Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director · CEO and Chairman of the Board · 10% owner | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 722,362 |
Ending reported balance
After 2026-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27 | Direct | 1,533,585 |
Reported balance
After 2026-10-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F8: Fully vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,105,832 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,105,832 F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,066 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,066 F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 37,327 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,327 F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,616 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 54,616 F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,237,115 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,237,115 F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.
F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.
F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.
F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.
F8: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2024 Filed Feb 6, 2024 01:32 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 32,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:32 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002752 · form4-02062024_010216.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 478,125 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:32 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Commoon Stock | 21,085 | $24.95 | $526,070.75 |
DisclosureSEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,788,430 Read SEC document |
| February 01, 2024 Filed Feb 6, 2024 01:32 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:19 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 662,489 | $0.00 Strike: $31.61 | $0.00 |
DisclosureSEC source: 0001209191-23-059806 · doc4.xml · derivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 662,489 Underlying: Class A Common Stok · 662,489 shares Expires 2033-12-21 F3 · derivative.exercise_date: 1/3rd of the shares subject to the option grant shall vest on December 1, 2024, and 1/12th of the shares subject to the option grant shall vest each quarter thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 22, 2023 Filed Dec 27, 2023 22:19 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 392,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-059806 · doc4.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,833 Underlying: Class A Common Stock · 392,833 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 01:20 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,675,922 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 01:20 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 01:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054262 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 531,250 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 01:20 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $23.97 | $631,369.80 |
DisclosureSEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783,175 Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 01:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-054262 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| August 02, 2023 Filed Aug 2, 2023 22:20 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,649,137 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 02, 2023 Filed Aug 2, 2023 22:20 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 22:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044292 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 584,375 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 22:20 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $44.37 | $1,168,705.80 |
DisclosureSEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783,175 Read SEC document |
| August 01, 2023 Filed Aug 2, 2023 22:20 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 01:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 11,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,622,352 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 01:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 11,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 01:18 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 11,480 | $43.19 | $495,821.20 |
DisclosureSEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,768,063 Read SEC document |
| June 20, 2023 Filed Jun 23, 2023 01:18 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 23,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,779,543 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:13 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,610,679 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:13 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026944 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,500 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:13 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $18.63 | $490,714.20 |
DisclosureSEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783,175 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:13 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 33,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,583,894 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 33,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,625 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 19,625 | $21.68 | $425,470.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789,890 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| December 20, 2022 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 13,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,072,820 Underlying: Class A Common Stock · 13,228 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F12 · shares: On December 22, 2022, these shares that were held by the annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| December 20, 2022 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 6,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 11 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,614 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · shares: On December 22, 2022, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F11 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 20, 2022 Filed Feb 3, 2023 22:22 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 6,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-007080 · doc4.xml · derivative · entry 10 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,614 shares Expires not disclosed F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · shares: On December 22, 2022, shares held by the annuity trust were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F10 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 08, 2022 Filed Dec 13, 2022 02:18 UTC | C3.ai, Inc. AI · Entity 2413 | GrantPerfomance Restricted Stock Units · Derivative | 1,700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060830 · doc4.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,000 Underlying: Class A Common Stock · 1,700,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 22:32 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,550,394 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 02, 2022 Filed Nov 3, 2022 22:32 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:32 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-055654 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,750 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:32 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $12.92 | $340,312.80 |
DisclosureSEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,175 Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:32 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-055654 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| August 03, 2022 Filed Aug 3, 2022 22:45 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,523,609 F1 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 03, 2022 Filed Aug 3, 2022 22:45 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703,265 Read SEC document |
| August 03, 2022 Filed Oct 12, 2022 00:07 UTC Amendment | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,523,609 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 03, 2022 Filed Oct 12, 2022 00:07 UTC Amendment | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 22:45 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $18.71 | $492,821.40 |
DisclosureSEC source: 0001209191-22-044321 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730,050 Read SEC document |
| August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053403 · doc4a.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,875 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,340 | $18.71 | $492,821.40 |
DisclosureSEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,175 Read SEC document |
| August 01, 2022 Filed Oct 12, 2022 00:07 UTC Amendment | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-053403 · doc4a.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 02, 2022 Filed Jul 5, 2022 23:33 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040915 · doc4.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,000 Underlying: Class A Common Stock · 850,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 6.25% of each such RSU award shall vest on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 18, 2022 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 8,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 19 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,059,592 Underlying: Class A Common Stock · 8,426 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F18 · shares: On March 18, 2022, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F10 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| March 18, 2022 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 17,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 18 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 17,792 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F15 · shares: On March 18, 2022, 4,213 of the shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments and 13,579 of the shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F17 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust II u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.