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BRADLEY THOMAS A

Disclosed activity across 4 companies

Tapewire entity
23539
SEC CIK
0001198917

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allied World Assurance Co Holdings, GmbHAWH · Entity 131428EVP & CFOJuly 06, 2017July 10, 2017
HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365DirectorAugust 12, 2026August 14, 2026
Palomar Holdings, Inc.PLMR · Entity 4132DirectorMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allied World Assurance Co Holdings, GmbH

Report date July 06, 2017 · Filed July 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-06 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2017-05-31 · Gift · Disposed 5,934 · Balance 12,551

Row 3 · 2017-07-06 · Other · Disposed 12,551 · Balance 0

F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

Common SharesSEC Table I · non-derivativeIndirectBy trust5,934 Reported balance After 2017-05-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-05-31 · Gift · Acquired 5,934 · Balance 5,934

F1: Represents shares gifted to a charitable trust.

Common SharesSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2017-07-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-07-06 · Other · Disposed 5,934 · Balance 0

F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-06 · Disposition to issuer · Disposed 9,484 · Balance 0

F4: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

Performance-based AwardsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-06 · Disposition to issuer · Disposed 36,936 · Balance 0

F5: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares gifted to a charitable trust.

F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

F4: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F5: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

HORACE MANN EDUCATORS CORP /DE/

Report date August 12, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,812 Reported balance After 2026-08-12 transaction · row 1
1 source row

Row 1 · 2026-08-12 · Sale · Disposed 5,000 · Balance 21,812

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.08 to $51.96.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.08 to $51.96.

Palomar Holdings, Inc.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,074 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 1,304 · Balance 8,074

F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Argo Group International Holdings, Inc.

Report date November 16, 2023 · Filed November 16, 2023

Section 16 reporting ended · disclosed 2023-11-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-16 transaction · row 1
1 source row

Row 1 · 2023-11-16 · Disposition to issuer · Disposed 68,740 · Balance 0

F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash.

F2: Includes all shares held by the Reporting Person immediately prior to the Merger each of which, at the effective time of the Merger, was converted into the right to receive $30.00 in cash.

F3: At the effective time of the Merger, pursuant to the terms of the Merger Agreement, the 135,000 stock appreciation rights ("SARs") held by the Reporting Person were cancelled for no value due to the per share exercise price of such SARs being greater than the $30.00 per share Merger consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash.

F2: Includes all shares held by the Reporting Person immediately prior to the Merger each of which, at the effective time of the Merger, was converted into the right to receive $30.00 in cash.

F3: At the effective time of the Merger, pursuant to the terms of the Merger Agreement, the 135,000 stock appreciation rights ("SARs") held by the Reporting Person were cancelled for no value due to the per share exercise price of such SARs being greater than the $30.00 per share Merger consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 14, 2026 19:41 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 5,000 $51.72 $258,623.00
Disclosure

SEC source: 0001214659-26-010332 · marketforms-73772.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,812

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.08 to $51.96.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:45 UTC Palomar Holdings, Inc. PLMR · Entity 4132 GrantCommon Stock 1,304 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-006735 · marketforms-73257.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,074

F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2026 Filed May 22, 2026 13:32 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 2,780 $46.77 $130,020.60
Disclosure

SEC source: 0001214659-26-006654 · marketforms-73222.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,812

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 20, 2027.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 26,812 shares of Common Stock held directly.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:15 UTC Palomar Holdings, Inc. PLMR · Entity 4132 GrantCommon Stock 715 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008386 · marketforms-69677.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,770

F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 14, 2025 Filed May 16, 2025 19:20 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 3,135 $41.47 $130,008.45
Disclosure

SEC source: 0001214659-25-007983 · marketforms-69518.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,625

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 14, 2026.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 19,625 shares of Common Stock held directly.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 23:11 UTC Palomar Holdings, Inc. PLMR · Entity 4132 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-003750 · marketforms-68542.xml · derivative · entry 2

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The original Restricted Stock Unit (RSU) grant was for 1,331 shares on 2/28/2024. The RSUs vested in full on the first anniversary of the grant date.

F1 · derivative.expiration_date: The original Restricted Stock Unit (RSU) grant was for 1,331 shares on 2/28/2024. The RSUs vested in full on the first anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 23:11 UTC Palomar Holdings, Inc. PLMR · Entity 4132 Exercise / conversionCommon Stock 1,331 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-003750 · marketforms-68542.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 01:06 UTC Palomar Holdings, Inc. PLMR · Entity 4132 PurchaseCommon Stock 1,000 $89.42 $89,424.90
Disclosure

SEC source: 0001214659-24-014263 · marketforms-66772.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,724

Read SEC document
May 23, 2024 Filed May 24, 2024 20:19 UTC Palomar Holdings, Inc. PLMR · Entity 4132 GrantCommon Stock 1,224 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-009935 · marketforms-66031.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,724

F1 · shares: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2024 Filed May 24, 2024 16:25 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 3,807 $34.15 $130,009.05
Disclosure

SEC source: 0001214659-24-009889 · marketforms-66018.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,813

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 22, 2025.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 15,813 shares of Common Stock held directly.

Read SEC document
May 07, 2024 Filed May 8, 2024 22:08 UTC Palomar Holdings, Inc. PLMR · Entity 4132 PurchaseCommon Stock 1,000 $84.32 $84,323.60
Disclosure

SEC source: 0001214659-24-008634 · marketforms-65779.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
March 05, 2024 Filed Mar 7, 2024 22:34 UTC Palomar Holdings, Inc. PLMR · Entity 4132 PurchaseCommon Stock 1,500 $74.30 $111,449.85
Disclosure

SEC source: 0001214659-24-004210 · marketforms-65081.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
February 28, 2024 Filed Mar 1, 2024 21:17 UTC Palomar Holdings, Inc. PLMR · Entity 4132 GrantRestricted Stock Units (RSUs) · Derivative 1,331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-003857 · marketforms-64992.xml · derivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,331

Underlying: Common Stock · 1,331 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units (RSUs) will vest in full on the first anniversary of the grant date subject to the reporting person's continued service with the Company.

F1 · derivative.expiration_date: The Restricted Stock Units (RSUs) will vest in full on the first anniversary of the grant date subject to the reporting person's continued service with the Company.

Read SEC document
November 16, 2023 Filed Nov 16, 2023 08:43 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Disposition to issuerCommon Stock 68,740 $30.00 $2,062,200.00
Disclosure

SEC source: 0001628280-23-039225 · wk-form4_1700142227.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash.

F2 · shares: Includes all shares held by the Reporting Person immediately prior to the Merger each of which, at the effective time of the Merger, was converted into the right to receive $30.00 in cash.

F3 · shares: At the effective time of the Merger, pursuant to the terms of the Merger Agreement, the 135,000 stock appreciation rights ("SARs") held by the Reporting Person were cancelled for no value due to the per share exercise price of such SARs being greater than the $30.00 per share Merger consideration.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:27 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 3,657 $31.45 $115,012.65
Disclosure

SEC source: 0001214659-23-007892 · marketforms-61654.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,796

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2024.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 12,796 shares of Common Stock held directly.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 08:11 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,009 $29.07 $58,401.63
Disclosure

SEC source: 0001628280-23-006632 · wf-form4_167819469774067.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,740

Read SEC document
February 03, 2023 Filed Feb 7, 2023 07:06 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,009 $27.99 $56,231.91
Disclosure

SEC source: 0001628280-23-002467 · wf-form4_167577158518561.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,749

Read SEC document
January 03, 2023 Filed Jan 4, 2023 16:52 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,324 $26.56 $61,725.44
Disclosure

SEC source: 0001628280-23-000257 · wf-form4_167286911401676.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,758

Read SEC document
December 03, 2022 Filed Dec 6, 2022 14:22 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,993 $27.43 $82,097.99
Disclosure

SEC source: 0001628280-22-031441 · wf-form4_167035455208896.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,082

Read SEC document
November 09, 2022 Filed Nov 14, 2022 20:33 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 PurchaseCommon Stock 2,500 $38.32 $95,800.00
Disclosure

SEC source: 0001214659-22-013618 · marketforms-57524.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,795.557

F1 · balance_after: Represents 2,795.557 vested restricted stock units and 10,000 shares of Common Stock.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 16:33 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,993 $23.93 $71,622.49
Disclosure

SEC source: 0001628280-22-028667 · wf-form4_166785681221163.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,075

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:29 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,993 $19.25 $57,615.25
Disclosure

SEC source: 0001628280-22-026000 · wf-form4_166492254518316.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,068

Read SEC document
September 03, 2022 Filed Sep 6, 2022 17:41 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,993 $19.40 $58,064.20
Disclosure

SEC source: 0001628280-22-024393 · wf-form4_166250045585262.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,061

Read SEC document
August 03, 2022 Filed Aug 4, 2022 19:11 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,974 $31.77 $94,483.98
Disclosure

SEC source: 0001628280-22-021191 · wf-form4_165965466924231.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,054

Read SEC document
July 03, 2022 Filed Jul 5, 2022 18:26 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 2,008 $37.46 $75,219.68
Disclosure

SEC source: 0001628280-22-018529 · wf-form4_165705999348936.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,028

Read SEC document
June 23, 2022 Filed Jun 23, 2022 18:49 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantStock Appreciation Rights · Derivative 135,000 $0.00 Strike: $43.80 $0.00
Disclosure

SEC source: 0001628280-22-017924 · wf-form4_165602456943064.xml · derivative · entry 3

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2027-06-23

F2 · derivative.exercise_price: Represents the exercise price of a stock appreciation right ("SAR") award equal to 115% of the closing price of a share of the Company's common stock on the date prior to the grant.

F3 · derivative.exercise_date: Represents the SAR award granted on June 23, 2022 under the 2019 Plan that vests in one-third equal installments on each of the first three anniversaries of the grant date, subject to Mr. Bradley's continued employment as the Company's Chief Executive Officer.

F3 · derivative.expiration_date: Represents the SAR award granted on June 23, 2022 under the 2019 Plan that vests in one-third equal installments on each of the first three anniversaries of the grant date, subject to Mr. Bradley's continued employment as the Company's Chief Executive Officer.

Read SEC document
June 23, 2022 Filed Jun 23, 2022 18:49 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 Tax withholdingCommon Stock 6,025 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017924 · wf-form4_165602456943064.xml · nonDerivative · entry 2

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,036

Read SEC document
June 23, 2022 Filed Jun 23, 2022 18:49 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 78,760 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-017924 · wf-form4_165602456943064.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,061

F1 · shares: Represents the restricted stock award granted on June 23, 2022 under the Argo Group International Holdings, Ltd. (the "Company") 2019 Omnibus Incentive Plan (the "2019 Plan") that vests in equal monthly installments over a twelve month period beginning as of March 3, 2022, subject to Mr. Bradley's continued employment as the Company's Chief Executive Officer.

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May 25, 2022 Filed May 27, 2022 19:28 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 2,911 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-007503 · marketforms-56371.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 25, 2023.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 7,500 shares of Common Stock held directly.

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May 11, 2022 Filed May 12, 2022 17:00 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 PurchaseCommon Stock 5,000 $37.96 $189,800.00
Disclosure

SEC source: 0001214659-22-006655 · marketforms-56172.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

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November 10, 2021 Filed Nov 12, 2021 13:30 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 PurchaseCommon Stock 2,500 $40.47 $101,175.00
Disclosure

SEC source: 0001214659-21-011492 · marketforms-54200.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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November 05, 2021 Filed Nov 9, 2021 19:18 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 2,705 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011341 · marketforms-54186.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on November 5, 2022.

F2 · price: Granted as compensation for services.

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May 06, 2021 Filed May 10, 2021 16:05 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-018905 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,301

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August 11, 2020 Filed Aug 12, 2020 17:47 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 PurchaseCommon Stock 3,000 $37.17 $111,507.00
Disclosure

SEC source: 0000899243-20-022163 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,636

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.095 to $37.19, inclusive. The reporting person undertakes to provide to Argo Group International Holdings, Ltd., any security holder of Argo Group International Holdings, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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May 13, 2020 Filed May 15, 2020 17:40 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013282 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,636

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May 13, 2020 Filed May 18, 2020 17:12 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 PurchaseCommon Stock 3,000 $27.56 $82,673.40
Disclosure

SEC source: 0000899243-20-013399 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,636

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.535 to $27.57, inclusive. The reporting person undertakes to provide to Argo Group International Holdings, Ltd., any security holder of Argo Group International Holdings, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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April 16, 2020 Filed Apr 20, 2020 16:22 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 2,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011008 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

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March 13, 2020 Filed Mar 16, 2020 18:06 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 PurchaseCommon Stock 4,500 $35.15 $158,166.90
Disclosure

SEC source: 0000899243-20-008505 · doc4.xml · nonDerivative · entry 2

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,831

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March 13, 2020 Filed Mar 16, 2020 18:06 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 PurchaseCommon Stock 500 $34.57 $17,284.00
Disclosure

SEC source: 0000899243-20-008505 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331

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May 24, 2019 Filed May 28, 2019 18:43 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-014934 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,831

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August 14, 2018 Filed Aug 14, 2018 20:52 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 PurchaseCommon Stock 2,000 $61.72 $123,430.00
Disclosure

SEC source: 0000899243-18-022421 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $61.70 to $61.75, inclusive. The reporting person undertakes to provide to Argo Group International Holdings, Ltd., any security holder of Argo Group International Holdings, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

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August 06, 2018 Filed Aug 8, 2018 16:56 UTC Argo Group International Holdings, Inc. ARGO · Entity 83951 GrantCommon Stock 857 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021687 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857

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July 06, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 Disposition to issuerPerformance-based Awards · Derivative 36,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · derivative · entry 6

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 36,936 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F5 · price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

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July 06, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 Disposition to issuerRestricted Stock Units · Derivative 9,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · derivative · entry 5

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,484 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F4 · price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

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July 06, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 OtherCommon Shares 5,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · nonDerivative · entry 4

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F2 · kind: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

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July 06, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 OtherCommon Shares 12,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · nonDerivative · entry 3

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

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May 31, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 GiftCommon Shares 5,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · nonDerivative · entry 2

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 5,934

F1 · balance_after: Represents shares gifted to a charitable trust.

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May 31, 2017 Filed Jul 10, 2017 16:33 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 GiftCommon Shares 5,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044577 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

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February 28, 2017 Filed Mar 2, 2017 16:36 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 Tax withholdingCommon Shares 2,001 $52.82 $105,692.82
Disclosure

SEC source: 0001209191-17-016647 · doc4.xml · nonDerivative · entry 2

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485

F2 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards.

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February 28, 2017 Filed Mar 2, 2017 16:36 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 GrantCommon Shares 4,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016647 · doc4.xml · nonDerivative · entry 1

BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,486

F1 · shares: Represents the Company's common shares that were earned pursuant to a 2014 performance-based award for no monetary consideration and which vested at 46% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's 2012 Omnibus Incentive Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.