Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director · CEO and Chairman of the Board · 10% owner | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 722,362 |
Ending reported balance
After 2026-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27 | Direct | 1,533,585 |
Reported balance
After 2026-10-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F8: Fully vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,105,832 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,105,832 F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,066 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,066 F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 37,327 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,327 F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,616 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 54,616 F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,237,115 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,237,115 F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.
F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.
F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.
F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.
F8: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 3, 2024 21:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,976,079 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 21:18 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:18 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-028078 · form4-12032024_091257.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,890 Underlying: Class A Common Stock · 32,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:18 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 16,591 | $37.18 | $616,853.38 |
DisclosureSEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,535 Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 21:18 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-028078 · form4-12032024_091257.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,789,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 21:50 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,959,934 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| November 04, 2024 Filed Nov 4, 2024 21:50 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:50 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026001 · form4-11042024_091154.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,750 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:50 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,924 | $25.03 | $673,907.72 |
DisclosureSEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,782,591 Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:50 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026001 · form4-11042024_091154.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 20:44 UTC | C3.ai, Inc. AI · Entity 2413 | GrantStock Option (Right to Buy) · Derivative | 886,244 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001415889-24-023376 · form4-09132024_080909.xml · derivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 886,244 Underlying: Class A Common Stock · 886,244 shares Expires 2034-09-10 F3 · derivative.exercise_date: 1/3rd of the shares subject to the option grant shall vest on September 11, 2025, and 1/3rd of the shares subject to the option grant shall vest annually thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 20:44 UTC | C3.ai, Inc. AI · Entity 2413 | GrantRestricted Stock Units · Derivative | 537,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023376 · form4-09132024_080909.xml · derivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,413 Underlying: Class A Common Stock · 537,413 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date. F2 · derivative.expiration_date: 1/3rd of the RSUs shall vest on September 11, 2025 and 1/12th of the RSUs shall vest quarterly thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 537,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,933,733 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 04, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 537,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,396,099 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,294,024 Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,626 Underlying: Class A Common Stock · 32,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F8 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F8 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 16,591 | $23.34 | $387,233.94 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,310,169 Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,326,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| August 30, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 537,634 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 798,432 Underlying: Class A Common Stock · 537,634 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vest on an equal quarterly basis over the five (5) year period following November 30, 2016, so long as the Reporting Person continues to provide services through such vesting dates. Read SEC document |
| August 30, 2024 Filed Sep 5, 2024 01:44 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 537,634 | $1.86 | $999,999.24 |
DisclosureSEC source: 0001415889-24-022864 · form4-09052024_010921.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,294,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:09 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 20,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,379,954 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 06, 2024 Filed Aug 8, 2024 01:09 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 20,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 566,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,359,319 F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 05, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 566,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| August 05, 2024 Filed Aug 8, 2024 01:09 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 21,206 | $23.90 | $506,823.40 |
DisclosureSEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,777,025 Read SEC document |
| August 05, 2024 Filed Aug 8, 2024 01:09 UTC | C3.ai, Inc. AI · Entity 2413 | GrantClass A Common Stock | 41,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020961 · form4-08082024_010810.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,798,231 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 566,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,133,334 Underlying: Class A Common Stock · 566,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. F2 · derivative.exercise_date: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. F2 · derivative.expiration_date: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,792,653 F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,323,056 Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 566,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,349,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,875 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F8 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F8 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,924 | $25.82 | $695,177.68 |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,782,591 Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:21 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-020796 · form4-08062024_010827.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 00:46 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,766,452 F2 · ownership.direct: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 00:46 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 00:46 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 16,591 | $29.57 | $490,595.87 |
DisclosureSEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,535 Read SEC document |
| June 01, 2024 Filed Jun 5, 2024 00:46 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015507 · form4-06052024_120655.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,362 Underlying: Class A Common Stock · 32,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 01, 2024 Filed Jun 5, 2024 00:46 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015507 · form4-06052024_120655.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,789,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 02, 2024 Filed May 4, 2024 00:08 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,750,307 F2 · ownership.direct: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| May 02, 2024 Filed May 4, 2024 00:08 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| May 01, 2024 Filed May 4, 2024 00:08 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012263 · form4-05042024_120539.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,000 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| May 01, 2024 Filed May 4, 2024 00:08 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,924 | $22.69 | $610,905.56 |
DisclosureSEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,782,591 Read SEC document |
| May 01, 2024 Filed May 4, 2024 00:08 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-012263 · form4-05042024_120539.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:08 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,724,106 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:08 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:08 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006576 · form4-03052024_090333.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,098 Underlying: Class A Common Stock · 32,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:08 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Commoon Stock | 16,591 | $35.87 | $595,119.17 |
DisclosureSEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,772,534 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:08 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006576 · form4-03052024_090333.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,789,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| February 02, 2024 Filed Feb 6, 2024 01:32 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 32,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002752 · form4-02062024_010216.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 3,707,962 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.