Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CLEANSPARK, INC.CLSK · Entity 4270 | Director · CEO & Chairman | September 04, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CLEANSPARK, INC.
Report date September 04, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,687,383 |
Reported balance
After 2026-09-04 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-04 · Exercise / conversion · Acquired 209,042 · Balance 2,687,383 |
| Common StockSEC Table I · non-derivative | Direct | 2,595,313 |
Reported balance
After 2026-09-08 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-08 · Tax withholding · Disposed 92,070 · Balance 2,595,313 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price. |
| Common StockSEC Table I · non-derivative | Direct | 2,811,438 |
Reported balance
After 2026-09-04 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-09-04 · Exercise / conversion · Acquired 216,125 · Balance 2,811,438 |
| Common StockSEC Table I · non-derivative | Direct | 2,716,343 |
Reported balance
After 2026-09-04 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-09-04 · Tax withholding · Disposed 95,095 · Balance 2,716,343 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 3,292,676 |
Reported balance
After 2026-09-04 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-09-04 · Exercise / conversion · Acquired 576,333 · Balance 3,292,676 |
| Common StockSEC Table I · non-derivative | Direct | 3,039,089 |
Reported balance
After 2026-09-08 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-09-08 · Tax withholding · Disposed 253,587 · Balance 3,039,089 F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026. F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price. |
| Common StockSEC Table I · non-derivative | Direct | 2,478,132 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,478,132 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 418,711 |
Reported balance
After 2026-09-04 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-04 · Exercise / conversion · Disposed 209,042 · Balance 418,711 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 864,500 |
Reported balance
After 2026-09-04 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-09-04 · Exercise / conversion · Disposed 216,125 · Balance 864,500 F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,152,667 |
Reported balance
After 2026-09-04 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-09-04 · Exercise / conversion · Disposed 576,333 · Balance 1,152,667 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 627,753 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 627,753 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,080,625 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 1,080,625 F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,729,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 1,729,000 F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 102,624 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 102,624 F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 640,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 640,000 F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date. |
| Common StockSEC Table I · non-derivative | IndirectBy S M Schultz Irrevocable Trust | 480,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 480,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,996 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 40,996 |
| Series A PreferredSEC Table I · non-derivative | Direct | 500,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 500,000 |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2031-04-16 | Direct | 400,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 400,000 F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 480,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 480,000 F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,816,000 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · Balance 1,816,000 F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.
F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.
F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.
F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.
F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.
F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 22, 2018 22:08 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GiftCommon Stock | 16,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-18-000100 · form4schultz.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · S M Schultz IRRV TR Disclosed balance after: 6,434,956 Read SEC document |
| December 21, 2016 Filed Dec 30, 2016 01:12 UTC | CLEANSPARK, INC. CLSK · Entity 4270 | GiftCommon Stock | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001663577-16-000428 · mainbody.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 6,451,308 F1 · ownership.nature: Includes 4,800,000 shares of common stock held in the S M Schultz IRRV TR to which Mr. Schultz is the beneficial owner, 1,241,352 shares of common stock held in his name and 409,956 shares of common stock held by his spouse. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 18:05 UTC | CLEANSPARK, INC. SRTN · Entity 4270 | SaleStock Option · Derivative | 1,500,000 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001663577-16-000378 · mainbody.xml · derivative · entry 2 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500,000 shares Expires 2025-03-10 F1 · kind: The Reporting Person has elected to convert 1,500,000 stock options through a cashless exercise into common stock of the Issuer. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 18:05 UTC | CLEANSPARK, INC. SRTN · Entity 4270 | ConversionCommon Stock | 1,466,352 | $0.08 | $121,707.22 |
DisclosureSEC source: 0001663577-16-000378 · mainbody.xml · nonDerivative · entry 1 Schultz S. Matthew · CIK 0001625587 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.