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Alpern Paul L

Disclosed activity across 1 company

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2400
SEC CIK
0001888542

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arteris, Inc.AIP · Entity 2399VP and General CounselOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arteris, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,082 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 6,003 · Balance 61,082

F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.

F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2024 Filed Oct 3, 2024 22:11 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,006 $7.18 $7,223.18
Disclosure

SEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,699

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,176 $7.18 $8,443.80
Disclosure

SEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,705

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 402 $7.75 $3,115.70
Disclosure

SEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,881

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.99 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 280 $7.87 $2,204.10
Disclosure

SEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,283

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years, beginning on September 26, 2020.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years, beginning on August 23, 2021.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $7.70 $9,622.38
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,563

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $8.14 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.72 $77,159.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,813

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.45 to $8.23 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 22:26 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 3,615 $7.18 $25,940.88
Disclosure

SEC source: 0001562180-24-005668 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,563

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.29 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,006 $6.98 $7,021.38
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,178

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,176 $6.98 $8,207.89
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,184

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F6 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $7.24 $9,053.63
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,360

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.48 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.24 $72,389.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,610

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.08 to $7.47 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 424 $7.63 $3,235.04
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,360

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.57 to $7.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: Includes 80,360 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 258 $7.81 $2,015.63
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,784

F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $7.86 $9,821.75
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,042

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.72 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.86 $78,571.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,042

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.71 to $8.11 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $6.40 $7,996.63
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.56 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · balance_after: Includes 81,042 restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $6.39 $63,857.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,292

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.57 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

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April 03, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 3,292 $7.18 $23,625.37
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 81,042 restricted stock units.

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April 02, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,350 $7.03 $9,486.05
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,334

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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April 02, 2024 Filed Apr 4, 2024 21:29 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,155 $7.03 $8,115.84
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,684

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

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April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

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April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.24 $72,400.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,839

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 86,839 restricted stock units.

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April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $7.29 $9,112.50
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,839

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 386 $7.17 $2,767.62
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,839

F7 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F8 · balance_after: Includes 86,839 restricted stock units.

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March 04, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 296 $7.17 $2,121.20
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,225

F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 1,250 $7.07 $8,839.25
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,521

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.38 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 SaleCommon Stock 10,000 $7.08 $70,792.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,771

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.40 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC Arteris, Inc. AIP · Entity 2399 Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.