OFRM

SEC source: 0001545597-26-000004 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,574

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0002086212-26-000002 · ownership.xml · nonDerivative · entry 1

Folena Chris · CIK 0002086212 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,062

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0002085778-26-000002 · ownership.xml · nonDerivative · entry 1

Curtis Cassandra Nicole · CIK 0002085778 · Director · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,840

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-347382 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,676

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-347381 · ownership.xml · nonDerivative · entry 1

Folena Chris · CIK 0002086212 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,724

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-347380 · ownership.xml · nonDerivative · entry 1

Curtis Cassandra Nicole · CIK 0002085778 · Director · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,908

F1 · kind: Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

SEC source: 0001193125-26-338440 · ownership.xml · nonDerivative · entry 4

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Peiros Family Investment Partnership

Disclosed balance after: 81,514

F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

SEC source: 0001193125-26-338440 · ownership.xml · nonDerivative · entry 3

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Peiros Family Trust

Disclosed balance after: 0

F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

SEC source: 0001193125-26-338440 · ownership.xml · nonDerivative · entry 2

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lawrence and Carole Peiros Trust

Disclosed balance after: 63,393

F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

SEC source: 0001193125-26-338440 · ownership.xml · nonDerivative · entry 1

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,112

F1 · shares: Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

SEC source: 0001545597-26-000002 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,882

F1 · security: Represents grant of restricted stock units, which vest in full on the second anniversary of the grant date, subject to the reporting person's continued service with the issuer through such date.

SEC source: 0001193125-26-108493 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,855

F1 · security: Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

SEC source: 0001193125-26-108475 · ownership.xml · nonDerivative · entry 1

Folena Chris · CIK 0002086212 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,448

F1 · security: Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

SEC source: 0001193125-26-108456 · ownership.xml · nonDerivative · entry 1

Curtis Cassandra Nicole · CIK 0002085778 · Director · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,983

F1 · security: Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 10

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,274,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 9

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 817,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 8

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 874,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 7

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 914,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 6

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,804,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · derivative · entry 5

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By TNG Investors LP

Disclosed balance after: 0

Underlying: Common Stock · 107,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · nonDerivative · entry 3

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners III L.P.

Disclosed balance after: 2,274,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · nonDerivative · entry 2

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By TNG Investors LP

Disclosed balance after: 646,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043272 · ownership.xml · nonDerivative · entry 1

CAVU Venture Partners II, LP · CIK 0001693149 · 10% owner

CAVU Venture Partners III, LP · CIK 0001779992 · 10% owner

CAVU Venture Partners IV, LP · CIK 0001882729 · 10% owner

TNG Investors LP / DE · CIK 0002080677 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 7,411,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.

F3 · ownership.nature: (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043266 · ownership.xml · derivative · entry 4

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Peiros Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 24,142 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043266 · ownership.xml · derivative · entry 3

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Peiros Family Trust

Disclosed balance after: 0

Underlying: Common Stock · 57,372 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043266 · ownership.xml · nonDerivative · entry 2

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,505

F2 · security: In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

SEC source: 0001193125-26-043266 · ownership.xml · nonDerivative · entry 1

PEIROS LARRY · CIK 0001184042 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Peiros Family Trust

Disclosed balance after: 81,514

F1 · price: The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043268 · ownership.xml · derivative · entry 7

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,210 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043268 · ownership.xml · derivative · entry 6

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,657 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043268 · ownership.xml · derivative · entry 5

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,354 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043268 · ownership.xml · derivative · entry 4

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043268 · ownership.xml · nonDerivative · entry 3

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,970

F3 · security: The shares of common stock were purchased by the reporting person at the initial public offering price.

SEC source: 0001193125-26-043268 · ownership.xml · nonDerivative · entry 2

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,415

F2 · security: In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

SEC source: 0001193125-26-043268 · ownership.xml · nonDerivative · entry 1

ROBB WALTER E IV · CIK 0001202538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,303

F1 · price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 12

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 24,179 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 11

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 57,372 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 10

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 103,037 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 9

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 96,118 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 8

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 133,294 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · derivative · entry 7

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 59,092 shares

Expires not disclosed

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043262 · ownership.xml · nonDerivative · entry 2

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,933

F2 · security: In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

F2 · price: In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

SEC source: 0001193125-26-043262 · ownership.xml · nonDerivative · entry 1

Foraker John M. · CIK 0001545600 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By the John & Beth Foraker Revocable Trust

Disclosed balance after: 1,359,846

F1 · price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

SEC source: 0001193125-26-043258 · ownership.xml · derivative · entry 2

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 93,500 shares

Expires not disclosed

F2 · price: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR.

F2 · derivative.exercise_date: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR.

F2 · derivative.expiration_date: In connection with the closing of the Issuer's initial public offering, each stock appreciation right ("SAR") held by the reporting person fully vested and was settled in cash in an amount equal to the product of (i) (A) the initial public offering price less (B) its exercise price, multiplied by (ii) the number of shares of common stock underlying the SAR.

SEC source: 0001193125-26-043258 · ownership.xml · nonDerivative · entry 1

Waldman Lawrence Steven · CIK 0001545597 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,570

F1 · security: In connection with the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), the reporting person was granted restricted stock units ("RSUs"), which vest 25% on the first anniversary of the closing of the initial public offering and the remaining 75% annually thereafter in three equal installments, in each case, subject to the reporting person's continued service with the Issuer through such dates.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 11

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,274,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 10

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 817,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 9

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 874,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 8

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 914,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 7

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CAVU Venture Partners II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,804,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001193125-26-043278 · ownership.xml · derivative · entry 6

Thomas Brett J. · CIK 0001832770 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By TNG Investors LP

Disclosed balance after: 0

Underlying: Common Stock · 107,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.exercise_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F1 · derivative.expiration_date: The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

F2 · ownership.nature: CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. The reporting person is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: (Continued from footnote 2) This report shall not be deemed an admission that the reporting person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.