Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEANSPARK, INC.CLSK · Entity 4270 | Director · CEO & Chairman | September 04, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEANSPARK, INC.
Report date September 04, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,687,383 |
Reported balance
After 2026-09-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-04 · Exercise / conversion · Acquired 209,042 · Balance 2,687,383 |
| Common StockSEC Table I · non-derivative | Direct | 2,595,313 |
Reported balance
After 2026-09-08 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-08 · Tax withholding · Disposed 92,070 · Balance 2,595,313 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price. |
| Common StockSEC Table I · non-derivative | Direct | 2,811,438 |
Reported balance
After 2026-09-04 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-09-04 · Exercise / conversion · Acquired 216,125 · Balance 2,811,438 |
| Common StockSEC Table I · non-derivative | Direct | 2,716,343 |
Reported balance
After 2026-09-04 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-09-04 · Tax withholding · Disposed 95,095 · Balance 2,716,343 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 3,292,676 |
Reported balance
After 2026-09-04 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-09-04 · Exercise / conversion · Acquired 576,333 · Balance 3,292,676 |
| Common StockSEC Table I · non-derivative | Direct | 3,039,089 |
Reported balance
After 2026-09-08 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-09-08 · Tax withholding · Disposed 253,587 · Balance 3,039,089 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price. |
| Common StockSEC Table I · non-derivative | Direct | 2,478,132 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,478,132 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 418,711 |
Reported balance
After 2026-09-04 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-04 · Exercise / conversion · Disposed 209,042 · Balance 418,711 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 864,500 |
Reported balance
After 2026-09-04 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-09-04 · Exercise / conversion · Disposed 216,125 · Balance 864,500 F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,152,667 |
Reported balance
After 2026-09-04 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-09-04 · Exercise / conversion · Disposed 576,333 · Balance 1,152,667 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 627,753 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 627,753 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,080,625 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 1,080,625 F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,729,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 1,729,000 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 102,624 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 102,624 F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 640,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 640,000 F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date. |
| Common StockSEC Table I · non-derivative | IndirectBy S M Schultz Irrevocable Trust | 480,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 480,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,996 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 40,996 |
| Series A PreferredSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 500,000 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2031-04-16 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 400,000 F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 480,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 480,000 F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,816,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 1,816,000 F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.
F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.
F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.
F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.
F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.
F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionRestricted Stock Unit · Derivative | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · derivative · entry 10 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270,000 shares Expires 2033-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. F2 · derivative.exercise_date: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 118,800 | $20.35 | $2,417,580.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · nonDerivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,021,168 F3 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionCommon Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,258,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionRestricted Stock Unit · Derivative | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · derivative · entry 9 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2033-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 118,800 | $16.43 | $1,951,884.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · nonDerivative · entry 3 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,139,968 F3 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionCommon Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-021321 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,988,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionRestricted Stock Unit · Derivative | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-072666 · ownership.xml · derivative · entry 5 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,000 Underlying: Common Stock · 270,000 shares Expires 2033-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 200% of the Issuer's stock price on the grant date. F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 200% of the Issuer's stock price on the grant date. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 118,800 | $10.92 | $1,297,296.00 |
DisclosureSEC source: 0000950170-23-072666 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,718,768 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 21:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionCommon Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-072666 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,837,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 200% of the Issuer's stock price on the grant date. Read SEC document |
| October 26, 2023 Filed Oct 27, 2023 22:45 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,186 | $4.62 | $176,419.32 |
DisclosureSEC source: 0000950170-23-056091 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,567,568 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| October 26, 2023 Filed Oct 27, 2023 22:45 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,787 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-056091 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,605,754 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 10.0 EH of total processing power. Read SEC document |
| September 29, 2023 Filed Sep 30, 2023 00:59 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantRestricted Stock Unit · Derivative | 810,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-050897 · ownership.xml · derivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810,000 Underlying: Common Stock · 810,000 shares Expires 2033-09-29 F1 · derivative.exercise_price: The restricted stock units vest in tranches, each equal to one-third of the grant, upon achieving specified prices per share (representing 200%, 300% and 400% of the Issuer's stock price on the grant date) over a designated period or in a change in control. F1 · derivative.exercise_date: The restricted stock units vest in tranches, each equal to one-third of the grant, upon achieving specified prices per share (representing 200%, 300% and 400% of the Issuer's stock price on the grant date) over a designated period or in a change in control. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 22:00 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,186 | $4.21 | $160,763.06 |
DisclosureSEC source: 0000950170-23-049477 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,518,968 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| September 20, 2023 Filed Sep 22, 2023 22:00 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-049477 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,557,154 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 9.5 EH of total processing power. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 01:36 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 178,200 | $4.32 | $769,824.00 |
DisclosureSEC source: 0000950170-23-048259 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,470,369 F1 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended, in connection with the Reporting Person's service as an executive officer and director of the Issuer. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:01 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,185 | $5.84 | $223,000.40 |
DisclosureSEC source: 0000950170-23-038546 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,648,569 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:01 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-038546 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,686,754 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 9.0 EH of total processing power. Read SEC document |
| July 22, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,185 | $6.42 | $245,147.70 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 8 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,599,969 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| July 22, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 7 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,638,154 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively. Read SEC document |
| July 12, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,186 | $6.62 | $252,791.32 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 6 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,551,369 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| July 12, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 5 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,589,555 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively. Read SEC document |
| July 09, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,186 | $6.00 | $229,116.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,502,769 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| July 09, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 3 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,540,955 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively. Read SEC document |
| July 08, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 38,186 | $6.00 | $229,116.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,454,169 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units. Read SEC document |
| July 08, 2023 Filed Jul 28, 2023 20:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 86,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035567 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,492,355 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 7.0 EH, 7.5 EH, 8.0 EH and 8.5 EH of total processing power on July 8, 2023, July 9, 2023, July 12, 2023 and July 22, 2023, respectively. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:52 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 273,803 | $2.38 | $651,651.14 |
DisclosureSEC source: 0000899243-23-008115 · doc4.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,405,569 F2 · shares: Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned performance stock units and of restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:52 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 607,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-008115 · doc4.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,679,371 F1 · shares: Shares issued in settlement of performance stock units granted in 2022 which vested upon the Issuer's achievement of 6.5 EH of total processing power, and the Issuer obtaining stockholder approval of an amendment to the Issuer's 2017 Incentive Plan (the "Plan") to increase the number of shares available under the Plan. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 20:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Tax withholdingCommon Stock | 136,129 | $4.89 | $665,670.81 |
DisclosureSEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,871 F4 · shares: These shares were automatically withheld to cover the tax liability resulting from the vesting of the PSUs. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 20:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 3 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,208,000 F3 · shares: Represents 360,000 shares of performance stock units ("PSUs") originally awarded to the Reporting Person under the Plan, which vesting was subject to the achievement of certain corporate milestones of the Issuer. The compensation committee of the Issuer approved the immediate vesting of such PSUs on September 12, 2022. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 20:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 1,215,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848,000 F2 · shares: Represents 1,215,000 RSUs awarded to the Reporting Person under the Plan in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date, such that the RSUs will fully vest on the third anniversary of the grant date, provided the Shareholder Approval is obtained. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 20:30 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031146 · doc4.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,000 F1 · shares: Represents 360,000 restricted stock units ("RSUs") awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest upon the later of the date of issuance and the Issuer obtaining stockholder approval of an amendment to the Plan increasing the number of shares available under the Plan (the "Shareholder Approval"). Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:27 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-22-000104 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,000 Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:26 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantEmployee Stock Options (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $20.48 | $0.00 |
DisclosureSEC source: 0001663577-21-000598 · ownership.xml · derivative · entry 5 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2024-11-07 F3 · derivative.exercise_date: Vesting of the options is subject to the achievement of certain corporate milestones of the Issuer. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:26 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-21-000598 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,000 F2 · shares: Represents 55,000 shares of restricted common stock, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 22:26 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-21-000598 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,000 F1 · shares: Represents 24,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units shall vest as follows: (i) 2,000 are vested upon issuance, and (ii) the remaining 22,000 shall vest in equal monthly installments over the next 11 months. Read SEC document |
| July 02, 2021 Filed Jul 7, 2021 22:55 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | PurchaseSeries A Preferred Stock | 83,333 | $0.20 | $16,666.60 |
DisclosureSEC source: 0001663577-21-000316 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Celtic, LLC Disclosed balance after: 83,333 F1 · shares: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. F1 · balance_after: The reporting person owns a 1/3 membership interest in the limited liability company, Celtic, LLC, which directly owns the reported shares of Series A Preferred Stock. Celtic, LLC purchased an aggregate of 250,000 shares of Series A Preferred Stock of the Issuer, 1/3 of which are attributable to the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 20:22 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.60 | $0.00 |
DisclosureSEC source: 0001663577-21-000206 · ownership.xml · derivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 10,000 shares Expires 2022-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 20:22 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionCommon Stock | 10,000 | $5.60 | $56,000.00 |
DisclosureSEC source: 0001663577-21-000206 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $56,000.00 was paid in cash by the reporting person as consideration for the option exercise. F2 · balance_after: This includes 55,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 23:19 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantEmployee Stock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001663577-21-000196 · ownership.xml · derivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2026-04-15 F3 · shares: The Reporting Person's ability to exercise 268,000 of the 400,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person. F3 · derivative.exercise_date: The Reporting Person's ability to exercise 268,000 of the 400,000 Stock Options (the "Contingent Options") reported herein is conditioned upon stockholder approval of an amendment to the Plan. If such stockholder approval is not obtained, then the Contingent Options shall be forfeited by the Reporting Person. F4 · derivative.exercise_date: The Stock Options shall vest in 36 equal monthly installments from the grant date. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 23:19 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-21-000196 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,000 F1 · shares: Represents 40,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which restricted stock units were fully vested upon issuance. F2 · balance_after: This includes 55,000 shares of restricted common stock issued to the Reporting Person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the Issuer for fiscal year 2021. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:25 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001663577-21-000074 · ownership.xml · derivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2023-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: $45,000.00 was paid in cash by the reporting person as consideration for the option exercise. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:25 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | Exercise / conversionCommon Stock | 5,000 | $9.00 | $45,000.00 |
DisclosureSEC source: 0001663577-21-000074 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This includes 55,000 shares of restricted common stock issued to the reporting person on October 26, 2020, the vesting of which shares is subject to the achievement of certain corporate milestones of the issuer for fiscal year 2021. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantStock Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001663577-20-000395 · ownership.xml · derivative · entry 4 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2023-10-25 F5 · derivative.exercise_date: On October 26, 2020, the compensation committee of the board of directors of the issuer approved the grant of an option to purchase 24,000 shares of common stock to Mr. Schultz under the issuer's equity incentive plan which options vest pursuant to certain corporate milestones of the issuer for fiscal year 2021. The options were granted with an exercise price of $9.00 per share. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001663577-20-000395 · ownership.xml · derivative · entry 3 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-10-25 F4 · shares: On October 26, 2020, the compensation committee of the board of directors of the issuer approved the grant of an option to purchase 20,000 shares of common stock to Mr. Schultz under the issuer's equity incentive plan as a bonus for fiscal year 2020 ended September 30, 2020. The options were fully vested on grant and were granted at an exercise price of $9.00 per share. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 55,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001663577-20-000395 · ownership.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,996 F3 · shares: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 55,000 shares of restricted common stock to Mr. Schultz under the issuer's equity incentive plan which shares vest pursuant to certain corporate milestones of the issuer for fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F3 · price: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 55,000 shares of restricted common stock to Mr. Schultz under the issuer's equity incentive plan which shares vest pursuant to certain corporate milestones of the issuer for fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F2 · balance_after: In addition to the stock grants disclosed on this Form 4, this includes 480,000 shares of common stock held in the S M Schultz IRRV TR to which Mr. Schultz is the beneficial owner, 25,000 shares of common stock held in his name and 40,996 shares of common stock held by his spouse. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:58 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001663577-20-000395 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,996 F1 · shares: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 60,000 shares of common stock to Mr. Schultz under the issuer's equity incentive plan as a bonus for fiscal year 2020. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F1 · price: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 60,000 shares of common stock to Mr. Schultz under the issuer's equity incentive plan as a bonus for fiscal year 2020. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F2 · balance_after: In addition to the stock grants disclosed on this Form 4, this includes 480,000 shares of common stock held in the S M Schultz IRRV TR to which Mr. Schultz is the beneficial owner, 25,000 shares of common stock held in his name and 40,996 shares of common stock held by his spouse. Read SEC document |
| October 26, 2020 Filed Jan 6, 2021 02:20 UTC Amendment | CLEANSPARK, INC. CLSK · Entity 4270 | GrantCommon Stock | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001663577-21-000006 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684,996 F1 · shares: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 24,000 shares of restricted common stock to Mr. Schultz under the issuer's equity incentive plan which shares vest monthly over fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F2 · shares: The original Form 4, filed on October 28, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which failed to include the grant of 24,000 shares of restricted stock referenced herein. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 24,000 shares. F1 · price: On October 26, 2020, the compensation committee of the board of directors of the issuer approved an issuance of 24,000 shares of restricted common stock to Mr. Schultz under the issuer's equity incentive plan which shares vest monthly over fiscal year 2021. The shares were valued at the closing traded price of the Company's common stock on October 26, 2020 of $8.07 per share. F3 · balance_after: Includes 480,000 shares of common stock held in the S M Schultz IRRV TR to which Mr. Schultz is the beneficial owner, 164,000 shares of common stock held in his name and 40,996 shares of common stock held by his spouse. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 21:06 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.60 | $0.00 |
DisclosureSEC source: 0001663577-19-000438 · ownership.xml · derivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2022-12-20 F1 · derivative.exercise_date: The option shares are fully vested as of the date of grant. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 23:57 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GiftCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-19-000096 · ownership.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,734,956 Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 22:08 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | SaleCommon Stock | 450,000 | $0.20 | $90,000.00 |
DisclosureSEC source: 0001663577-18-000100 · form4schultz.xml · nonDerivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · S M Schultz IRRV TR Disclosed balance after: 5,984,956 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.