person · Reporting owner
Eckert William James IV
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Athene Holding Ltd.ATH · Entity 9807 | SVP, Controller | February 27, 2018 | March 01, 2018 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Chief Accounting Officer | August 10, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Athene Holding Ltd.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.05 · Expires 2028-02-27 | Direct | 3,977 |
Reported balance
After 2018-02-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-27 · Grant · Acquired 3,977 · Balance 3,977 F1: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 781 |
Reported balance
After 2018-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-02-27 · Grant · Acquired 781 · Balance 781 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 488 |
Reported balance
Holding disclosure · report date 2018-02-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 488 F3: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship. |
Filing footnotes · ownership attribution and instrument terms
F1: This option vests ratably on each of the first three anniversaries of the January 1, 2018 vesting start date.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2018 vesting start date. An additional 1,561 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2018 to December 31, 2020. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
F3: Each restricted stock unit represents a contingent right to receive one Class A common share of the Issuer. The RSUs reported herein vest on each of the first three anniversaries of the January 1, 2017 vesting start date. An additional 1,464 RSUs not reported herein vest only if the Issuer satisfies certain performance criteria over the three fiscal year period from January 1, 2017 to December 31, 2019. Vested RSUs are settled in Class A common shares on a one-for-one basis. In certain circumstances involving termination of the reporting person after a change in control of the Issuer, the award shall become immediately and fully vested as of the effective date of such termination of relationship.
Equitable Holdings, Inc.
Report date August 10, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,467.3856 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Grant · Acquired 47.93 · Balance 8,467.3856 F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2: Total includes RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock.
F2: Total includes RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2026 Filed Aug 10, 2026 20:23 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 947 | $52.88 | $50,072.63 |
DisclosureSEC source: 0001628280-26-055261 · wk-form4_1786393433.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,419.4556 F1 · price: All shares were sold at a price of $52.875, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 10, 2026 Filed Aug 11, 2026 20:53 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 47.93 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-055781 · wk-form4_1786481611.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,467.3856 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 10, 2026 Filed Jun 10, 2026 20:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,200 | $41.83 | $259,346.00 |
DisclosureSEC source: 0001628280-26-042238 · wk-form4_1781123267.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,366.4556 F3 · price: All shares were sold at a price of $41.83, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 08, 2026 Filed Jun 10, 2026 20:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 60.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-042238 · wk-form4_1781123267.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,566.4556 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:18 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 7,300 | $42.49 | $310,140.50 |
DisclosureSEC source: 0001628280-26-036052 · wk-form4_1779139116.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,505.7956 F1 · price: All shares were sold at a price of $42.4850, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 12, 2026 Filed Mar 13, 2026 20:54 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 58.58 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-017757 · wk-form4_1773435267.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,805.7956 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 00:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 5,661 | $40.22 | $227,685.42 |
DisclosureSEC source: 0001628280-26-014922 · wk-form4_1772670750.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,747.2156 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 00:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 11,088.7556 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-014922 · wk-form4_1772670750.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,408.2156 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2023 through December 31, 2025. F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 00:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,450 | $40.22 | $98,539.00 |
DisclosureSEC source: 0001628280-26-014922 · wk-form4_1772670750.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,319.46 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| February 11, 2026 Filed Feb 14, 2026 01:59 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 4,144 | $45.85 | $190,002.40 |
DisclosureSEC source: 0001628280-26-008283 · wk-form4_1771034375.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,769.46 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2027. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 21:19 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 4,300 | $47.27 | $203,261.00 |
DisclosureSEC source: 0001628280-25-056543 · wk-form4_1765487962.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,625.46 F1 · shares: All shares were sold at a price of $47.270, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Total includes RSUs. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 15:40 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 53.76 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-054933 · wk-form4_1764776436.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,925.46 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 21:04 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 44.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001693205-25-000005 · wk-form4_1755205473.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,871.7 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 20:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 4,000 | $53.09 | $212,340.00 |
DisclosureSEC source: 0001628280-25-032624 · wk-form4_1750710718.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,827.25 F1 · shares: All shares were sold at a price of $53.0850, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. F2 · balance_after: Total includes RSUs. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 20:27 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 44.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030759 · wk-form4_1749673615.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,827.25 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 41.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-012843 · wk-form4_1741985340.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,782.81 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 5,674 | $55.02 | $312,183.48 |
DisclosureSEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,741.08 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 11,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,415.08 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2022 through December 31, 2024. F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:32 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,752 | $55.02 | $151,415.04 |
DisclosureSEC source: 0001628280-25-009996 · wk-form4_1741127531.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,301.08 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · ownership.direct: Total includes Restricted Stock Units. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 22:41 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-006143 · wk-form4_1739918490.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,053.08 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2026. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 21:38 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 1,700 | $46.68 | $79,356.00 |
DisclosureSEC source: 0001628280-24-052346 · wk-form4_1734989901.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,677.08 F1 · price: All shares were sold at a price of $46.6800, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 22:48 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 55.88 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133383 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,377.08 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes RSUs. Read SEC document |
| September 19, 2024 Filed Sep 20, 2024 20:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 3,500 | $42.42 | $148,456.00 |
DisclosureSEC source: 0000950170-24-108427 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,321.2 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.4100 to $42.4300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 21:55 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 68.22 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097274 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,821.2 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 64.61 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072023 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,752.98 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units and 15.09 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024 and which were inadvertently excluded from Form 4s previously filed by the Reporting Person. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 71.49 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-027354 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,673.28 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,035 | $34.18 | $69,556.30 |
DisclosureSEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,601.79 F4 · shares: Shares withheld to cover taxes upon vesting of Performance Shares. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 3,986 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,636.79 F3 · shares: Reflects the vesting of Performance Shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The Performance Shares were earned upon the attainment of certain performance objectives for the period January 1, 2021 through December 31, 2023. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 2,833 | $34.18 | $96,831.94 |
DisclosureSEC source: 0000950170-24-024068 · ownership.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,650.79 F1 · shares: Shares withheld to cover taxes upon vesting of previous Restricted Stock Unit grants. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 5,328 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-016503 · ownership.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,483.79 F4 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F5 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 7,000 | $34.59 | $242,130.00 |
DisclosureSEC source: 0001209191-23-058802 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,317.79 F1 · price: This transaction was executed in a single lot at a price of $34.5900. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:31 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 76.34 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057432 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,317.79 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 21:05 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 86.99 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-045885 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,241.45 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 92.25 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037086 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,154.46 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 21:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 8,100 | $25.38 | $205,583.67 |
DisclosureSEC source: 0001209191-23-020581 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,062.21 F1 · price: This transaction was executed in multiple trades at prices ranging from $25.3803 to $25.3809. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Total includes Restricted Stock Units. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 22:40 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 92.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016898 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162.21 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 1,346 | $31.42 | $42,291.32 |
DisclosureSEC source: 0001209191-23-014847 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,069.35 F1 · shares: Shares withheld to cover taxes upon vesting of a previous restricted stock unit grant. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 4,376 | $31.35 | $137,188.48 |
DisclosureSEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,415.35 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 12,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,791.35 F3 · shares: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2019 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2020 through December 31, 2022. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2023 Filed Feb 28, 2023 23:25 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 633 | $31.35 | $19,844.68 |
DisclosureSEC source: 0001209191-23-013858 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,652.35 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 22:30 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 5,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010194 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,285.35 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28,2024. Vested shares will be delivered to the reporting person within 30 days following the vesting date F2 · balance_after: Total includes restricted stock units. Read SEC document |
| December 05, 2022 Filed Dec 8, 2022 00:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 70.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060261 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,793.35 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | SaleCommon Stock | 6,000 | $31.81 | $190,860.60 |
DisclosureSEC source: 0001209191-22-046877 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,723.31 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.8100 to $31.8150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 70.38 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046338 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,723.31 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 22:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 72.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035159 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,652.93 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 02:53 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 67.26 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017422 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,580.69 F1 · shares: Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs, and vest proportionally with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 999 | $32.66 | $32,627.34 |
DisclosureSEC source: 0001209191-22-014212 · doc4.xml · nonDerivative · entry 2 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,513.43 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 26, 2022 Filed Mar 1, 2022 22:49 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 874 | $33.09 | $28,920.66 |
DisclosureSEC source: 0001209191-22-014212 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,512.43 F1 · shares: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 5,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011230 · doc4.xml · nonDerivative · entry 1 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,386.43 F1 · shares: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date. F2 · balance_after: Includes restricted stock units. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | Tax withholdingCommon Stock | 7,384 | $33.94 | $250,612.96 |
DisclosureSEC source: 0001209191-22-010186 · doc4.xml · nonDerivative · entry 3 Eckert William James IV · CIK 0001693205 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,355.43 F4 · shares: Shares withheld to cover taxes upon vesting of the performance shares. F2 · balance_after: Includes restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.