Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arteris, Inc.AIP · Entity 2399 | VP and General Counsel | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arteris, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,082 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 6,003 · Balance 61,082 F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026. F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 23, 2026.
F2: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.92 to $24.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2024 Filed Oct 3, 2024 22:11 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,006 | $7.18 | $7,223.18 |
DisclosureSEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,699 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| October 02, 2024 Filed Oct 3, 2024 22:11 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,176 | $7.18 | $8,443.80 |
DisclosureSEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,705 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 21:26 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 402 | $7.75 | $3,115.70 |
DisclosureSEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,881 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.99 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 21:26 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 280 | $7.87 | $2,204.10 |
DisclosureSEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,283 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years, beginning on September 26, 2020. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years, beginning on August 23, 2021. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $7.70 | $9,622.38 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,563 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $8.14 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $7.72 | $77,159.00 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,813 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.45 to $8.23 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. Read SEC document |
| August 01, 2024 Filed Aug 6, 2024 01:42 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 22:26 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,615 | $7.18 | $25,940.88 |
DisclosureSEC source: 0001562180-24-005668 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 74,563 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.29 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,006 | $6.98 | $7,021.38 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 78,178 F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| July 02, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,176 | $6.98 | $8,207.89 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,184 F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 8 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F6 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $7.24 | $9,053.63 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,360 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.48 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $7.24 | $72,389.00 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,610 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.08 to $7.47 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 22:27 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 424 | $7.63 | $3,235.04 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,360 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.57 to $7.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: Includes 80,360 restricted stock units. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 258 | $7.81 | $2,015.63 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,784 F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 8 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $7.86 | $9,821.75 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,042 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.72 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 20:56 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $7.86 | $78,571.00 |
DisclosureSEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,042 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.71 to $8.11 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $6.40 | $7,996.63 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,042 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.56 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · balance_after: Includes 81,042 restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $6.39 | $63,857.00 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,292 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.57 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:43 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| April 03, 2024 Filed Apr 4, 2024 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 3,292 | $7.18 | $23,625.37 |
DisclosureSEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,042 F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes 81,042 restricted stock units. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,350 | $7.03 | $9,486.05 |
DisclosureSEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,334 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 21:29 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,155 | $7.03 | $8,115.84 |
DisclosureSEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,684 F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $7.24 | $72,400.00 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,839 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes 86,839 restricted stock units. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $7.29 | $9,112.50 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,839 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 23:48 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| March 05, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 386 | $7.17 | $2,767.62 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 6 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,839 F7 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F8 · balance_after: Includes 86,839 restricted stock units. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 296 | $7.17 | $2,121.20 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 5 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,225 F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 10,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 8 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 10,000 shares Expires 2029-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock · Derivative | 1,250 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 7 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 1,250 shares Expires 2030-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F1 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 1,250 | $7.07 | $8,839.25 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 4 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 87,521 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.38 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | SaleCommon Stock | 10,000 | $7.08 | $70,792.00 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 3 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,771 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023. F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.40 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 10,000 | $0.56 | $5,600.00 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 2 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:40 UTC | Arteris, Inc. AIP · Entity 2399 | Exercise / conversionCommon Stock | 1,250 | $0.60 | $750.00 |
DisclosureSEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 1 Alpern Paul L · CIK 0001888542 · VP and General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.