Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | CHIEF FINANCIAL OFFICER | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,353 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 22,173 · Balance 10,353 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 8,805 | $11.83 | $104,182.52 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,743 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 9,547 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,100 Underlying: Class A Common Stock · 9,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,508 Underlying: Class A Common Stock · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 14,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,304 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 01:09 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051773 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:38 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass B Common Stock · Derivative | 41,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049964 · doc4.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By PSLT DE LLC Disclosed balance after: 41,536 Underlying: Class A Common Stock · 41,536 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F3 · ownership.nature: The Reporting Person and his children are beneficiaries of PSLT DE LLC. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:38 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass B Common Stock · Derivative | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049964 · doc4.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By SMP DE LLC Disclosed balance after: 115,000 Underlying: Class A Common Stock · 115,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · ownership.nature: The Reporting Person's spouse and his children are beneficiaries of SMP DE LLC. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:38 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass B Common Stock · Derivative | 41,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049964 · doc4.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,464 Underlying: Class A Common Stock · 41,536 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 20:38 UTC | PubMatic, Inc. PUBM · Entity 364 | GiftClass B Common Stock · Derivative | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049964 · doc4.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,860 Underlying: Class A Common Stock · 115,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 21:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 9,148 | $17.16 | $157,019.93 |
DisclosureSEC source: 0001209191-23-041832 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,595 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 1, 2023. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $16.94 and the highest price at which shares were sold was $17.49. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 03, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,716 | $18.10 | $139,676.58 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,743 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 9,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,647 Underlying: Class A Common Stock · 9,546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,564 Underlying: Class A Common Stock · 5,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 14,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,565 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:20 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-041416 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:33 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034771 · doc4.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 404,860 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:33 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 15,000 | $18.18 | $272,659.50 |
DisclosureSEC source: 0001209191-23-034771 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,595 F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $18.11 and the highest price at which shares were sold was $18.30. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 20:33 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-034771 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:41 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,141 | $17.66 | $108,461.73 |
DisclosureSEC source: 0001209191-23-033827 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,595 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 1, 2023. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.45 and the highest price at which shares were sold was $18.20. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 1,294 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2023 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| April 05, 2023 Filed Apr 7, 2023 21:50 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 4,673 | $13.43 | $62,743.90 |
DisclosureSEC source: 0001209191-23-023837 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,442 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 3, 2022. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $13.25 and the highest price at which shares were sold was $13.59. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 6,049 | $13.70 | $82,875.53 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · nonDerivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,115 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.48 to $13.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 9,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · derivative · entry 7 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,193 Underlying: Class A Common Stock · 9,546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,621 Underlying: Class A Common Stock · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 9,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,826 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:19 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022694 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:15 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 152,954 | $0.00 Strike: $15.33 | $0.00 |
DisclosureSEC source: 0001209191-23-006461 · doc4.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,954 Underlying: Class A Common Stock · 152,954 shares Expires 2033-01-30 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2023, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 01:15 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Units · Derivative | 152,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006461 · doc4.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,739 Underlying: Class A Common Stock · 152,739 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 21:57 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,965 | $12.99 | $51,518.83 |
DisclosureSEC source: 0001209191-23-002584 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,301 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $12.76 and the highest price at which shares were sold was $13.18. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. F3 · balance_after: 12,500 shares of Class B Common Stock were inadvertently reported as Class A Common Stock in Form 4s filed between October 4, 2022 and January 4, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 22:40 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,353 | $12.96 | $43,441.47 |
DisclosureSEC source: 0001209191-23-001241 · doc4.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,766 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.67 to $13.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001241 · doc4.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,677 Underlying: Class A Common Stock · 5,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001241 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001241 · doc4.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,087 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001241 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 01:45 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 60,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057196 · doc4.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,360 Underlying: Class A Common StockStock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 01:45 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 60,000 | $16.13 | $967,680.00 |
DisclosureSEC source: 0001209191-22-057196 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,801 F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $15.87 and the highest price at which shares were sold was $16.34. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 11, 2022 Filed Nov 16, 2022 01:45 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057196 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 01:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,688 | $18.25 | $67,320.38 |
DisclosureSEC source: 0001209191-22-053023 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,801 F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.73 and the highest price at which shares were sold was $18.62. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 01:23 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,629 | $17.92 | $65,031.68 |
DisclosureSEC source: 0001209191-22-053023 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,489 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.72 and the highest price at which shares were sold was $18.10. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 02:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052601 · doc4.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,734 Underlying: Class A Common Stock · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2022 Filed Oct 5, 2022 02:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052601 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 02:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052601 · doc4.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,348 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F3 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 02:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-052601 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 00:54 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,501 | $16.31 | $57,094.66 |
DisclosureSEC source: 0001209191-22-041530 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,051 F3 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.06 to $16.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 23:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041729 · doc4.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,764 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 23:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 3,125 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001209191-22-041729 · doc4.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,125 Underlying: Class B Common Stock · 3,125 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 00:54 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,640 | $15.28 | $40,343.69 |
DisclosureSEC source: 0001209191-22-041530 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,552 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.