Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Water Resources, Inc.GWRS · Entity 234 | Director · President and CEO | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Water Resources, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 108,987 |
Ending reported balance
After 2026-09-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Exercise / conversion · Acquired 4,501 · Balance 113,488 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Row 2 · 2026-09-30 · Disposition to issuer · Disposed 4,501 · Balance 108,987 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,152 |
Reported balance
After 2026-09-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-30 · Grant · Acquired 89 · Balance 28,152 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,651 |
Reported balance
After 2026-09-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-30 · Exercise / conversion · Disposed 4,501 · Balance 23,651 F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2: The RSUs are exercisable at time of vesting and do not have a set expiration date. F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2: The RSUs are exercisable at time of vesting and do not have a set expiration date.
F3: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2022 Filed Jan 5, 2023 01:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,017 | $13.52 | $40,789.84 |
DisclosureSEC source: 0001434728-23-000013 · wf-form4_167288132797485.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,213 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2022. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000013 · wf-form4_167288132797485.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 01:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-23-000013 · wf-form4_167288132797485.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:25 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000389 · wf-form4_167001631705800.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,652 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 01:14 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000357 · wf-form4_166743803538988.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,625 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Underlying: Common Stock · 970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,598 Underlying: Common Stock · 2,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,035 | $12.29 | $37,300.15 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,213 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2022. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:54 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000337 · wf-form4_166493463234905.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 21:27 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000303 · wf-form4_166215406173090.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,628 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000271 · wf-form4_165948692163218.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,597 Underlying: Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 2,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,565 Underlying: Common Stock · 2,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,636 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,041 | $13.75 | $41,813.75 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,213 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to June 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:35 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000227 · wf-form4_165706408779209.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 21:07 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000193 · wf-form4_165420402725907.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,599 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| May 13, 2022 Filed May 17, 2022 18:29 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 11,573 | $13.92 | $161,096.16 |
DisclosureSEC source: 0001434728-22-000178 · wf-form4_165281211163170.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,213 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 27,040 restricted stock shares. Read SEC document |
| May 05, 2022 Filed May 9, 2022 22:34 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000164 · wf-form4_165213562873414.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,786 F1 · shares: Shares represent restricted stock awarded which shall vest in three substantially equal installments: 1/3 of the restricted stock shall vest on May 8, 2023; 1/3 of the restricted stock shall vest on May 8, 2024; and 1/3 of the restricted stock shall vest on May 8, 2025. Read SEC document |
| April 29, 2022 Filed May 3, 2022 23:11 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000141 · wf-form4_165161945174270.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,565 Underlying: Common Stock · 34 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555 Underlying: Common Stock · 970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 2,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,531 Underlying: Common Stock · 2,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 10,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,572 Underlying: Common Stock · 10,268 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,011 | $16.40 | $49,380.40 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,786 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2022. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 23:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000112 · wf-form4_164911655383074.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 00:44 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000059 · wf-form4_164626822446990.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,304 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:37 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000037 · wf-form4_164384144376622.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,283 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,525 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,263 Underlying: Common Stock · 1,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,444 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,555 | $16.88 | $60,008.40 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,786 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021. Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| December 30, 2021 Filed Jan 4, 2022 23:13 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-22-000020 · wf-form4_164133797058573.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 22:50 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000384 · wf-form4_163839900602789.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,421 Underlying: Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 23:15 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000343 · wf-form4_163580853000690.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,398 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionPhantom Stock Unit · Derivative | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · derivative · entry 6 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 Underlying: Common Stock · 2,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F7 · derivative.exercise_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F7 · derivative.expiration_date: The PSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionRestricted Stock Units · Derivative | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · derivative · entry 5 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,377 Underlying: Common Stock · 1,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F6 · derivative.exercise_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F6 · derivative.expiration_date: The RSUs are exercisable at time of vesting and do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · derivative · entry 4 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,567 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F4 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F4 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F5 · balance_after: The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Disposition to issuerCommon Stock | 3,564 | $18.69 | $66,611.16 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · nonDerivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,786 F3 · price: The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 2,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 22:21 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000329 · wf-form4_163338604307839.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:42 UTC | Global Water Resources, Inc. GWRS · Entity 234 | GrantRestricted Stock Units · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001434728-21-000299 · wf-form4_163062253235688.xml · derivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,542 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). F2 · derivative.exercise_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. F2 · derivative.expiration_date: The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,796 Underlying: Common Stock · 30,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Tax withholdingCommon Stock | 13,803 | $20.43 | $281,995.29 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · nonDerivative · entry 2 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,706 F1 · balance_after: Includes 27,040 shares of restricted stock which will vest on May 8, 2022. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:56 UTC | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionCommon Stock | 30,000 | $9.40 | $282,000.00 |
DisclosureSEC source: 0001434728-21-000274 · wf-form4_162923736945883.xml · nonDerivative · entry 1 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Oct 1, 2021 22:09 UTC Amendment | Global Water Resources, Inc. GWRS · Entity 234 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $9.40 | $0.00 |
DisclosureSEC source: 0001434728-21-000307 · wf-form4a_163312616591175.xml · derivative · entry 3 Fleming Ronnie L · CIK 0001673005 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,796 Underlying: Common Stock · 30,000 shares Expires 2027-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person was originally granted 125,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August 10, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.