person · Reporting owner

BRADLEY THOMAS A

Disclosed activity across 4 companies

Tapewire entity: 23539
SEC CIK: 0001198917

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Allied World Assurance Co Holdings, GmbHAWH · Entity 131428	EVP & CFO	July 06, 2017	July 10, 2017
HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365	Director	August 12, 2026	August 14, 2026
Palomar Holdings, Inc.PLMR · Entity 4132	Director	May 21, 2026	May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allied World Assurance Co Holdings, GmbH

Report date July 06, 2017 · Filed July 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Ending reported balance After 2017-07-06 transaction · row 3 2 source rows · reconciled sequence Row 1 · 2017-05-31 · Gift · Disposed 5,934 · Balance 12,551 Row 3 · 2017-07-06 · Other · Disposed 12,551 · Balance 0 F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").
Common SharesSEC Table I · non-derivative	IndirectBy trust	5,934	Reported balance After 2017-05-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-05-31 · Gift · Acquired 5,934 · Balance 5,934 F1: Represents shares gifted to a charitable trust.
Common SharesSEC Table I · non-derivative	IndirectBy trust	0	Reported balance After 2017-07-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-07-06 · Other · Disposed 5,934 · Balance 0 F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-07-06 · Disposition to issuer · Disposed 9,484 · Balance 0 F4: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
Performance-based AwardsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-07-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-07-06 · Disposition to issuer · Disposed 36,936 · Balance 0 F5: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares gifted to a charitable trust.

F2: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").

F4: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

F5: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).

HORACE MANN EDUCATORS CORP /DE/

Report date August 12, 2026 · Filed August 14, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	21,812	Reported balance After 2026-08-12 transaction · row 1 1 source row Row 1 · 2026-08-12 · Sale · Disposed 5,000 · Balance 21,812 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.08 to $51.96.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.08 to $51.96.

Palomar Holdings, Inc.

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,074	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Grant · Acquired 1,304 · Balance 8,074 F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company. F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported reflects Restricted Stock Units (RSUs) granted to the Reporting Person pursuant to Issuer's 2019 Equity Incentive Plan. Subject to the Reporting Person's continued service, the RSUs shall vest in full upon the earlier to occur of (1) the first anniversary of the Grant Date or (2) the next annual meeting of stockholders of the Company.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Argo Group International Holdings, Inc.

Report date November 16, 2023 · Filed November 16, 2023

Section 16 reporting ended · disclosed 2023-11-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2023-11-16 transaction · row 1 1 source row Row 1 · 2023-11-16 · Disposition to issuer · Disposed 68,740 · Balance 0 F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash. F2: Includes all shares held by the Reporting Person immediately prior to the Merger each of which, at the effective time of the Merger, was converted into the right to receive $30.00 in cash. F3: At the effective time of the Merger, pursuant to the terms of the Merger Agreement, the 135,000 stock appreciation rights ("SARs") held by the Reporting Person were cancelled for no value due to the per share exercise price of such SARs being greater than the $30.00 per share Merger consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a definitive agreement and plan of merger (the "Merger Agreement"), dated as of February 8, 2023, by and among Argo Group International Holdings, Ltd. (the "Company"), Brookfield Reinsurance Ltd. ("Brookfield Reinsurance") and BNRE Bermuda Merger Sub Ltd., a wholly owned subsidiary of Brookfield Reinsurance ("Merger Sub"), whereby Merger Sub will merge with and into the Company in accordance with the Bermuda Companies Act 1981 (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Brookfield Reinsurance. At the effective time of the Merger, each issued and outstanding Company ordinary share was automatically canceled and converted into the right to receive $30.00 in cash.

F2: Includes all shares held by the Reporting Person immediately prior to the Merger each of which, at the effective time of the Merger, was converted into the right to receive $30.00 in cash.

F3: At the effective time of the Merger, pursuant to the terms of the Merger Agreement, the 135,000 stock appreciation rights ("SARs") held by the Reporting Person were cancelled for no value due to the per share exercise price of such SARs being greater than the $30.00 per share Merger consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 22, 2017 Filed Feb 24, 2017 16:16 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionRestricted Stock Units · Derivative	1,472	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-014301 · doc4.xml · derivative · entry 4 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,484 Underlying: Common Shares · 1,472 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F5 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:16 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Tax withholdingCommon Shares	573	$53.12	$30,437.76	Disclosure SEC source: 0001209191-17-014301 · doc4.xml · nonDerivative · entry 3 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,399 F3 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:16 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Disposition to issuerCommon Shares	294	$53.38	$15,692.81	Disclosure SEC source: 0001209191-17-014301 · doc4.xml · nonDerivative · entry 2 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,972 F2 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2017. Read SEC document
February 22, 2017 Filed Feb 24, 2017 16:16 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionCommon Shares	1,472	$0.00	$0.00	Disclosure SEC source: 0001209191-17-014301 · doc4.xml · nonDerivative · entry 1 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document
February 19, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionRestricted Stock Units · Derivative	1,656	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · derivative · entry 11 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,956 Underlying: Common Shares · 1,656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: On February 19, 2013, the reporting person was granted 6,621 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 6,621 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F7 · price: On February 19, 2013, the reporting person was granted 6,621 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 6,621 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F12 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014. F12 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014. F10 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document
February 19, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Disposition to issuerCommon Shares	1,656	$53.37	$88,387.84	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 8 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,794 F8 · price: The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017. Read SEC document
February 19, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionCommon Shares	1,656	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 7 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: On February 19, 2013, the reporting person was granted 6,621 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 6,621 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document
February 18, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionRestricted Stock Units · Derivative	1,848	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · derivative · entry 10 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,612 Underlying: Common Shares · 1,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On February 18, 2014, the reporting person was granted 7,404 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,702 common shares and (ii) cash equal to the market value of 3,702 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F5 · price: On February 18, 2014, the reporting person was granted 7,404 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,702 common shares and (ii) cash equal to the market value of 3,702 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F11 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F11 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F10 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document
February 18, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Tax withholdingCommon Shares	444	$53.52	$23,762.88	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 6 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,794 F4 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document
February 18, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Disposition to issuerCommon Shares	924	$53.37	$49,317.85	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 5 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,238 F6 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017. Read SEC document
February 18, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionCommon Shares	1,848	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 4 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On February 18, 2014, the reporting person was granted 7,404 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,702 common shares and (ii) cash equal to the market value of 3,702 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionRestricted Stock Units · Derivative	1,605	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · derivative · entry 9 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460 Underlying: Common Shares · 1,605 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 17, 2015, the reporting person was granted 6,420 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,852 common shares and (ii) cash equal to the market value of 2,568 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 17, 2015, the reporting person was granted 6,420 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,852 common shares and (ii) cash equal to the market value of 2,568 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F9 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F9 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F10 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Tax withholdingCommon Shares	520	$53.52	$27,830.40	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 3 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314 F4 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Disposition to issuerCommon Shares	642	$53.37	$34,266.30	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 2 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,834 F3 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017. Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:44 UTC	Allied World Assurance Co Holdings, GmbH AWH · Entity 131428	Exercise / conversionCommon Shares	1,605	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013302 · doc4.xml · nonDerivative · entry 1 BRADLEY THOMAS A · CIK 0001198917 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 17, 2015, the reporting person was granted 6,420 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,852 common shares and (ii) cash equal to the market value of 2,568 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F2 · balance_after: Includes 645 common shares acquired on June 30, 2016 and 31 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.