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Fleming Ronnie L

Disclosed activity across 1 company

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236
SEC CIK
0001673005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Global Water Resources, Inc.GWRS · Entity 234Director · President and CEOSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Global Water Resources, Inc.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect108,987 Ending reported balance After 2026-09-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Exercise / conversion · Acquired 4,501 · Balance 113,488

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Row 2 · 2026-09-30 · Disposition to issuer · Disposed 4,501 · Balance 108,987

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect28,152 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Grant · Acquired 89 · Balance 28,152

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,651 Reported balance After 2026-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-30 · Exercise / conversion · Disposed 4,501 · Balance 23,651

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.

F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 18:54 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 25,000 $5.13 $128,250.00
Disclosure

SEC source: 0001434728-20-000079 · wf-form4_158403923320606.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 00:03 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 36 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000061 · wf-form4_158319377625919.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,756

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 23:00 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 34 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000039 · wf-form4_158077079557648.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 22:15 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,323 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000010 · wf-form4_157800330524098.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,686

Underlying: Common Stock · 4,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 22:15 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000010 · wf-form4_157800330524098.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,009

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 22:15 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,323 $12.92 $55,853.16
Disclosure

SEC source: 0001434728-20-000010 · wf-form4_157800330524098.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2019.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 22:15 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,323 $0.00 $0.00
Disclosure

SEC source: 0001434728-20-000010 · wf-form4_157800330524098.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
November 26, 2019 Filed Nov 29, 2019 15:44 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000319 · wf-form4_157504226210876.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,970

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 23:18 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000289 · wf-form4_157265030040863.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,931

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 23:29 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,356 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000269 · wf-form4_156997256878033.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,888

Underlying: Common Stock · 4,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 23:29 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000269 · wf-form4_156997256878033.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,244

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 23:29 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,356 $12.01 $52,315.56
Disclosure

SEC source: 0001434728-19-000269 · wf-form4_156997256878033.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 23:29 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,356 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000269 · wf-form4_156997256878033.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:04 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Appreciation Right · Derivative 23,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001434728-19-000251 · wf-form4_156771023426443.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 23,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The reporting person was originally granted 180,000 shares of stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:04 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 23,000 $11.91 $273,930.00
Disclosure

SEC source: 0001434728-19-000251 · wf-form4_156771023426443.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:04 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 23,000 $5.13 $117,990.00
Disclosure

SEC source: 0001434728-19-000251 · wf-form4_156771023426443.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:23 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 53 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000225 · wf-form4_156754216524526.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,191

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
August 13, 2019 Filed Sep 3, 2019 20:43 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001434728-19-000243 · wf-form4_156754338590214.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 21:23 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 49 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000189 · wf-form4_156478099201713.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,138

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,421 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,089

Underlying: Common Stock · 4,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 70 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,510

Underlying: Common Stock · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,421 $10.21 $45,138.41
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 28, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 18:44 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,421 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000169 · wf-form4_156209307736299.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
June 24, 2019 Filed Jun 25, 2019 18:00 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $9.40 Strike: $9.40 $18,800.00
Disclosure

SEC source: 0001434728-19-000157 · wf-form4_156148563340928.xml · derivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,796

Underlying: Common Stock · 2,000 shares

Expires 2027-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 18:00 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 2,000 $9.40 $18,800.00
Disclosure

SEC source: 0001434728-19-000157 · wf-form4_156148563340928.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 23:18 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionStock Appreciation Right · Derivative 52,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Underlying: Common Stock · 52,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four.

F1 · derivative.exercise_date: The reporting person was originally granted 180,000 of the stock appreciation rights on May 8, 2015, which vest over sixteen quarters, vesting 20% per year for the first three years, with the remainder, 40%, vesting in year four.

Read SEC document
June 13, 2019 Filed Jun 13, 2019 23:18 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 52,000 $10.27 $534,040.00
Disclosure

SEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
June 13, 2019 Filed Jun 13, 2019 23:18 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 52,000 $5.13 $266,760.00
Disclosure

SEC source: 0001434728-19-000153 · wf-form4_156046791281749.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 22:44 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000141 · wf-form4_155960186541568.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,440

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
April 30, 2019 Filed May 2, 2019 20:46 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 74 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000109 · wf-form4_155683000287306.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,364

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,373 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 5

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,290

Underlying: Common Stock · 4,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F6 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F6 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 84 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,663

Underlying: Common Stock · 84 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:14 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 16,848 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,579

Underlying: Common Stock · 16,848 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs vest ratably over 12 quarters from the grant date. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,373 $9.88 $43,205.24
Disclosure

SEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock for the five day period prior to March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 23:14 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,373 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000083 · wf-form4_155424686525021.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
February 28, 2019 Filed Mar 4, 2019 20:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000037 · wf-form4_155173019520449.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,731

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 19:18 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000018 · wf-form4_154930791187150.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,687

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,743 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000006 · wf-form4_154644559427003.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,643

Underlying: Common Stock · 4,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:13 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000006 · wf-form4_154644559427003.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,386

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,743 $10.13 $48,046.59
Disclosure

SEC source: 0001434728-19-000006 · wf-form4_154644559427003.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 28, 2018.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:13 UTC Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,743 $0.00 $0.00
Disclosure

SEC source: 0001434728-19-000006 · wf-form4_154644559427003.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
November 30, 2018 Filed Dec 3, 2018 19:49 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 52 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000250 · wf-form4_154386656910053.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,334

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 22:10 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 47 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000225 · wf-form4_154111020123051.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,282

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

Underlying: Common Stock · 4,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Disposition to issuerCommon Stock 4,785 $10.41 $49,811.85
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · nonDerivative · entry 2

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F2 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 28, 2018.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 00:02 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionCommon Stock 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000213 · wf-form4a_153852494668595.xml · nonDerivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:25 UTC Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000205 · wf-form4_153849391051004.xml · derivative · entry 1

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F2 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F2 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 Exercise / conversionPhantom Stock Unit · Derivative 4,785 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · derivative · entry 4

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,235

Underlying: Common Stock · 4,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F5 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F5 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 17:55 UTC Amendment Global Water Resources, Inc. GWRS · Entity 234 GrantPhantom Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001434728-18-000217 · wf-form4a_153858929287928.xml · derivative · entry 3

Fleming Ronnie L · CIK 0001673005 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,020

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

F3 · derivative.exercise_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F3 · derivative.expiration_date: The PSUs are fully vested upon grant and immediately exercisable. The PSUs do not have a set expiration date.

F4 · balance_after: The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.