Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director · CEO and Chairman of the Board · 10% owner | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 13, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 722,362 |
Ending reported balance
After 2026-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-13 · Exercise / conversion · Acquired 435,363 · Balance 1,157,725 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Row 2 · 2026-10-13 · Sale · Disposed 435,363 · Balance 722,362 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2028-11-27 | Direct | 1,533,585 |
Reported balance
After 2026-10-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-10-13 · Exercise / conversion · Disposed 435,363 · Balance 1,533,585 F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F8: Fully vested. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 7,105,832 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,105,832 F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 13,066 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,066 F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 37,327 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 37,327 F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,616 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 54,616 F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,237,115 |
Reported balance
Holding disclosure · report date 2026-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,237,115 F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.
F2: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.565 to $12.0123, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4: The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is trustee.
F5: The shares are held by HS ET DE Investments LLC, of which the Reporting Person is the manager.
F6: The shares are held by Siebel Legacy Investments I LLC, of which the Reporting Person is the manager.
F7: The shares are held by Siebel Legacy Investments II LLC, of which the Reporting Person is the manager.
F8: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2025 Filed Jun 12, 2025 20:20 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 590,995 | $25.01 | $14,780,784.95 |
DisclosureSEC source: 0001415889-25-016945 · form4-06122025_080636.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 3,827,305 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.57 to $25.56, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| June 03, 2025 Filed Jun 3, 2025 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 15,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,418,300 F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| June 03, 2025 Filed Jun 3, 2025 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 15,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 17,000 | $26.30 | $447,100.00 |
DisclosureSEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,736 F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs. F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.355, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-015471 · form4-06032025_100650.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,418 Underlying: Class A Common Stock · 32,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F9 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F9 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 22:36 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 14, 2025 Filed May 15, 2025 21:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 272,079 | $23.99 | $6,527,175.21 |
DisclosureSEC source: 0001415889-25-013254 · form4-05152025_090531.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,402,564 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.69 to $24.66, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| May 13, 2025 Filed May 15, 2025 21:36 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 341,698 | $24.00 | $8,200,752.00 |
DisclosureSEC source: 0001415889-25-013254 · form4-05152025_090531.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,674,643 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.775 to $24.34, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| May 05, 2025 Filed May 6, 2025 01:55 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,016,341 F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| May 05, 2025 Filed May 6, 2025 01:55 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 02, 2025 Filed May 6, 2025 01:55 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 27,010 | $22.27 | $601,634.25 |
DisclosureSEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,115 F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs. F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:55 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012062 · form4-05062025_010541.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,500 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F9 · derivative.exercise_date: 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F9 · derivative.expiration_date: 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:55 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 634 | $19.47 | $12,343.98 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 8 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,990,226 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.99 to $19.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 13,567 | $19.47 | $264,149.49 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.99 to $19.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 10,728 | $19.92 | $213,701.76 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 7 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 4,990,860 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.665 to $20.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 228,201 | $19.92 | $4,545,763.92 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,567 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.665 to $20.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 2,112 | $20.81 | $43,950.72 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,001,588 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $20.62 to $21.385. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 14,639 | $20.10 | $294,243.90 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 5,003,700 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.62 to $20.6198. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 44,930 | $20.81 | $934,993.30 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 241,768 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $20.62 to $21.385. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 23:58 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 311,488 | $20.10 | $6,260,908.80 |
DisclosureSEC source: 0001415889-25-010832 · form4-04162025_110458.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 286,698 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $19.62 to $20.6198. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 18, 2025 Filed Mar 18, 2025 23:55 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 800 | $22.25 | $17,800.00 |
DisclosureSEC source: 0001415889-25-008532 · form4-03182025_110354.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 598,186 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $22.24 to $22.25. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 18, 2025 Filed Mar 18, 2025 23:55 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 127,191 | $21.83 | $2,776,579.53 |
DisclosureSEC source: 0001415889-25-008532 · form4-03182025_110354.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 598,986 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $21.24 to $22.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 23:55 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 216,974 | $21.88 | $4,747,391.12 |
DisclosureSEC source: 0001415889-25-008532 · form4-03182025_110354.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 726,177 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $21.48 to $22.275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 23:55 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 294,116 | $21.50 | $6,323,494.00 |
DisclosureSEC source: 0001415889-25-008532 · form4-03182025_110354.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 943,151 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $21.20 to $21.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 01:30 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006815 · form4-03052025_010310.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,018,339 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 01:30 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 16,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006815 · form4-03052025_010310.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,237,267 Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:30 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 32,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006815 · form4-03052025_010310.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,154 Underlying: Class A Common Stock · 32,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:30 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 16,624 | $23.45 | $389,832.80 |
DisclosureSEC source: 0001415889-25-006815 · form4-03052025_010310.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,253,379 Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:30 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 32,736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006815 · form4-03052025_010310.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 20,828 | $32.58 | $678,576.24 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,237,267 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.51 to $32.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 78,873 | $32.22 | $2,541,288.06 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,258,095 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.51 to $32.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 133,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 133,000 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F12 · derivative.exercise_date: Fully vested. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 120,748 | $34.37 | $4,150,108.76 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,336,968 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $33.945 to $34.815. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 97,447 | $33.49 | $3,263,500.03 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,457,716 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.945 to $33.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 334,227 | $32.43 | $10,838,981.61 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,555,163 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.945 to $32.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 23:00 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 133,000 | $1.86 | $247,380.00 |
DisclosureSEC source: 0001415889-25-003936 · form4-02132025_110253.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,889,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 23:42 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003017 · form4-02042025_110202.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 5,002,227 F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 23:42 UTC | C3.ai, Inc. AI · Entity 2413 | GiftClass A Common Stock | 26,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003017 · form4-02042025_110202.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,756,390 Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:42 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionRestricted Stock Units · Derivative | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003017 · form4-02042025_110202.xml · derivative · entry 9 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,625 Underlying: Class A Common Stock · 53,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. F7 · derivative.exercise_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. F7 · derivative.expiration_date: 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:42 UTC | C3.ai, Inc. AI · Entity 2413 | Tax withholdingClass A Common Stock | 26,977 | $31.35 | $845,728.95 |
DisclosureSEC source: 0001415889-25-003017 · form4-02042025_110202.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,782,538 Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:42 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 53,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-003017 · form4-02042025_110202.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,809,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 255,601 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · derivative · entry 13 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 133,000 Underlying: Class A Common Stock · 255,601 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F11 · derivative.exercise_date: Fully vested. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 33,389 | $32.66 | $1,090,484.74 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 6 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,756,390 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.535 to $33.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 222,212 | $31.96 | $7,101,895.52 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 5 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,789,779 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.535 to $32.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 255,601 | $1.86 | $475,417.86 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 4 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,011,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionStock Option (Right to Buy) · Derivative | 409,831 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · derivative · entry 12 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 388,601 Underlying: Class A Common Stock · 409,831 shares Expires 2026-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F11 · derivative.exercise_date: Fully vested. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 90,202 | $31.48 | $2,839,558.96 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 3 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,756,390 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $31.24 to $32.17. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | SaleClass A Common Stock | 319,629 | $30.82 | $9,850,965.78 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 2 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,846,592 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.24 to $31.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 14, 2025 Filed Jan 17, 2025 00:23 UTC | C3.ai, Inc. AI · Entity 2413 | Exercise / conversionClass A Common Stock | 409,831 | $1.86 | $762,285.66 |
DisclosureSEC source: 0001415889-25-001593 · form4-01172025_120137.xml · nonDerivative · entry 1 SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,166,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.