Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CISION LTD.CISN · Entity 152039 | Director | January 31, 2020 | February 03, 2020 |
| Custom Truck One Source, Inc.NSCO · Entity 4503 | Director | June 11, 2020 | June 15, 2020 |
| Doma Holdings, Inc.CAP · Entity 85310 | Director · President, CFO · 10% owner | December 04, 2020 | December 08, 2020 |
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Director | August 08, 2026 | August 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CISION LTD.
Report date January 31, 2020 · Filed February 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-01-31 transaction · row 1
1 source rowRow 1 · 2020-01-31 · Disposition to issuer · Disposed 8,150 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. |
| Ordinary SharesSEC Table I · non-derivative | IndirectCapitol Acquisition Founder 3 LLC | 0 |
Reported balance
After 2020-01-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-01-31 · Disposition to issuer · Disposed 1,194,685 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash. F2: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-31 · Disposition to issuer · Disposed 20,260 · Balance 0 F3: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of October 22, 2019, by and among Cision Ltd. (the "Company"), Castle Acquisition Limited (f/k/a MJ23 UK Acquisition Limited, "Parent") and Castle Merger Limited ("Merger Sub"), pursuant to which Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation as a wholly owned subsidiary of Parent (the "merger"). The Merger became effective on January 31, 2020 (the "Closing Date"). Pursuant to the merger, each Cision ordinary share issued and outstanding immediately prior to the effective time of the merger was cancelled and exchanged at the effective time of the merger into the right to receive merger consideration of $10.00 in cash.
F2: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC.
F3: Represents restricted stock units ("RSUs") whose vesting was accelerated upon the effectiveness of the merger at the discretion of the board. Pursuant to the merger agreement, such vested RSUs were cancelled and exchanged for the right to receive the merger consideration of $10.00 in cash.
Custom Truck One Source, Inc.
Report date June 11, 2020 · Filed June 15, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2020-06-11 transaction · row 1
1 source rowRow 1 · 2020-06-11 · Grant · Acquired 15,000 · Balance 15,000 F1: The restricted stock units vest in three annual installments beginning June 11, 2021, subject to continued service with the Company. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2030-06-11 | Direct | 20,000 |
Reported balance
After 2020-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-11 · Grant · Acquired 20,000 · Balance 20,000 F2: The stock options will vest in three annual installments beginning on June 11, 2021, subject to continued service with the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Capitol Acquisition Founder IV, LLC | 2,853,144 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,853,144 F5: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Capitol Acquisition Founder IV, LLC | 1,228,670 |
Reported balance
Holding disclosure · report date 2020-06-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,228,670 F3: The warrants became exercisable 30 days after the completion of the Issuer's initial business combination. F4: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F5: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest in three annual installments beginning June 11, 2021, subject to continued service with the Company.
F2: The stock options will vest in three annual installments beginning on June 11, 2021, subject to continued service with the Company.
F3: The warrants became exercisable 30 days after the completion of the Issuer's initial business combination.
F4: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.
F5: Mr. Dryden controls Capitol Acquisition Founder IV, LLC.
Doma Holdings, Inc.
Report date December 04, 2020 · Filed December 08, 2020
Jointly reported with Capitol Acquisition Founder V, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee footnote | 1,942,980 |
Reported balance
After 2020-12-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-04 · Purchase · Acquired 1,942,980 · Balance 1,942,980 F1: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. F2: Represents warrants held by Capitol Acquisition Founder V LLC, which is controlled by Mr. Dryden. |
Filing footnotes · ownership attribution and instrument terms
F1: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
F2: Represents warrants held by Capitol Acquisition Founder V LLC, which is controlled by Mr. Dryden.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date August 08, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 951,348 |
Reported balance
After 2026-08-08 transaction · row 1
1 source rowRow 1 · 2026-08-08 · Grant · Acquired 3,240 · Balance 951,348 F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Capitol Acquisition Corp. III
Report date June 29, 2017 · Filed July 05, 2017
Section 16 reporting ended · disclosed 2017-07-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Capitol Acquisition Founder 3 LLC | 0 |
Reported balance
After 2017-06-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-29 · Disposition to issuer · Disposed 1,978,750 · Balance 0 F1: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 413,624 shares of common stock of the Issuer were forfeited and the remaining 1,565,126 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings. F2: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2022-06-29 | IndirectBy Capitol Acquisition Founder 3 LLC | 0 |
Reported balance
After 2017-06-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-29 · Disposition to issuer · Disposed 1,912,500 · Balance 0 F3: On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 485,483 of the Warrants were forfeited and the remaining 1,427,017 Warrants were assumed by Holdings in the Merger. F2: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 413,624 shares of common stock of the Issuer were forfeited and the remaining 1,565,126 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings.
F2: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC.
F3: On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 485,483 of the Warrants were forfeited and the remaining 1,427,017 Warrants were assumed by Holdings in the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | SaleWarrants · Derivative | 312,925 | $1.50 Strike: $11.50 | $469,387.50 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 9 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,228,670 Underlying: Common Stock · 312,925 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | ConversionWarrants · Derivative | 312,925 | $1.50 Strike: $11.50 | $469,387.50 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 8 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,541,595 Underlying: Common Stock · 312,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | ConversionConvertible Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $1.50 | $469,387.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 7 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: Not disclosed Underlying: Warrants · 312,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387. F6 · price: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 15, 2019, and July 24, 2019, in the aggregate principal amount of $469,387. F5 · derivative.exercise_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F5 · derivative.expiration_date: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | SaleWarrants · Derivative | 33,462 | $1.50 Strike: $11.50 | $50,193.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 6 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,228,670 Underlying: Common Stock · 33,462 shares Expires not disclosed F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | GrantCommon Stock | 328,348 | $10.00 | $3,283,480.00 |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · nonDerivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 2,853,144 F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | Disposition to issuerWarrants · Derivative | 782,313 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 5 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 1,262,132 Underlying: Common Stock · 782,313 shares Expires not disclosed F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration F3 · derivative.exercise_date: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination. F4 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | ConversionClass B Ordinary Shares · Derivative | 2,524,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 4 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 0 Underlying: Common Stock · 2,524,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | Disposition to issuerClass B Ordinary Shares · Derivative | 768,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · derivative · entry 3 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 2,524,796 Underlying: Common Stock · 768,538 shares Expires not disclosed F1 · derivative.exercise_price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F2 · price: The reporting person forfeited these securities to the Issuer for no additional consideration F1 · derivative.exercise_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · derivative.expiration_date: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 12:41 UTC | Custom Truck One Source, Inc. NSCO · Entity 4503 | ConversionCommon Stock | 2,524,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-19-000163 · edgar.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 2,524,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F1 · price: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc. F7 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Disposition to issuerWarrants · Derivative | 1,334,891 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001209191-19-042755 · doc4.xml · derivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,334,891 shares Expires 2020-07-08 F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F2 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:04 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 513,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-042755 · doc4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,414 F1 · shares: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. F1 · price: On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 20:32 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GiftCommon Stock | 28,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004225 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,481 F1 · kind: Gift of shares to the National Geographic Society. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 22:01 UTC | CISION LTD. CISN · Entity 152039 | SaleOrdinary Shares | 35,911 | $15.44 | $554,465.84 |
DisclosureSEC source: 0001144204-18-050417 · tv503255_form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,194,685 F1 · shares: Represents ordinary shares of Cision Ltd. (the "Issuer") sold by Capitol Acquisition Founder 3 LLC pursuant to the option of the underwriters to purchase additional shares in connection with the offering of ordinary shares of the Issuer on Form S-3 as contemplated by that certain underwriting agreement, dated September 12, 2018, among the Issuer, Capitol Acquisition Founder 3 LLC and the other selling shareholders named therein, and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and Goldman Sachs & Co. LLC as representatives of the several underwriters named therein. The selling price of such shares was $15.44 per share, which represents the price to public less the underwriting discount and commission. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 21:16 UTC | CISION LTD. CISN · Entity 152039 | SaleOrdinary Shares | 239,410 | $15.44 | $3,696,490.40 |
DisclosureSEC source: 0001144204-18-049694 · tv502949_4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,230,596 F1 · shares: Represents ordinary shares of Cision Ltd. (the "Issuer") sold by Capitol Acquisition Founder 3 LLC pursuant to the offering of ordinary shares of the Issuer on Form S-3 as contemplated by that certain underwriting agreement, dated September 12, 2018, among the Issuer, Capitol Acquisition Founder 3 LLC and the other selling shareholders named therein, and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and Goldman Sachs & Co. LLC as representatives of the several underwriters named therein. The selling price of such shares was $15.44 per share, which represents the price to public less the underwriting discount and commission. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 00:03 UTC | CISION LTD. CISN · Entity 152039 | GrantRestricted Stock Units · Derivative | 8,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-046533 · tv501692_form4.xml · derivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Underlying: Ordinary Shares · 8,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of Cision Ltd. F2 · derivative.exercise_date: The restricted stock units vest on August 23, 2019. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F2 · derivative.expiration_date: The restricted stock units vest on August 23, 2019. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:26 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000385 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,731 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 21:09 UTC | CISION LTD. CISN · Entity 152039 | SaleOrdinary Shares | 36,713 | $14.45 | $530,594.63 |
DisclosureSEC source: 0001144204-18-038014 · tv498339_4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,470,006 F1 · shares: Represents ordinary shares of Cision Ltd. (the "Issuer") sold by Capitol Acquisition Founder 3 LLC pursuant to the option of the underwriters to purchase additional shares in connection with the offering of ordinary shares of the Issuer on Form S-1 as contemplated by that certain underwriting agreement, dated June 14, 2018, among the Issuer, Capitol Acquisition Founder 3 LLC and the other selling shareholders named therein, and Deutsche Bank Securities Inc., as representative of the several underwriters named therein. The selling price of such shares was $14.4525 per share, which represents the price to public less the underwriting discount and commission. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 20:18 UTC | CISION LTD. CISN · Entity 152039 | SaleOrdinary Shares | 244,755 | $14.45 | $3,537,321.64 |
DisclosureSEC source: 0001144204-18-034800 · tv496684_4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,506,719 F1 · shares: Represents ordinary shares of Cision Ltd. (the "Issuer") sold by Capitol Acquisition Founder 3 LLC pursuant to the offering of ordinary shares of the Issuer on Form S-1 as contemplated by that certain underwriting agreement, dated June 14, 2018, among the Issuer, Capitol Acquisition Founder 3 LLC and the other selling shareholders named therein, and Deutsche Bank Securities Inc., as representative of the several underwriters named therein. The selling price of such shares was $14.4525 per share, which represents the price to public less the underwriting discount and commission. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:35 UTC | CISION LTD. CISN · Entity 152039 | Disposition to issuerWarrants · Derivative | 1,441,436 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-18-030355 · tv494792_form4.xml · derivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 0 Underlying: Ordinary Shares · 1,441,436 shares Expires 2022-06-29 F1 · shares: On April 17, 2018, Cision Ltd. (the "Issuer") commenced an offer to each holder of its public and private warrants to purchase one ordinary share, par value of $0.0001 per share ("Ordinary Share"), of the Issuer for a purchase price of $11.50 (the "Warrants") to receive 0.26 Ordinary Shares in exchange for each Warrant tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On May 18, 2018, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Ordinary Shares in exchange. F1 · price: On April 17, 2018, Cision Ltd. (the "Issuer") commenced an offer to each holder of its public and private warrants to purchase one ordinary share, par value of $0.0001 per share ("Ordinary Share"), of the Issuer for a purchase price of $11.50 (the "Warrants") to receive 0.26 Ordinary Shares in exchange for each Warrant tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On May 18, 2018, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Ordinary Shares in exchange. F3 · derivative.underlying_shares: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one Ordinary Share for a purchase price of $11.50, subject to certain adjustments. Pursuant to the terms of the Exchange Offer, each participating holder became entitled to receive 0.26 Ordinary Shares for each Warrant tendered and exchanged. F3 · ownership.nature: Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one Ordinary Share for a purchase price of $11.50, subject to certain adjustments. Pursuant to the terms of the Exchange Offer, each participating holder became entitled to receive 0.26 Ordinary Shares for each Warrant tendered and exchanged. Read SEC document |
| May 18, 2018 Filed May 22, 2018 22:35 UTC | CISION LTD. CISN · Entity 152039 | GrantOrdinary Shares | 374,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-18-030355 · tv494792_form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,751,474 F1 · shares: On April 17, 2018, Cision Ltd. (the "Issuer") commenced an offer to each holder of its public and private warrants to purchase one ordinary share, par value of $0.0001 per share ("Ordinary Share"), of the Issuer for a purchase price of $11.50 (the "Warrants") to receive 0.26 Ordinary Shares in exchange for each Warrant tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On May 18, 2018, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Ordinary Shares in exchange. F1 · price: On April 17, 2018, Cision Ltd. (the "Issuer") commenced an offer to each holder of its public and private warrants to purchase one ordinary share, par value of $0.0001 per share ("Ordinary Share"), of the Issuer for a purchase price of $11.50 (the "Warrants") to receive 0.26 Ordinary Shares in exchange for each Warrant tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On May 18, 2018, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Ordinary Shares in exchange. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:27 UTC | CISION LTD. CISN · Entity 152039 | SaleOrdinary Shares | 203,344 | $10.32 | $2,098,510.08 |
DisclosureSEC source: 0001144204-18-017232 · tv489380_4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,376,701 F1 · shares: Represents ordinary shares of Cision Ltd. (the "Issuer") sold by Capitol Acquisition Founder 3 LLC pursuant to the offering of ordinary shares of the Issuer on Form S-1 as contemplated by that certain underwriting agreement, dated March 20, 2018, among the Issuer, Capitol Acquisition Founder 3 LLC and the other selling shareholders named therein, and J.P. Morgan Securities LLC and Deutsche Bank Securities Inc., as representatives of the several underwriters named therein. The selling price of such shares was $10.32 per share, which represents the price to public less the underwriting discount and commission. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 20:39 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | PurchaseCommon Stock | 10,000 | $9.43 | $94,300.00 |
DisclosureSEC source: 0001140361-18-013045 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,209 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.44, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| August 21, 2017 Filed Aug 21, 2017 20:05 UTC | Custom Truck One Source, Inc. CIC · Entity 4503 | GrantWarrants · Derivative | 233,333 | $1.50 Strike: $11.50 | $349,999.50 |
DisclosureSEC source: 0001094891-17-000211 · edgar.xml · derivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director · President and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder IV, LLC Disclosed balance after: 2,044,445 Underlying: Class A ordinary shares · 233,333 shares Expires not disclosed F1 · security: These warrants were purchased due to the exercise of the underwriters' over-allotment option in order to maintain in the Issuer's trust account an amount equal to $10.00 per unit sold to the public in the Issuer's initial public offering. These warrants were purchased in a private placement that occurred simultaneously with the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the IPO. F3 · derivative.expiration_date: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination. F4 · ownership.nature: Mr. Dryden controls Capitol Acquisition Founder IV, LLC. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 21:07 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 7,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-031161 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,209 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in three equal annual installments on August 8, 2018, 2019 and 2020. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:32 UTC | CISION LTD. CISN · Entity 152039 | GrantWarrants · Derivative | 14,419 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001144204-17-041238 · v472565_form4.xml · derivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,441,436 Underlying: Ordinary Shares · 14,419 shares Expires 2022-06-29 F1 · shares: On August 4, 2017, Capitol Acquisition Founder 3 LLC became entitled to receive the securities reported herein pursuant to an "earn-out" provision in the sponsor support agreement, dated as of March 19, 2017 (the "Sponsor Support Agreement") in connection with the combination of Canyon Holdings S.a r.l. ("Cision") and Capitol Acquisition Corp. III ("Capitol") pursuant to the Agreement and Plan of Merger, dated as of March 19, 2017, by and among Capitol, the Issuer, Capital Acquisition Merger Sub, Inc., Canyon Holdings (Cayman), L.P. and Cision (the "Merger Agreement"). F2 · shares: The Sponsor Support Agreement provided that Capitol Acquisition Founder 3 LLC and certain other parties thereto would receive additional ordinary shares of the Issuer ("Ordinary Shares") for no additional consideration upon the occurrence of certain corporate events, including the Issuer's repayment of all of its outstanding indebtedness under its second lien credit facility. On August 4, 2017, the Issuer repaid all of its outstanding indebtedness under its second lien credit facility. The Merger Agreement valued the Ordinary Shares at $10 per share. The reporting person's right to receive the securities reported herein upon the occurrence of certain corporate events became fixed and irrevocable on June 29, 2017, the effective date of the Merger. F1 · price: On August 4, 2017, Capitol Acquisition Founder 3 LLC became entitled to receive the securities reported herein pursuant to an "earn-out" provision in the sponsor support agreement, dated as of March 19, 2017 (the "Sponsor Support Agreement") in connection with the combination of Canyon Holdings S.a r.l. ("Cision") and Capitol Acquisition Corp. III ("Capitol") pursuant to the Agreement and Plan of Merger, dated as of March 19, 2017, by and among Capitol, the Issuer, Capital Acquisition Merger Sub, Inc., Canyon Holdings (Cayman), L.P. and Cision (the "Merger Agreement"). F2 · price: The Sponsor Support Agreement provided that Capitol Acquisition Founder 3 LLC and certain other parties thereto would receive additional ordinary shares of the Issuer ("Ordinary Shares") for no additional consideration upon the occurrence of certain corporate events, including the Issuer's repayment of all of its outstanding indebtedness under its second lien credit facility. On August 4, 2017, the Issuer repaid all of its outstanding indebtedness under its second lien credit facility. The Merger Agreement valued the Ordinary Shares at $10 per share. The reporting person's right to receive the securities reported herein upon the occurrence of certain corporate events became fixed and irrevocable on June 29, 2017, the effective date of the Merger. F3 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:32 UTC | CISION LTD. CISN · Entity 152039 | GrantOrdinary Shares | 14,919 | $10.00 | $149,190.00 |
DisclosureSEC source: 0001144204-17-041238 · v472565_form4.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Capitol Acquisition Founder 3 LLC Disclosed balance after: 1,580,045 F1 · shares: On August 4, 2017, Capitol Acquisition Founder 3 LLC became entitled to receive the securities reported herein pursuant to an "earn-out" provision in the sponsor support agreement, dated as of March 19, 2017 (the "Sponsor Support Agreement") in connection with the combination of Canyon Holdings S.a r.l. ("Cision") and Capitol Acquisition Corp. III ("Capitol") pursuant to the Agreement and Plan of Merger, dated as of March 19, 2017, by and among Capitol, the Issuer, Capital Acquisition Merger Sub, Inc., Canyon Holdings (Cayman), L.P. and Cision (the "Merger Agreement"). F2 · shares: The Sponsor Support Agreement provided that Capitol Acquisition Founder 3 LLC and certain other parties thereto would receive additional ordinary shares of the Issuer ("Ordinary Shares") for no additional consideration upon the occurrence of certain corporate events, including the Issuer's repayment of all of its outstanding indebtedness under its second lien credit facility. On August 4, 2017, the Issuer repaid all of its outstanding indebtedness under its second lien credit facility. The Merger Agreement valued the Ordinary Shares at $10 per share. The reporting person's right to receive the securities reported herein upon the occurrence of certain corporate events became fixed and irrevocable on June 29, 2017, the effective date of the Merger. F3 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| June 29, 2017 Filed Jul 5, 2017 20:27 UTC | Capitol Acquisition Corp. III CLAC · Entity 174545 | Disposition to issuerWarrants · Derivative | 1,912,500 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001094891-17-000145 · edgar.xml · derivative · entry 2 Dryden L. Dyson · CIK 0001574445 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder 3 LLC Disclosed balance after: 0 Underlying: Common Stock · 1,912,500 shares Expires 2022-06-29 F3 · price: On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 485,483 of the Warrants were forfeited and the remaining 1,427,017 Warrants were assumed by Holdings in the Merger. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| June 29, 2017 Filed Jul 5, 2017 20:27 UTC | Capitol Acquisition Corp. III CLAC · Entity 174545 | Disposition to issuerCommon Stock | 1,978,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000145 · edgar.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Former Officer and Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder 3 LLC Disclosed balance after: 0 F1 · price: On March 19, 2017, Capitol Acquisition Corp. III (the "Issuer"), Capitol Acquisition Holding Company Ltd. ("Holdings"), Capitol Acquisition Merger Sub, Inc., Canyon Holdings (Cayman) L.P. and Canyon Holdings S.a r.l. entered into an Agreement and Plan of Merger (the "Merger Agreement"), which was amended as of April 7, 2017, pursuant to which, and subject to the terms and conditions thereof, on June 29, 2017 (the "Closing Date") the Issuer merged with and into Holdings, with Holdings surviving the merger. On the Closing Date, pursuant to the Merger Agreement, and subject to the terms and conditions thereof, at the effective time of the merger, 413,624 shares of common stock of the Issuer were forfeited and the remaining 1,565,126 shares of common stock of the Issuer were disposed of in exchange for the same number of shares in Holdings. F2 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:04 UTC | Capitol Acquisition Corp. III CLAC · Entity 174545 | GrantConvertible Promissory Note · Derivative | 104,318 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001094891-17-000064 · edgar.xml · derivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director · President, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Founder 3 LLC Disclosed balance after: 220,228 Underlying: Warrants (right to buy) · 104,318 shares Expires not disclosed F3 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person in the same amount. F1 · derivative.exercise_date: The promissory note is convertible, at the Reporting Person's option, at the closing of the Issuer's initial business combination. If the Issuer fails to consummate an initial business combination by October 19, 2017, the Issuer will dissolve and the promissory note will not be convertible. F1 · derivative.expiration_date: The promissory note is convertible, at the Reporting Person's option, at the closing of the Issuer's initial business combination. If the Issuer fails to consummate an initial business combination by October 19, 2017, the Issuer will dissolve and the promissory note will not be convertible. F2 · derivative.underlying: Each warrant entitles the Reporting Person to purchase one share of common stock at a price of $11.50 per share. The warrants become exercisable 30 days after the completion of an initial business combination. F4 · ownership.nature: Mr. Dryden is the managing member of Capitol Acquisition Founder 3 LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.