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Schultz S. Matthew

Disclosed activity across 1 company

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23542
SEC CIK
0001625587

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CLEANSPARK, INC.CLSK · Entity 4270Director · CEO & ChairmanSeptember 04, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CLEANSPARK, INC.

Report date September 04, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,687,383 Reported balance After 2026-09-04 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-09-04 · Exercise / conversion · Acquired 209,042 · Balance 2,687,383

Common StockSEC Table I · non-derivativeDirect2,595,313 Reported balance After 2026-09-08 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2026-09-08 · Tax withholding · Disposed 92,070 · Balance 2,595,313

F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Common StockSEC Table I · non-derivativeDirect2,811,438 Reported balance After 2026-09-04 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2026-09-04 · Exercise / conversion · Acquired 216,125 · Balance 2,811,438

Common StockSEC Table I · non-derivativeDirect2,716,343 Reported balance After 2026-09-04 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2026-09-04 · Tax withholding · Disposed 95,095 · Balance 2,716,343

F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect3,292,676 Reported balance After 2026-09-04 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2026-09-04 · Exercise / conversion · Acquired 576,333 · Balance 3,292,676

Common StockSEC Table I · non-derivativeDirect3,039,089 Reported balance After 2026-09-08 transaction · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · 2026-09-08 · Tax withholding · Disposed 253,587 · Balance 3,039,089

F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Common StockSEC Table I · non-derivativeDirect2,478,132 Reported balance Holding disclosure · report date 2026-09-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,478,132

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct418,711 Reported balance After 2026-09-04 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-09-04 · Exercise / conversion · Disposed 209,042 · Balance 418,711

F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct864,500 Reported balance After 2026-09-04 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-09-04 · Exercise / conversion · Disposed 216,125 · Balance 864,500

F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,152,667 Reported balance After 2026-09-04 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-09-04 · Exercise / conversion · Disposed 576,333 · Balance 1,152,667

F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct627,753 Reported balance Holding disclosure · report date 2026-09-04 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 627,753

F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,080,625 Reported balance Holding disclosure · report date 2026-09-04 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 1,080,625

F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,729,000 Reported balance Holding disclosure · report date 2026-09-04 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 1,729,000

F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct102,624 Reported balance Holding disclosure · report date 2026-09-04 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 102,624

F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct640,000 Reported balance Holding disclosure · report date 2026-09-04 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 640,000

F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Common StockSEC Table I · non-derivativeIndirectBy S M Schultz Irrevocable Trust480,000 Reported balance Holding disclosure · report date 2026-09-04 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 480,000

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,996 Reported balance Holding disclosure · report date 2026-09-04 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 40,996

Series A PreferredSEC Table I · non-derivativeDirect500,000 Reported balance Holding disclosure · report date 2026-09-04 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 500,000

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.00 · Expires 2031-04-16Direct400,000 Reported balance Holding disclosure · report date 2026-09-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 400,000

F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct480,000 Reported balance Holding disclosure · report date 2026-09-04 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 480,000

F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,816,000 Reported balance Holding disclosure · report date 2026-09-04 · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · Balance 1,816,000

F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

F3: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

F4: These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.

F5: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

F6: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

F7: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

F8: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F9: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

F10: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 253,587 $13.34 $3,382,115.18
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 7

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,039,089

F1 · shares: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2 · price: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Read SEC document
September 08, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 92,070 $13.34 $1,227,946.80
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,595,313

F1 · shares: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2 · price: This is a weighted average of prices for all sales made on September 8-9, 2026 ranging from $13.1901 to $13.7001. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 576,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · derivative · entry 17

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,152,667

Underlying: Common Stock · 576,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 216,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · derivative · entry 15

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 864,500

Underlying: Common Stock · 216,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: These RSUs vest in equal semiannual installments over three years on September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 209,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · derivative · entry 13

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 418,711

Underlying: Common Stock · 209,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 576,333 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 6

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,292,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 95,095 $12.61 $1,199,043.35
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 5

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,716,343

F1 · shares: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F3 · price: This is a weighted average of prices for all sales made on September 4, 2026 ranging from $12.5601 to $12.6700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 216,125 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,811,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2026 Filed Sep 10, 2026 01:30 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 209,042 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-386873 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,687,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 15, 2026 00:32 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,031 $11.51 $103,946.81
Disclosure

SEC source: 0001193125-26-352919 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,478,132

F1 · shares: This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

Read SEC document
August 13, 2026 Filed Aug 15, 2026 00:32 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 20,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-352919 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,624

Underlying: Common Stock · 20,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Read SEC document
August 13, 2026 Filed Aug 15, 2026 00:32 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 20,524 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-352919 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,487,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2026 Filed May 15, 2026 01:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,031 $13.98 $126,259.70
Disclosure

SEC source: 0001193125-26-224791 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,466,639

F1 · price: This is a weighted average of prices for all sales made on May 14, 2026, ranging from $13.9700 to $13.9850. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2026 Filed May 15, 2026 01:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 20,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224791 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,148

Underlying: Common Stock · 20,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: These RSUs vest in equal quarterly installments on August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Read SEC document
May 13, 2026 Filed May 15, 2026 01:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 20,525 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-224791 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,475,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 00:18 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantPerformance Stock Units · Derivative 1,816,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122459 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816,000

Underlying: Common Stock · 1,816,000 shares

Expires not disclosed

F7 · derivative.exercise_date: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.

F7 · derivative.expiration_date: The number of shares under these Strategic Transformation Performance Awards ("STPA") represents the maximum number of common shares for which the STPAs will vest upon the Issuer's common stock achieving target market prices, based on a 20-trading day average, with threshold performance at $47 per share and maximum payout at $94 per share, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030. The reported STPA awards do not include 1,816,000 shares of common stock that vest upon achievement of performance goals tied to power under leases to customers for data centers that are operationally ready to host IT equipment and deliver services (RFS), with threshold performance at 1.0 GW and maximum payout at 2.5 GW, before September 30, 2030, subject to the Reporting Person remaining employed by the Issuer on September 30, 2030.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 00:18 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantPerformance Stock Units · Derivative 480,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122459 · ownership.xml · derivative · entry 11

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 480,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

F6 · derivative.expiration_date: Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 480,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

Read SEC document
March 20, 2026 Filed Mar 25, 2026 00:18 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 640,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-122459 · ownership.xml · derivative · entry 10

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,000

Underlying: Common Stock · 640,000 shares

Expires not disclosed

F5 · derivative.exercise_date: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F5 · derivative.expiration_date: These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,031 $9.23 $83,385.03
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · nonDerivative · entry 5

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,455,145

F2 · price: This is a weighted average of prices for sales made on February 18, 2026, ranging from $9.2274 to $9.2700. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 95,095 $9.25 $879,952.07
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · nonDerivative · entry 4

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,464,176

F1 · price: This is a weighted average of prices for sales made on February 18, 2026, ranging from $9.0901 to $9.4101. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 20,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · derivative · entry 15

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,673

Underlying: Common Stock · 20,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: These RSUs vest in equal quarterly installments on February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Read SEC document
February 13, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 216,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,625

Underlying: Common Stock · 216,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: These RSUs vest in equal quarterly installments on February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Read SEC document
February 13, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 216,125 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,559,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2026 Filed Feb 19, 2026 02:02 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 20,525 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-057834 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,343,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2025 Filed Dec 6, 2025 02:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,031 $14.07 $127,092.36
Disclosure

SEC source: 0001193125-25-310177 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,322,621

F1 · price: This is a weighted average of prices for sales made on December 5, 2025, ranging from $13.92 to $14.16. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2025 Filed Dec 6, 2025 02:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 20,524 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310177 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,198

Underlying: Common Stock · 20,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: These RSUs vest in equal quarterly installments on February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

Read SEC document
December 03, 2025 Filed Dec 6, 2025 02:42 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 20,524 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-310177 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO & Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2025 Filed Sep 13, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 405,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-114670 · ownership.xml · derivative · entry 13

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 405,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These RSUs vested on September 12, 2025.

F6 · derivative.expiration_date: These RSUs vested on September 12, 2025.

Read SEC document
September 12, 2025 Filed Sep 13, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 178,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-114670 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,311,128

F1 · price: These shares were withheld to cover the Reporting Person's tax liability on an RSU vesting. No sale occurred.

Read SEC document
September 12, 2025 Filed Sep 13, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 405,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-114670 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,489,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 432,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113883 · ownership.xml · derivative · entry 12

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,296,750

Underlying: Common Stock · 432,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 190,190 $9.35 $1,778,428.65
Disclosure

SEC source: 0000950170-25-113883 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,084,328

F1 · price: This is a weighted average of prices for all sales made on September 9, 2025, ranging from $9.1501 to $9.6540. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 01:00 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 432,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113883 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,274,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 23:16 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 1,729,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113684 · ownership.xml · derivative · entry 10

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,729,000

Underlying: Common Stock · 1,729,000 shares

Expires not disclosed

F4 · derivative.exercise_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

F4 · derivative.expiration_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 23:16 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 1,729,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113684 · ownership.xml · derivative · entry 9

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,729,000

Underlying: Common Stock · 1,729,000 shares

Expires not disclosed

F5 · derivative.exercise_date: These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

F5 · derivative.expiration_date: These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 23:16 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantRestricted Stock Units · Derivative 627,753 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113684 · ownership.xml · derivative · entry 8

Schultz S. Matthew · CIK 0001625587 · Director · CEO, Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,753

Underlying: Common Stock · 627,753 shares

Expires not disclosed

F4 · derivative.exercise_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

F4 · derivative.expiration_date: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.

Read SEC document
August 14, 2025 Filed Aug 15, 2025 00:33 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,010 $9.56 $86,175.24
Disclosure

SEC source: 0000950170-25-109157 · ownership.xml · nonDerivative · entry 3

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,842,268

F1 · price: This is a weighted average of prices for all sales made on August 14, 2025 ranging from $9.3979 to $9.6601. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 00:33 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Units · Derivative 20,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-109157 · ownership.xml · derivative · entry 9

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,722

Underlying: Common Stock · 20,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: These RSUs vest in equal installments on August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.

Read SEC document
August 13, 2025 Filed Aug 15, 2025 00:33 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 20,525 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-109157 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,851,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2025 Filed May 15, 2025 22:45 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 9,010 $9.21 $82,944.26
Disclosure

SEC source: 0000950170-25-072973 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,441,000

F1 · kind: Sale to cover the Reporting Person's tax liability in connection with the vesting of RSUs.

F2 · price: This is a weighted average of prices for all sales made on May 15, 2025 ranging from $9.0101 to $9.3701. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 01:01 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 9,010 $10.64 $95,860.99
Disclosure

SEC source: 0000950170-25-021686 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450,010

F2 · shares: Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 01:01 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 20,524 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021686 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,020

F1 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the Reporting Person's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:44 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 72,247 $9.34 $674,786.98
Disclosure

SEC source: 0000950170-24-111945 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,459,020

F3 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the 40% vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 01:44 UTC CLEANSPARK, INC. CLSK · Entity 4270 GrantCommon Stock 410,493 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111945 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,531,267

F1 · shares: The total reported amount includes RSUs granted on September 30, 2024, with 40%, or 164,197, of the RSUs vesting immediately, and the remaining 246,296 vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date.

F2 · balance_after: This total amount includes 246,296 RSUs vesting in twelve equal quarterly installments beginning on February 13, 2025 and continuing quarterly thereafter on May 13, 2025, August 13, 2025, December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027, subject to the officer's continued service to the Company through each vesting date, and further includes 405,000 RSUs which vest on September 12, 2025.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionRestricted Stock Unit · Derivative 405,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · derivative · entry 6

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 405,000 shares

Expires 2025-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

F1 · derivative.exercise_date: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 178,201 $9.25 $1,648,359.25
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · nonDerivative · entry 2

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,525,774

F2 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of the above-mentioned RSUs.

Read SEC document
September 12, 2024 Filed Sep 13, 2024 20:43 UTC CLEANSPARK, INC. CLSK · Entity 4270 Exercise / conversionCommon Stock 405,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106408 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,703,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of restricted stock units ("RSUs") granted in 2022 that have vested pursuant to the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan") in connection with the Reporting Person's service as an executive officer and director of the Issuer, which RSUs vest on each anniversary of the grant date such that the RSUs will fully vest on the third anniversary of the grant date.

Read SEC document
September 12, 2024 Filed Oct 2, 2024 01:23 UTC Amendment CLEANSPARK, INC. CLSK · Entity 4270 Tax withholdingCommon Stock 178,201 $9.25 $1,648,359.25
Disclosure

SEC source: 0000950170-24-111070 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120,774

F1 · shares: Shares were withheld by Issuer to cover the payment of withholding taxes in connection with the vesting and settlement of restricted stock units (RSUs).

F2 · balance_after: This Form 4 amendment corrects an administrative error in the original Form 4 filed on September 13, 2024, where the grant of shares of restricted stock was already reflected in the original Form 4 filed on September 14, 2022. The total reported amount includes RSUs granted to Reporting Person, of which 405,000 will vest on September 12, 2025.

Read SEC document
March 27, 2024 Filed Mar 27, 2024 21:20 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 367,000 $23.07 $8,466,690.00
Disclosure

SEC source: 0000950170-24-037353 · ownership.xml · nonDerivative · entry 1

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,298,975

F1 · price: The price reported in Table I represents the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or theSecurities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The reported amount reflects 33,152 shares that were previously withheld to cover taxes in connection with the vesting of restricted stock units reported on Form 4 filed on October 27, 2023. The reported amount also reflects an addition of 359 shares that were overreported in withholding to cover taxes in connection with the vesting of restricted stock units reported on Form 4 filed on September 15, 2022. This disclosure does not represent additional sales. Before adjustment, the total number of shares beneficially owned was 2,331,768.

Read SEC document
February 27, 2024 Filed Feb 27, 2024 21:58 UTC CLEANSPARK, INC. CLSK · Entity 4270 SaleCommon Stock 322,400 $20.95 $6,754,280.00
Disclosure

SEC source: 0000950170-24-021321 · ownership.xml · nonDerivative · entry 5

Schultz S. Matthew · CIK 0001625587 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,698,768

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.30 to $21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.