person · Reporting owner
Waldman Lawrence Steven
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Once Upon a Farm, PBCOFRM · Entity 5196 | See Remarks | September 14, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Once Upon a Farm, PBC
Report date September 14, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,574 |
Reported balance
After 2026-09-14 transaction · row 1
1 source rowRow 1 · 2026-09-14 · Sale · Disposed 1,102 · Balance 100,574 F1: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2026 Filed Sep 16, 2026 20:05 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | SaleCommon Stock | 1,102 | $16.98 | $18,711.96 |
DisclosureSEC source: 0001545597-26-000004 · ownership.xml · nonDerivative · entry 1 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,574 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 10, 2026 Filed Aug 12, 2026 23:20 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | SaleCommon Stock | 1,206 | $18.01 | $21,720.06 |
DisclosureSEC source: 0001193125-26-347382 · ownership.xml · nonDerivative · entry 1 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,676 F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 05, 2026 Filed May 6, 2026 10:20 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | GrantCommon Stock | 68,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001545597-26-000002 · ownership.xml · nonDerivative · entry 1 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,882 F1 · security: Represents grant of restricted stock units, which vest in full on the second anniversary of the grant date, subject to the reporting person's continued service with the issuer through such date. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 20:44 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | GrantCommon Stock | 12,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-108493 · ownership.xml · nonDerivative · entry 1 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,855 F1 · security: Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates. Read SEC document |
| February 09, 2026 Filed Feb 10, 2026 01:22 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | Disposition to issuerStock Appreciation Rights · Derivative | 93,500 | Not disclosed Strike: $19.58 | Not disclosed |
DisclosureSEC source: 0001193125-26-043258 · ownership.xml · derivative · entry 2 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,500 shares Expires not disclosed F2 · price: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR. F2 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR. F2 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR. Read SEC document |
| February 09, 2026 Filed Feb 10, 2026 01:22 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | GrantCommon Stock | 22,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-043258 · ownership.xml · nonDerivative · entry 1 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,570 F1 · security: In connection with the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), the reporting person was granted restricted stock units ("RSUs"), which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates. Read SEC document |
| February 05, 2026 Filed Feb 10, 2026 01:22 UTC | Once Upon a Farm, PBC OFRM · Entity 5196 | GrantEmployee Stock Options (right to buy) · Derivative | 31,944 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001193125-26-043258 · ownership.xml · derivative · entry 3 Waldman Lawrence Steven · CIK 0001545597 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,944 Underlying: Common Stock · 31,944 shares Expires 2036-02-05 F3 · security: In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates. F3 · derivative.exercise_date: In connection with the pricing of the Issuer's initial public offering, the reporting person was granted stock options, which will vest 25% on the first anniversary of the pricing date of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.