Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Director · President and CEO | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,987 |
Ending reported balance
After 2026-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Exercise / conversion · Acquired 4,501 · Balance 113,488 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2026-09-30 · Disposition to issuer · Disposed 4,501 · Balance 108,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,152 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 89 · Balance 28,152 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,651 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Disposed 4,501 · Balance 23,651 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 20,723 | $20.43 | $423,370.89 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,786 F1 · shares: Amended to include 6,920 shares withheld to satisfy tax withholding obligation. F2 · balance_after: Includes 27,040 shares of restricted stock which will vest on May 8, 2022. Read SEC document |
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 30,000 | $9.40 | $282,000.00 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 23:23 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000245 · wf-form4_162803298787291.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,518 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,273 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,491 Underlying: Common Stock · 1,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,703 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,586 | $16.73 | $59,993.78 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,509 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 1,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000232 · wf-form4_162526408887703.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000195 · wf-form4_162267212943244.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,669 Underlying: Common Stock · 30 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 08, 2021 Filed May 14, 2021 19:05 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 11,611 | $16.58 | $192,510.38 |
DisclosureSEC source: 0001434728-21-000166 · wf-form4_162101914191801.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,509 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,040 restricted stock shares. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:46 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000139 · wf-form4_162017196641412.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,639 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 2,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 7 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,647 Underlying: Common Stock · 2,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F9 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F9 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,606 Underlying: Common Stock · 1,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F8 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F8 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,798 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F7 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 13,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,758 Underlying: Common Stock · 13,359 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs vest ratably over 12 quarters from the grant date. The RSUs do not have a set expiration date. F5 · balance_after: Following the effective date of the 2020 Omnibus Incentive Plan, officers receive RSUs instead of PSUs. Accordingly, the reported numbers of RSUs and PSUs have been updated (and corrected from previous filings) to reflect the adoption of the 2020 Omnibus Incentive Plan. F6 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,567 | $16.67 | $59,461.89 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 23:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 1,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000100 · wf-form4_161740658150868.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000066 · wf-form4_161463698054983.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,421 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:36 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000041 · wf-form4_161230895672272.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 4,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,382 Underlying: Common Stock · 4,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,469 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 4,087 | $15.00 | $61,305.00 |
DisclosureSEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:24 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 4,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000010 · wf-form4_160978107094387.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 33 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000370 · wf-form4_160686568421869.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,441 Underlying: Common Stock · 33 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 180,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40% vesting in year four. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 25,000 | $12.73 | $318,250.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 20:17 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 25,000 | $5.13 | $128,250.00 |
DisclosureSEC source: 0001434728-20-000352 · wf-form4_160521222396403.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 19:19 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000336 · wf-form4_160443112639411.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,408 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,369 Underlying: Common Stock · 4,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,501 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 4,132 | $10.72 | $44,295.04 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2020. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 17:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000300 · wf-form4_160165879980830.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:40 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 47 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000270 · wf-form4_159908283988420.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,453 Underlying: Common Stock · 47 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 18:41 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000223 · wf-form4_159648005936244.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,406 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 4,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000205 · wf-form4_159364860863861.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,356 Underlying: Common Stock · 4,159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000205 · wf-form4_159364860863861.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,515 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 4,159 | $10.14 | $42,172.26 |
DisclosureSEC source: 0001434728-20-000205 · wf-form4_159364860863861.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2020. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 4,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000205 · wf-form4_159364860863861.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 22:45 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000163 · wf-form4_159113793331637.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,457 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| May 08, 2020 Filed May 8, 2020 20:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 81,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000150 · wf-form4_158896865478166.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,120 F1 · shares: Shares represent restricted stock awarded of which 1/3 of the restricted stock vested on the grant date, 1/3 will vest on the first anniversary of the grant date, and 1/3 will vest on the second anniversary of the grant date. Read SEC document |
| April 30, 2020 Filed May 1, 2020 23:36 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000122 · wf-form4_158837615773582.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,343 Underlying: Common Stock · 4,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,470 Underlying: Common Stock · 70 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantPhantom Stock Unit · Derivative | 11,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,400 Underlying: Common Stock · 11,644 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date. F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 4,127 | $10.11 | $41,723.97 |
DisclosureSEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 00:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-20-000096 · wf-form4_158578735968115.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Appreciation Right · Derivative | 25,000 | $0.00 Strike: $5.13 | $0.00 |
DisclosureSEC source: 0001434728-20-000079 · wf-form4_158403923320606.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2025-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person was originally granted 180,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40% vesting in year four. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 25,000 | $12.20 | $305,000.00 |
DisclosureSEC source: 0001434728-20-000079 · wf-form4_158403923320606.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.