Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arteris, Inc.AIP · Entity 2399 | VP and General Counsel | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arteris, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,082 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 6,003 · Balance 61,082 F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026. F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · derivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $6.17 | $7,712.50 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,521 F4 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F6 · balance_after: Includes 87,521 restricted stock units. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $6.12 | $61,218.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,771 F4 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.19 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 21:19 UTC | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,521 F1 · shares: Includes 50,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,491 | $5.51 | $8,209.89 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,521 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.61 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: Includes 37,521 restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · derivative · entry 8 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $5.71 | $57,059.00 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,012 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $5.71 | $7,141.75 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,012 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:23 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,181 | $5.69 | $6,723.67 |
DisclosureSEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,012 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 22:15 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 432 | $5.32 | $2,298.24 |
DisclosureSEC source: 0001562180-23-008169 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,193 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · balance_after: Includes 40,193 restricted stock units. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 251 | $5.33 | $1,337.05 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,625 F5 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. F6 · balance_after: Includes 40,193 restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F3 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · derivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $5.54 | $55,411.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,876 F1 · date: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.79 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $5.46 | $6,825.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,876 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F3 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:50 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023. F2 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · derivative · entry 8 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 7,218 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 7,218 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 446 | $4.85 | $2,163.10 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,876 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F6 · balance_after: Includes 40,876 restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,748 | $4.80 | $8,381.83 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,322 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 7,218 | $4.78 | $34,530.91 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,070 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $4.78 | $47,834.00 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,288 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.98 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 7,218 | $0.60 | $4,330.80 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 22:19 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 20:27 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 924 | $6.51 | $6,015.24 |
DisclosureSEC source: 0001562180-23-007133 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,070 F1 · kind: The reported transaction involved the withholding of 924 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 40,876 restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 22:03 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 236 | $7.18 | $1,694.48 |
DisclosureSEC source: 0001562180-23-006748 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,994 F1 · shares: The reported transaction involved the withholding of 236 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 43,548 restricted stock units. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,532 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-23-005916 · primarydocument.xml · derivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,468 Underlying: Common Stock · 1,532 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years beginning on August 23, 2021. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,532 | $8.01 | $12,264.58 |
DisclosureSEC source: 0001562180-23-005916 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,230 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 44,230 restricted stock units. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,532 | $0.60 | $919.20 |
DisclosureSEC source: 0001562180-23-005916 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023. F2 · shares: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years beginning on August 23, 2021. Read SEC document |
| July 05, 2023 Filed Jul 6, 2023 20:23 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,748 | $7.02 | $12,276.20 |
DisclosureSEC source: 0001562180-23-005768 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,230 F2 · shares: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.18 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 44,230 restricted stock units. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 20:23 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 924 | $6.82 | $6,301.68 |
DisclosureSEC source: 0001562180-23-005768 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,978 F1 · shares: The reported transaction involved the withholding of 924 shares of stock issuable upon the vesting of restricted stock units to pay taxes. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:24 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-23-005105 · primarydocument.xml · derivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 40,000 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · derivative.exercise_date: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:24 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 42,051 | $7.33 | $308,418.85 |
DisclosureSEC source: 0001562180-23-005105 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,902 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.86 to $7.55 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 46,902 restricted stock units. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:24 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 40,000 | $0.60 | $24,000.00 |
DisclosureSEC source: 0001562180-23-005105 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years. beginning on August 23, 2021. F3 · balance_after: Includes 46,902 restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:13 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 236 | $6.65 | $1,569.40 |
DisclosureSEC source: 0001562180-23-004831 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,953 F1 · shares: The reported transaction involved the withholding of 236 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 46,902 restricted stock units. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:01 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 1,066 | $4.23 | $4,509.18 |
DisclosureSEC source: 0001562180-23-003384 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,189 F1 · shares: The reported transaction involved the withholding of 1,066 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 47,584 restricted stock units. Read SEC document |
| March 07, 2023 Filed Mar 9, 2023 21:35 UTC | Arteris, Inc. AIP · Entity 2399 | GrantCommon Stock | 42,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-002666 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,255 F1 · shares: Includes 42,750 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2023 and in equal quarterly installments thereafter. The RSUs have no expiration date. F2 · balance_after: Includes 50,255 restricted stock units. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:05 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 403 | $5.13 | $2,067.39 |
DisclosureSEC source: 0001562180-23-002545 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,505 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.05 to $5.25 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The reported transaction involved the withholding of 7,505 shares of stock issuable upon the vesting of restricted stock units to pay taxes. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:15 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 279 | $5.46 | $1,523.34 |
DisclosureSEC source: 0001562180-23-002364 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,908 F1 · shares: The reported transaction involved the withholding of 279 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 7,505 restricted stock units. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 21:05 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 446 | $4.55 | $2,029.30 |
DisclosureSEC source: 0001562180-22-008135 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 8,187 restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:45 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 237 | $4.84 | $1,147.08 |
DisclosureSEC source: 0001567619-22-021298 · doc1.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,633 F1 · shares: The reported transaction involved the withholding of 237 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 8,187 restricted stock units. Read SEC document |
| September 06, 2022 Filed Sep 9, 2022 01:06 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 446 | $7.01 | $3,128.02 |
DisclosureSEC source: 0001567619-22-017198 · doc1.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,870 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.09 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 8,870 restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 00:31 UTC | Arteris, Inc. AIP · Entity 2399 | Tax withholdingCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017096 · doc1.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,316 F1 · shares: The reported transaction involved the withholding of 236 shares of stock issuable upon the vesting of restricted stock units to pay taxes. F2 · balance_after: Includes 8,870 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.