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BURNETT JOSEPH

Disclosed activity across 1 company

Tapewire entity
2368
SEC CIK
0001721010

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ClearPoint Neuro, Inc.CLPT · Entity 2367Director · CEO and PresidentSeptember 02, 2026September 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ClearPoint Neuro, Inc.

Report date September 02, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect130,720 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Exercise / conversion · Acquired 12,517 · Balance 130,720

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.47 · Expires 2029-08-15Direct61,887 Reported balance After 2026-09-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-02 · Exercise / conversion · Disposed 12,517 · Balance 61,887

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F3: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is August 15, 2019.

Common StockSEC Table I · non-derivativeIndirectSee footnote191,388 Reported balance Holding disclosure · report date 2026-09-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 191,388

F2: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Burnett paid the exercise price for the options in cash and has held all shares received upon exercise. No shares of stock were sold in connection with this transaction.

F2: These shares are owned directly by the Joseph M. Burnett Trust dated 10/20/2022 and indirectly by Joseph M. Burnett as trustee of the trust.

F3: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date. The grant date is August 15, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2023 Filed Jan 4, 2024 01:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 1,067 $5.77 $6,156.59
Disclosure

SEC source: 0001285550-24-000011 · wk-form4_1704333050.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,726

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of July 1, 2023 through December 31, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first business day or last business day of the purchase period.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 20:32 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 6,122 $6.58 $40,282.76
Disclosure

SEC source: 0001285550-23-000088 · wf-form4_168910751319479.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,659

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:47 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 2,095 $6.15 $12,884.25
Disclosure

SEC source: 0001285550-23-000084 · wf-form4_168859366246419.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,781

F1 · price: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of January 1, 2023 through June 30, 2023. In accordance with the ESPP, these shares were purchased at the lesser of 85% of the fair market value on either the first day or last day of the purchase period.

Read SEC document
June 10, 2023 Filed Jun 13, 2023 21:02 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 6,952 $6.91 $48,038.32
Disclosure

SEC source: 0001285550-23-000070 · wf-form4_168669014858066.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,686

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantRestricted Stock Units · Derivative 118,518 $0.00 $0.00
Disclosure

SEC source: 0001285550-23-000030 · wf-form4_167831230569599.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,518

Underlying: Common Stock · 118,518 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3 · derivative.exercise_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:51 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantStock Options (right to buy) · Derivative 39,506 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001285550-23-000030 · wf-form4_167831230569599.xml · derivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506

Underlying: Common Stock · 39,506 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2022 Filed Aug 23, 2022 22:13 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 1,457 $13.24 $19,290.68
Disclosure

SEC source: 0001285550-22-000051 · wf-form4_166129278397329.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,638

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:47 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 18,867 $16.07 $303,192.69
Disclosure

SEC source: 0001285550-22-000045 · wf-form4_166068282013601.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,095

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 20:47 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 7,778 $16.02 $124,603.56
Disclosure

SEC source: 0001285550-22-000045 · wf-form4_166068282013601.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,962

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

F2 · balance_after: Includes 2,155 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
July 09, 2022 Filed Jul 12, 2022 23:04 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 6,664 $14.24 $94,895.36
Disclosure

SEC source: 0001285550-22-000036 · wf-form4_165766703828158.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,585

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantStock Options (right to buy) · Derivative 46,742 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001285550-22-000023 · wf-form4_165523769683678.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,742

Underlying: Common Stock · 46,742 shares

Expires 2032-06-10

F3 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:15 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 70,113 $0.00 $0.00
Disclosure

SEC source: 0001285550-22-000023 · wf-form4_165523769683678.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,249

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F2 · balance_after: Includes 1,349 shares of common stock acquired through purchases pursuant to the Employee Stock Purchase Plan.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:46 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 10,000 $16.88 $168,800.00
Disclosure

SEC source: 0001420506-21-001558 · doc4_978.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,787

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 21, 2021 Filed Sep 21, 2021 20:40 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 9,637 $17.98 $173,273.26
Disclosure

SEC source: 0001420506-21-001352 · doc4_967.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,787

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantStock Options (right to buy) · Derivative 29,377 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001420506-21-001337 · doc4_963.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,377

Underlying: Common Stock · 29,377 shares

Expires 2031-08-20

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 14,688 $0.00 $0.00
Disclosure

SEC source: 0001420506-21-001337 · doc4_963.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,424

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 21:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 7,353 $17.70 $130,148.10
Disclosure

SEC source: 0001420506-21-001323 · doc4_957.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,736

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 20:11 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 3,277 $18.54 $60,755.58
Disclosure

SEC source: 0001420506-21-000869 · doc4_949.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,089

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 22:49 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 SaleCommon Stock 25,000 $18.57 $464,250.00
Disclosure

SEC source: 0001420506-21-000838 · doc4_935.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,366

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 07, 2020 Filed Nov 9, 2020 21:13 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 14,286 $6.65 $95,001.90
Disclosure

SEC source: 0001420506-20-001168 · doc4_881.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,845

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
November 07, 2020 Filed Jan 5, 2021 21:04 UTC Amendment ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 5,765 $6.65 $38,337.25
Disclosure

SEC source: 0001420506-21-000014 · doc4a_900.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,366

F1 · shares: This amendment on Form 4/A to the original Form 4 filed on November 7, 2020 is made solely to correct the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:26 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 2,491 $4.10 $10,213.10
Disclosure

SEC source: 0001420506-20-000996 · doc4_841.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,131

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 07, 2020 Filed Aug 10, 2020 20:09 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 5,763 $4.00 $23,052.00
Disclosure

SEC source: 0001420506-20-000853 · doc4_840.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,622

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 20:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantStock Options (right to buy) · Derivative 52,356 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001420506-20-000713 · doc4_828.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,356

Underlying: Common Stock · 52,356 shares

Expires 2030-07-09

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 20:07 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 GrantCommon Stock 30,864 $0.00 $0.00
Disclosure

SEC source: 0001420506-20-000713 · doc4_828.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,385

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:00 UTC ClearPoint Neuro, Inc. CLPT · Entity 2367 Tax withholdingCommon Stock 6,627 $3.69 $24,453.63
Disclosure

SEC source: 0001420506-20-000473 · doc4_801.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,521

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock

Read SEC document
February 07, 2020 Filed Feb 11, 2020 14:29 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 5,590 $5.30 $29,627.00
Disclosure

SEC source: 0001420506-20-000135 · doc4_786.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,148

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock

Read SEC document
November 07, 2019 Filed Nov 12, 2019 13:40 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 5,590 $3.87 $21,633.30
Disclosure

SEC source: 0001534424-19-000301 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,738

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantStock Options (right to buy) · Derivative 74,404 $0.00 Strike: $3.47 $0.00
Disclosure

SEC source: 0001534424-19-000241 · ownership.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,404

Underlying: Common Stock · 74,404 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantCommon Stock 36,023 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000241 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,328

F1 · shares: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 5,590 $4.26 $23,813.40
Disclosure

SEC source: 0001534424-19-000227 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,305

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:28 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 5,590 $3.10 $17,329.00
Disclosure

SEC source: 0001534424-19-000132 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,895

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 21:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 6,475 $2.75 $17,806.25
Disclosure

SEC source: 0001534424-19-000064 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,538

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:55 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 8,304 $2.55 $21,175.20
Disclosure

SEC source: 0001534424-19-000045 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,013

Read SEC document
January 23, 2019 Filed Jan 25, 2019 21:55 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantCommon Stock 20,313 $0.00 $0.00
Disclosure

SEC source: 0001534424-19-000045 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,317

F1 · price: The Reporting Person received a portion of his 2018 cash bonus in the form of the Company's common stock based on the closing sales price of the Company's common stock on January 23, 2019. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

Read SEC document
November 07, 2018 Filed Feb 27, 2019 21:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 Tax withholdingCommon Stock 23,053 $2.00 $46,106.00
Disclosure

SEC source: 0001534424-19-000069 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,485

F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.

Read SEC document
September 25, 2018 Filed Sep 25, 2018 21:23 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 PurchaseCommon Stock 25,000 $1.25 $31,250.00
Disclosure

SEC source: 0001534424-18-000318 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,004

Read SEC document
August 24, 2018 Filed Aug 24, 2018 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 PurchaseCommon Stock 7,500 $1.58 $11,850.00
Disclosure

SEC source: 0001534424-18-000288 · ownership.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,504

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August 22, 2018 Filed Aug 24, 2018 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 PurchaseCommon Stock 4,637 $1.55 $7,187.35
Disclosure

SEC source: 0001534424-18-000288 · ownership.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,004

F1 · balance_after: This amount corrects a typographical error, which inadvertently overstated the reporting person's holdings, in the previously filed Form 4.

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May 22, 2018 Filed May 23, 2018 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantCommon Stock 18,867 $0.00 $0.00
Disclosure

SEC source: 0001534424-18-000173 · burnett.xml · nonDerivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,367

F1 · price: The Reporting Person received the final $50,000 portion of his signing bonus in the form of the Company's common stock based on the closing price as of May 22, 2018. The shares were granted under the Company's Second Amended and Restated 2013 Incentive Compensation Plan.

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May 21, 2018 Filed May 23, 2018 20:05 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 PurchaseCommon Stock 7,500 $2.39 $17,902.50
Disclosure

SEC source: 0001534424-18-000173 · burnett.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,500

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November 07, 2017 Filed Nov 7, 2017 21:37 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantStock Options (right to buy) · Derivative 350,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001534424-17-000461 · burnett.xml · derivative · entry 2

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2027-11-07

F2 · derivative.exercise_date: The shares subject to this option vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date.

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November 07, 2017 Filed Nov 7, 2017 21:37 UTC ClearPoint Neuro, Inc. MRIC · Entity 2367 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001534424-17-000461 · burnett.xml · nonDerivative · entry 1

BURNETT JOSEPH MICHAEL · CIK 0001721010 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · price: The shares are restricted stock and vest as follows: (i) one-third of the total shares on the first anniversary of the grant date; and (ii) the remaining two-thirds of the total shares ratably on a quarterly basis over the 2-year period immediately following the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.