Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Director | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,571 |
Reported balance
After 2026-08-10 transaction · row 1
1 source rowRow 1 · 2026-08-10 · Sale · Disposed 1,946 · Balance 49,571 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2021 Filed Jul 27, 2021 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 10,000 | $2.36 | $23,600.00 |
DisclosureSEC source: 0000944075-21-000059 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,657 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:22 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 2,000 | $1.20 | $2,400.00 |
DisclosureSEC source: 0000944075-21-000059 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,657 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021 for the period of 6/16/2021 to 4/29/2022. Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 20:02 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 440 | $6.90 | $3,036.00 |
DisclosureSEC source: 0000944075-21-000034 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,015 Read SEC document |
| April 27, 2021 Filed Apr 29, 2021 20:02 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 2,202 | $6.65 | $14,643.30 |
DisclosureSEC source: 0000944075-21-000034 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,455 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:20 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 924 | $10.63 | $9,822.12 |
DisclosureSEC source: 0000944075-21-000019 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,657 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Mills and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Mills resulting from the vesting of Restricted Stocks. Mr. Mills did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 40,000 | $12.39 | $495,600.00 |
DisclosureSEC source: 0000944075-21-000015 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,581 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/20/2020 for the period of 3/1/2021 to 11/15/2022. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 19,920 | $1.82 Strike: $1.82 | $36,254.40 |
DisclosureSEC source: 0000944075-21-000008 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,729 Underlying: Common · 19,920 shares Expires 2021-02-22 F1 · derivative.exercise_date: Grant vested in 48 equal monthly installments commencing March 1, 2011. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock | 19,920 | $1.82 | $36,254.40 |
DisclosureSEC source: 0000944075-21-000008 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,581 Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 21:15 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000007 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,661 Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:26 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000005 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,661 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 23:08 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | PurchaseSubordinated Convertible Note · Derivative | 119,863 | $175,000.00 Strike: $1.46 | $20,976,025,000.00 |
DisclosureSEC source: 0000944075-20-000033 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,863 Underlying: Common Stock · 119,863 shares Expires not disclosed F1 · derivative.exercise_date: The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash. F1 · derivative.expiration_date: The Subordinated Convertible note is convertible any time on or prior to August 30, 2023 (the Maturity Date). In addition, on or after August 31, 2021, the Reporting Person has the option to receive the prepayment of principal and accrued interest in cash. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 23:08 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock | 45,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000033 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,661 F2 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 100% on August 30, 2023, granted under the 2004 Plan. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:46 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000008 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,891 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 19:08 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,891 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 98,700 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 3 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,649 Underlying: Common · 98,700 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 88,700 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 88,700 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:23 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 10,000 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-19-000047 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:33 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 40,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000008 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,274 Underlying: Common · 40,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 19:24 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-19-000002 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,891 Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 17,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000019 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,274 Underlying: Common · 17,500 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 23:39 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-18-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,941 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:29 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 16,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000015 · primary_doc.xml · derivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,774 Underlying: Common · 16,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 18:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 4,096 | $4.48 | $18,350.08 |
DisclosureSEC source: 0000944075-17-000005 · primary_doc.xml · nonDerivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,941 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 18:48 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon | 904 | $4.48 | $4,049.92 |
DisclosureSEC source: 0000944075-17-000005 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,037 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 17:36 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GiftCommon | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-17-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,941 Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 21,560 | $1.96 Strike: $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000083 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,774 Underlying: Common Stock · 21,560 shares Expires 2019-02-23 F1 · derivative.exercise_date: Grant dated 2/23/2009 vested monthly over 4 years. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:06 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 21,560 | $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000083 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,943 Read SEC document |
| October 25, 2016 Filed Nov 14, 2016 23:41 UTC Amendment | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 21,560 | $1.96 Strike: $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000087 · primary_doc.xml · derivative · entry 2 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,774 Underlying: Common Stock · 21,560 shares Expires 2019-02-23 F2 · derivative.exercise_date: Grant dated 2/23/2009 vested monthly over 4 years. Read SEC document |
| October 25, 2016 Filed Nov 14, 2016 23:41 UTC Amendment | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 21,560 | $1.96 | $42,257.60 |
DisclosureSEC source: 0000944075-16-000087 · primary_doc.xml · nonDerivative · entry 1 MILLS KEVIN J · CIK 0001192160 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,941 F1 · balance_after: Amends Amount of Securities Beneficially Owned Following Reported Transaction reported as 172,943. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.