP, Controller	February 27, 2018	March 01, 2018
Equitable Holdings, Inc.EQH · Entity 3405	Chief Accounting Officer	August 10, 2026	August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Athene Holding Ltd.

Report date February 27, 2018 · Filed March 01, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.05 · Expires 2028-02-27	Direct	3,977	Reported balance After 2018-02-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2018-02-27 · Grant · Acquired 3,977 · Balance 3,977 F1: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	781	Reported balance After 2018-02-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-02-27 · Grant · Acquired 781 · Balance 781 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	488	Reported balance Holding disclosure · report date 2018-02-27 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 488 F3: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Filing footnotes · ownership attribution and instrument terms

F1: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

F3: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.

Equitable Holdings, Inc.

Report date August 10, 2026 · Filed August 11, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,467.3856	Reported balance After 2026-08-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-08-10 · Grant · Acquired 47.93 · Balance 8,467.3856 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Total includes RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.

F2: Total includes RSUs.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 14, 2022 Filed Feb 16, 2022 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	20,329	$0.00	$0.00	Disclosure SEC source: 0001209191-22-010186 · doc4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,739.43 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2019 through December 31, 2021. F2 · balance_after: Includes restricted stock units. Read SEC document
February 14, 2022 Filed Feb 16, 2022 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	799	$33.94	$27,118.06	Disclosure SEC source: 0001209191-22-010186 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,410.43 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	62.7	$0.00	$0.00	Disclosure SEC source: 0001209191-21-068515 · doc4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,209.43 F2 · shares: Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F1 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	SaleCommon Stock	1,300	$32.40	$42,120.52	Disclosure SEC source: 0001209191-21-068515 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,146.73 F1 · balance_after: Includes Restricted Stock Units ("RSUs"). Read SEC document
September 20, 2021 Filed Sep 21, 2021 20:17 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	1,092.36	$28.15	$30,749.93	Disclosure SEC source: 0001209191-21-057034 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446.73 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit ("RSU") grants. F2 · balance_after: Total includes RSUs. Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	85.1	$0.00	$0.00	Disclosure SEC source: 0001209191-21-052948 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,539.09 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
August 13, 2021 Filed Feb 16, 2024 22:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	SaleCommon Stock	2,162	$32.27	$69,757.58	Disclosure SEC source: 0000950170-24-016503 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,155.79 F1 · date: This transaction is reported late due to an administrative oversight. F2 · price: This transaction was executed in multiple trades at prices ranging from $32.26 to $32.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: The number of shares reported includes Restricted Stock Units and is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:12 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	81.33	$0.00	$0.00	Disclosure SEC source: 0001209191-21-038877 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,453.99 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:32 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	75.56	$0.00	$0.00	Disclosure SEC source: 0001209191-21-020169 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,372.66 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	657.94	$29.57	$19,455.29	Disclosure SEC source: 0001209191-21-015818 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,297.1 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	5,741	$0.00	$0.00	Disclosure SEC source: 0001209191-21-012315 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,955.04 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 17, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	741.94	$27.35	$20,292.06	Disclosure SEC source: 0001209191-21-011236 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,214.04 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document
December 09, 2020 Filed Dec 9, 2020 19:37 UTC	Equitable Holdings, Inc. EQH · Entity 3405	SaleCommon Stock	3,182	$26.48	$84,243.45	Disclosure SEC source: 0001209191-20-062456 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,955.98 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.440 to $26.542. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes restricted stock units. Read SEC document
December 01, 2020 Filed Dec 3, 2020 14:45 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	76.58	$0.00	$0.00	Disclosure SEC source: 0001209191-20-061372 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,137.98 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
September 20, 2020 Filed Sep 21, 2020 20:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	1,067.1	$19.09	$20,370.94	Disclosure SEC source: 0001209191-20-051267 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,061.4 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit ("RSU") grants. F2 · balance_after: Total includes RSUs. Read SEC document
August 18, 2020 Filed Aug 19, 2020 20:06 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	120.5	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047474 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,128.5 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
June 09, 2020 Filed Jun 10, 2020 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	113.63	$0.00	$0.00	Disclosure SEC source: 0001209191-20-035580 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,008 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:30 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	165.51	$0.00	$0.00	Disclosure SEC source: 0001209191-20-020006 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,894.37 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantEmployee Stock Option (right to buy) · Derivative	25,744	$0.00 Strike: $23.18	$0.00	Disclosure SEC source: 0001209191-20-013757 · doc4.xml · derivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,923 Underlying: Common Stock · 25,744 shares Expires 2030-02-26 F3 · derivative.exercise_date: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 26, 2021. Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:00 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	4,854	$0.00	$0.00	Disclosure SEC source: 0001209191-20-013757 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,728.86 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 26, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	717.9	$26.89	$19,304.33	Disclosure SEC source: 0001209191-20-010506 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,874.86 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:23 UTC	Equitable Holdings, Inc. EQH · Entity 3405	SaleCommon Stock	2,006	$24.41	$48,966.46	Disclosure SEC source: 0001209191-19-060216 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,201 F1 · balance_after: Includes restricted stock units. Read SEC document
November 25, 2019 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	70.2	$0.00	$0.00	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 6 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,592.76 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
September 20, 2019 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	Tax withholdingCommon Stock	1,032.04	$22.62	$23,344.74	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 5 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,522.56 F3 · shares: Shares withheld to cover taxes upon vesting of previous RSU grants. F2 · balance_after: Total includes RSUs. Read SEC document
August 29, 2019 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	105.21	$0.00	$0.00	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 4 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,554.6 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
June 11, 2019 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	100.85	$0.00	$0.00	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,449.39 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
March 15, 2019 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	89.33	$0.00	$0.00	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,348.54 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
February 14, 2019 Filed Feb 19, 2019 23:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantEmployee Stock Option (right to buy) · Derivative	26,179	$0.00 Strike: $18.74	$0.00	Disclosure SEC source: 0001209191-19-011286 · doc4.xml · derivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,179 Underlying: Common Stock · 26,179 shares Expires 2029-02-14 F3 · derivative.exercise_date: Grant of employee stock option under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 14, 2020. Read SEC document
February 14, 2019 Filed Feb 19, 2019 23:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	5,337	$0.00	$0.00	Disclosure SEC source: 0001209191-19-011286 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,207 F1 · shares: Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 14, 2020. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document
December 03, 2018 Filed Feb 14, 2020 21:15 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	58.21	$0.00	$0.00	Disclosure SEC source: 0001209191-20-009632 · doc5.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,259.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document
September 20, 2018 Filed Sep 24, 2018 15:20 UTC	Equitable Holdings, Inc. EQH · Entity 3405	GrantCommon Stock	8,870	$0.00	$0.00	Disclosure SEC source: 0001209191-18-052013 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP, CAO and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870 F1 · shares: Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on September 20, 2019. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document
February 27, 2018 Filed Mar 1, 2018 23:31 UTC	Athene Holding Ltd. ATH · Entity 9807	GrantRestricted Stock Units · Derivative	781	$0.00	$0.00	Disclosure SEC source: 0001127602-18-009431 · form4.xml · derivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781 Underlying: Class A Common Shares · 781 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document
February 27, 2018 Filed Mar 1, 2018 23:31 UTC	Athene Holding Ltd. ATH · Entity 9807	GrantEmployee Stock Option (Right to Buy) · Derivative	3,977	$0.00 Strike: $48.05	$0.00	Disclosure SEC source: 0001127602-18-009431 · form4.xml · derivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 Underlying: Class A Common Shares · 3,977 shares Expires 2028-02-27 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date. Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC	Athene Holding Ltd. ATH · Entity 9807	Exercise / conversionRestricted Stock Units · Derivative	244	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-18-001174 · form4.xml · derivative · entry 3 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Underlying: Class A Common Shares · 244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F2 · derivative.exercise_price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC	Athene Holding Ltd. ATH · Entity 9807	Tax withholdingClass A Common Shares	97	$51.71	$5,015.87	Disclosure SEC source: 0001127602-18-001174 · form4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147 F3 · shares: This reported transaction represents shares withheld to satisfy tax withholding obligations in connection with the settlement of vested RSUs that settled in Class A common shares. Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:29 UTC	Athene Holding Ltd. ATH · Entity 9807	Exercise / conversionClass A Common Shares	244	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-18-001174 · form4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · price: This reported transaction represents vested RSUs that have been settled in Class A common shares. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document
March 21, 2017 Filed Mar 24, 2017 01:27 UTC	Athene Holding Ltd. ATH · Entity 9807	GrantRestricted Stock Units · Derivative	732	$0.00	$0.00	Disclosure SEC source: 0001127602-17-012862 · form4.xml · derivative · entry 2 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 732 Underlying: Class A Common Shares · 732 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. Read SEC document
March 21, 2017 Filed Mar 24, 2017 01:27 UTC	Athene Holding Ltd. ATH · Entity 9807	GrantEmployee Stock Option (Right to Buy) · Derivative	3,977	$0.00 Strike: $51.25	$0.00	Disclosure SEC source: 0001127602-17-012862 · form4.xml · derivative · entry 1 Eckert William James IV · CIK 0001693205 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 Underlying: Class A Common Shares · 3,977 shares Expires 2027-03-21 F1 · derivative.exercise_date: This option vests ratably on each of the first three anniversaries of the January 1, 2017 vesting start date. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.