Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director · CEO and Chairman of the Board · 10% owner | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 722,362 |
Ending reported balance
After 2026-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27 | Direct | 1,533,585 |
Reported balance
After 2026-10-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F8: Fully vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,105,832 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,105,832 F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,066 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,066 F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 37,327 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,327 F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,616 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 54,616 F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,237,115 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,237,115 F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.
F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.
F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.
F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.
F8: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2022 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 17,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 17 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 17,792 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F15 · shares: On March 18, 2022, 4,213 of the shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments and 13,579 of the shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F16 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust I u/a/d 3/4/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 16,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 16 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 16,921 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 16,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 15 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 16,921 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F12 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 23,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 14 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 23,035 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F6 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 23,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 23,035 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 79,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 79,908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| December 31, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 79,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 11 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 79,908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F14 · shares: On December 31, 2021, shares held by related annuity trusts were transferred to the beneficiaries of such annuity trusts. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| December 27, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 10 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,051,166 Underlying: Class A Common Stock · 2,864 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F11 · shares: On December 27, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F10 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| December 27, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,921 Underlying: Class A Common Stock · 1,432 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F11 · shares: On December 27, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F13 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust II u/a/d 12/18/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 27, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 16,921 Underlying: Class A Common Stock · 1,432 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F11 · shares: On December 27, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F12 · ownership.nature: The shares are held by The Siebel 2018 Annuity Trust I u/a/d 12/13/2018, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 13,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,048,302 Underlying: Class A Common Stock · 13,120 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · shares: On December 7, 2021, these shares that were held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F10 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,614 Underlying: Class A Common Stock · 3,636 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F8 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust IV u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,614 Underlying: Class A Common Stock · 3,636 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F7 · ownership.nature: The shares are held by The Siebel 2020 Annuity Trust III u/a/d 12/3/2020, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,035 Underlying: Class A Common Stock · 723 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F6 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust II u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 723 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,035 Underlying: Class A Common Stock · 723 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: The shares are held by The Siebel 2017 Annuity Trust I u/a/d 11/28/2017, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 2,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 79,908 Underlying: Class A Common Stock · 2,201 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust II u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| December 07, 2021 Filed Apr 29, 2022 20:14 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass B Common Stock · Derivative | 2,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026236 · doc4.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 79,908 Underlying: Class A Common Stock · 2,201 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · shares: On December 7, 2021, shares held by related annuity trusts were transferred to The Siebel Living Trust u/a/d 7/27/1993 to satisfy annuity payments. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · ownership.nature: The shares are held by The Siebel 2014 Annuity Trust I u/a/d 10/22/2014, of which the Reporting Person is the trustee. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 10,816 | $48.45 | $524,035.20 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,496,824 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 128,512 | $47.93 | $6,159,580.16 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,507,640 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 106,635 | $46.96 | $5,007,579.60 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,636,152 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 11,600 | $51.20 | $593,920.00 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,742,787 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 59,967 | $50.27 | $3,014,541.09 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,754,387 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 60,779 | $49.17 | $2,988,503.43 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 381,354 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:03 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 237,179 | $48.38 | $11,474,720.02 |
DisclosureSEC source: 0001209191-21-065218 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,875,133 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 32,582 | $46.40 | $1,511,804.80 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,112,312 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.15 to $46.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 131,018 | $45.54 | $5,966,559.72 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,144,894 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.15 to $46.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,126 | $47.28 | $242,357.28 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,275,912 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.24 to $47.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 129,623 | $46.82 | $6,068,948.86 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,281,038 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.24 to $47.235. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 104,424 | $46.47 | $4,852,583.28 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,410,661 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.02 to $46.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:43 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 81,376 | $45.59 | $3,709,931.84 |
DisclosureSEC source: 0001209191-21-060621 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,515,085 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.02 to $46.015. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 5,300 | $50.95 | $270,035.00 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,596,461 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,300 | $50.27 | $869,671.00 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,061,761 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 23,334 | $49.19 | $1,147,799.46 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,619,061 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 15, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 29,466 | $48.57 | $1,431,163.62 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,642,395 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 22,450 | $49.42 | $1,109,479.00 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,671,861 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 205,650 | $48.62 | $9,998,703.00 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,694,311 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 41,415 | $50.30 | $2,083,174.50 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,899,961 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 197,253 | $49.52 | $9,767,968.56 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,941,376 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 98,698 | $48.71 | $4,807,579.58 |
DisclosureSEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,138,629 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 65,674 | $46.39 | $3,046,616.86 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,237,327 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 18, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 61,323 | $45.55 | $2,793,262.65 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,303,001 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.9925. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 100 | $46.04 | $4,604.00 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,364,324 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 229,215 | $45.46 | $10,420,113.90 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,364,424 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 7,900 | $48.40 | $382,360.00 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,593,639 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 129,509 | $47.27 | $6,121,890.43 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,601,539 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.90 to $47.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:39 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 160,224 | $46.53 | $7,455,222.72 |
DisclosureSEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,731,048 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.90 to $46.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 00:31 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 655,000 | $0.00 Strike: $63.30 | $0.00 |
DisclosureSEC source: 0001209191-21-047294 · doc4.xml · derivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,000 Underlying: Class A Common Stock · 655,000 shares Expires 2031-07-15 F1 · derivative.exercise_date: The options vest on an equal monthly basis over the five (5) year period following July 16, 2021, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 00:31 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 554,000 | $0.00 Strike: $50.64 | $0.00 |
DisclosureSEC source: 0001209191-21-047294 · doc4.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,000 Underlying: Class A Common Stock · 554,000 shares Expires 2031-07-15 F1 · derivative.exercise_date: The options vest on an equal monthly basis over the five (5) year period following July 16, 2021, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 00:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 3,700 | $55.57 | $205,609.00 |
DisclosureSEC source: 0001209191-21-046833 · doc4.xml · nonDerivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,891,272 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 00:01 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 16,815 | $54.65 | $918,939.75 |
DisclosureSEC source: 0001209191-21-046833 · doc4.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,894,972 F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan. F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.