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BURNETT JOSEPH

Disclosed activity across 1 company

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2368
SEC CIK
0001721010

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ClearPoint Neuro, Inc.CLPT · Entity 2367Director · CEO and PresidentSeptember 02, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ClearPoint Neuro, Inc.

Report date September 02, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect130,720 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Exercise / conversion · Acquired 12,517 · Balance 130,720

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.47 · Expires 2029-08-15Direct61,887 Reported balance After 2026-09-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-02 · Exercise / conversion · Disposed 12,517 · Balance 61,887

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F3: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is August 15, 2019.

Common StockSEC Table I · non-derivativeIndirectSee footnote191,388 Reported balance Holding disclosure · report date 2026-09-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 191,388

F2: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F2: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

F3: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is August 15, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2026 Filed Sep 3, 2026 22:22 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionStock Options (right to buy) · Derivative 12,517 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001193125-26-382208 · ownership.xml · derivative · entry 3

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,887

Underlying: Common Stock · 12,517 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F3 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is August 15, 2019.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 22:22 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 12,517 $3.47 $43,433.99
Disclosure

SEC source: 0001193125-26-382208 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 1,361 $11.93 $16,236.73
Disclosure

SEC source: 0001193125-26-294474 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,203

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2026 through June 30, 2026. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:43 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001193125-26-292932 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 20,000 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date. The grant date is November 7, 2017.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:43 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 20,000 $19.38 $387,600.00
Disclosure

SEC source: 0001193125-26-292932 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,842

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $19.15 to $19.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:43 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 20,000 $2.50 $50,000.00
Disclosure

SEC source: 0001193125-26-292932 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionStock Options (right to buy) · Derivative 60,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001193125-26-277503 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 60,000 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F5 · derivative.exercise_date: The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date. The grant date is November 7, 2017.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 1,843 $17.94 $33,063.42
Disclosure

SEC source: 0001193125-26-277503 · ownership.xml · nonDerivative · entry 3

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 191,388

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F3 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $17.75 to $18.08. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 60,000 $17.79 $1,067,400.00
Disclosure

SEC source: 0001193125-26-277503 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,842

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $17.35 to $18.15. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 60,000 $2.50 $150,000.00
Disclosure

SEC source: 0001193125-26-277503 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

Read SEC document
March 19, 2026 Filed Mar 20, 2026 20:23 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionStock Options (right to buy) · Derivative 20,942 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001193125-26-117695 · ownership.xml · derivative · entry 3

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,414

Underlying: Common Stock · 20,942 shares

Expires 2030-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F3 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is July 9, 2020.

Read SEC document
March 19, 2026 Filed Mar 20, 2026 20:23 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 20,942 $3.24 $67,852.08
Disclosure

SEC source: 0001193125-26-117695 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 84,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,828

Underlying: Common Stock · 84,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 43,161 $11.53 $497,646.33
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,900

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 18:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 84,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-108083 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 22,709 $10.00 $227,090.00
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,232

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:03 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-100364 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 26,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,273

Underlying: Common Stock · 26,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 9,533 $8.84 $84,271.72
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,534

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 03, 2026 Filed Mar 5, 2026 21:48 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 26,568 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-094153 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
February 25, 2026 Filed Feb 26, 2026 21:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 19,951 $15.17 $302,656.67
Disclosure

SEC source: 0001193125-26-076586 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 193,231

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.15 to $15.25. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Reflects 934 shares previously owned by the Joseph M. Burnett Trust dated 10/20/2022 (the "Trust") which were transferred to the Reporting Person as direct ownership on February 6, 2026.

F4 · ownership.nature: These shares are owned directly by the Trust and indirectly by Joseph M. Burnett as trustee of the trust.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantRestricted Stock Units · Derivative 147,275 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-059357 · ownership.xml · derivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,275

Underlying: Common Stock · 147,275 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on February 17, 2027; (ii) 40% of the total shares on February 17, 2028; and (iii) 40% of the total shares on February 17, 2029.

Read SEC document
January 26, 2026 Filed Jan 27, 2026 21:27 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 2,943 $15.57 $45,822.51
Disclosure

SEC source: 0001193125-26-024544 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 214,116

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.23 to $15.65. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionStock Options (right to buy) · Derivative 20,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · derivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 330,000

Underlying: Common Stock · 20,000 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F4 · derivative.exercise_date: The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date. The grant date is November 7, 2017.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 20,000 $16.12 $322,400.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,565

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $15.88 to $16.43. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 22:00 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 20,000 $2.50 $50,000.00
Disclosure

SEC source: 0001193125-26-011866 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

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December 31, 2025 Filed Jan 5, 2026 23:49 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 254 $9.57 $2,430.78
Disclosure

SEC source: 0001193125-26-002949 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,565

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2025 through December 31, 2025. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

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October 10, 2025 Filed Oct 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 300 $29.21 $8,763.00
Disclosure

SEC source: 0001193125-25-239077 · ownership.xml · nonDerivative · entry 4

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 217,059

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

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October 10, 2025 Filed Oct 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 1,981 $28.64 $56,735.84
Disclosure

SEC source: 0001193125-25-239077 · ownership.xml · nonDerivative · entry 3

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 217,359

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F5 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $28.08 to $29.05. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

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October 10, 2025 Filed Oct 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 6,599 $27.64 $182,396.36
Disclosure

SEC source: 0001193125-25-239077 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 219,340

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F4 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $27.08 to $28.07. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

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October 10, 2025 Filed Oct 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 17,583 $26.51 $466,125.33
Disclosure

SEC source: 0001193125-25-239077 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 225,939

F1 · kind: The sale of shares reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on June 11, 2025 in accordance with Rule 10b5-1.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $26.07 to $27.06. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

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June 30, 2025 Filed Jul 2, 2025 21:05 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 1,424 $10.15 $14,453.60
Disclosure

SEC source: 0000950170-25-093159 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,311

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2025 through June 30, 2025. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

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June 10, 2025 Filed Jun 12, 2025 23:11 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 15,476 $13.29 $205,676.04
Disclosure

SEC source: 0000950170-25-085700 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,887

F1 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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June 09, 2025 Filed Jun 12, 2025 01:50 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 21,247 $13.29 $282,372.63
Disclosure

SEC source: 0000950170-25-085074 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 243,522

F1 · kind: This sale of shares is incident to the net share settlement of 21,247 shares which vested on March 6, 2025 under a restricted stock unit granted to the reporting person on March 6, 2023.

F2 · price: Represents a weighted average sales price per share. The shares were sold at prices ranging from $13.20 to $13.51. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

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March 12, 2025 Filed Mar 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 42,414 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-039492 · ownership.xml · derivative · entry 3

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,657

Underlying: Common Stock · 42,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

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March 12, 2025 Filed Mar 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 23,405 $13.18 $308,477.90
Disclosure

SEC source: 0000950170-25-039492 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,132

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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March 12, 2025 Filed Mar 14, 2025 20:33 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 42,414 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-039492 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 23:44 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-036671 · ownership.xml · derivative · entry 3

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,407

Underlying: Common Stock · 47,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

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March 06, 2025 Filed Mar 10, 2025 23:44 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 26,160 $13.19 $345,050.40
Disclosure

SEC source: 0000950170-25-036671 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,123

F2 · shares: Represents the amount of shares delivered to CLPT to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 23:44 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 47,407 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-036671 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of ClearPoint Neuro, Inc. ("CLPT") common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 22:00 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantRestricted Stock Units · Derivative 132,841 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-032365 · ownership.xml · derivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,841

Underlying: Common Stock · 132,841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 3, 2026; (ii) 40% of the total shares on March 3, 2027; and (iii) 40% of the total shares on March 3, 2028.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 3, 2026; (ii) 40% of the total shares on March 3, 2027; and (iii) 40% of the total shares on March 3, 2028.

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December 31, 2024 Filed Jan 3, 2025 22:19 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 251 $4.53 $1,137.03
Disclosure

SEC source: 0000950170-25-001356 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,876

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2024 through December 31, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

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August 20, 2024 Filed Aug 21, 2024 20:18 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 3,236 $11.26 $36,437.36
Disclosure

SEC source: 0001285550-24-000102 · wk-form4_1724271484.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,625

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

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June 28, 2024 Filed Jul 2, 2024 21:25 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 3,500 $4.58 $16,030.00
Disclosure

SEC source: 0001285550-24-000089 · wk-form4_1719955526.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,861

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2024 through June 30, 2024. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

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June 10, 2024 Filed Jun 11, 2024 23:31 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 14,003 $5.74 $80,377.22
Disclosure

SEC source: 0001285550-24-000080 · wk-form4_1718148703.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,361

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:38 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantRestricted Stock Units · Derivative 212,071 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000073 · wk-form4_1716410286.xml · derivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,071

Underlying: Common Stock · 212,071 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F2 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

F2 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on March 12, 2025; (ii) 40% of the total shares on March 12, 2026; and (iii) 40% of the total shares on March 12, 2027.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionRestricted Stock Units · Derivative 23,704 Not disclosed Not disclosed
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · derivative · entry 3

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,814

Underlying: Common Stock · 23,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 11,066 $6.24 $69,051.84
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,364

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 21:39 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Exercise / conversionCommon Stock 23,704 $0.00 $0.00
Disclosure

SEC source: 0001285550-24-000023 · wk-form4_1709933958.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.