Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 06, 2026 | October 08, 2026 |
| Howmet Aerospace Inc.HWM · Entity 2911 | EVP and CFO | May 05, 2025 | May 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARPENTER TECHNOLOGY CORP
Report date October 06, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock UnitsSEC Table II · derivative / convertible security | Direct | 586 |
Reported balance
After 2026-10-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-06 · Grant · Acquired 361 · Balance 586 F1: Converts to common stock on a 1-for-1 basis F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2: Payable upon the later of separation of service or a specified date or event. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $395.71 · Expires 2036-10-06 | Direct | 193 |
Reported balance
After 2026-10-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-10-06 · Grant · Acquired 193 · Balance 193 F4: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to common stock on a 1-for-1 basis
F2: Payable upon the later of separation of service or a specified date or event.
F3: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
F4: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
Howmet Aerospace Inc.
Report date May 05, 2025 · Filed May 09, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,285 |
Reported balance
After 2025-05-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-05-05 · Tax withholding · Disposed 30,473 · Balance 182,285 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. F2: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change. |
| Common StockSEC Table I · non-derivative | IndirectBy Company 401(k) Plan | 969 |
Reported balance
Holding disclosure · report date 2025-05-05 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 969 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F2: This amendment is being filed to reflect a corrected calculation of the number of shares withheld for payment of the reporting person's tax liability incident to the vesting of previously issued restricted stock units, and to correct the number of shares held directly by the reporting person following this change.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2018 Filed Jan 24, 2018 22:40 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 3,070 | $30.43 | $93,420.10 |
DisclosureSEC source: 0000004281-18-000030 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,838 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 24,520 | Not disclosed Strike: $30.22 | Not disclosed |
DisclosureSEC source: 0000004281-18-000020 · edgar.xml · derivative · entry 4 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,520 Underlying: Common Stock · 24,520 shares Expires 2028-01-19 F2 · price: Employee stock options are granted without payment of consideration. F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 19, 2019. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000020 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,908 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000020 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,808 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:14 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 1,059 | $20.74 | $21,963.66 |
DisclosureSEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 4 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,030 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:14 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 856 | $20.74 | $17,753.44 |
DisclosureSEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,089 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:14 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 1,632 | $20.74 | $33,847.68 |
DisclosureSEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,945 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:14 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 3,960 | $20.74 | $82,130.40 |
DisclosureSEC source: 0000004281-17-000024 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,577 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 51,760 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · derivative · entry 5 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,760 Underlying: Common Stock · 51,760 shares Expires 2027-01-13 F2 · price: Employee stock options are granted without payment of consideration. F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 3,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 3 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,537 Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 2 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,801 Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:18 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000014 · edgar.xml · nonDerivative · entry 1 Giacobbe Ken · CIK 0001688603 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,180 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.