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Pantelick Steven

Disclosed activity across 1 company

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23306
SEC CIK
0001833465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364CHIEF FINANCIAL OFFICEROctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect10,353 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 22,173 · Balance 10,353

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2024 Filed Oct 3, 2024 23:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 23,558 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024690 · form4-10032024_111018.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · derivative · entry 7

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,416

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,916

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,282

Underlying: Class A Common Stock · 5,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2024 Filed Oct 7, 2024 20:53 UTC Amendment PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 23,558 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024828 · form4a-10072024_081018.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:56 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024503 · form4-10022024_101031.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,261

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:56 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024503 · form4-10022024_101031.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 20:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 21,166 $2.16 $45,718.56
Disclosure

SEC source: 0001415889-24-022929 · form4-09052024_080919.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 328,026

Underlying: Class A Common Stock · 21,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 20:35 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 21,166 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001415889-24-022929 · form4-09052024_080919.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,833

Underlying: Class B Common Stock · 21,166 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:35 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022929 · form4-09052024_080919.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,860

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:35 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $15.21 $60,843.60
Disclosure

SEC source: 0001415889-24-022929 · form4-09052024_080919.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2024.

F3 · price: The reported price in Column 4 of this line item is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.96 to $15.47 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 20:35 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-022929 · form4-09052024_080919.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 25,000 $2.16 $54,000.00
Disclosure

SEC source: 0001415889-24-021397 · form4-08152024_100810.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,860

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 22:31 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 25,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001415889-24-021397 · form4-08152024_100810.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,999

Underlying: Class B Common Stock · 25,000 shares

Expires 2030-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:31 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021397 · form4-08152024_100810.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 285,860

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:31 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,000 $14.03 $56,117.20
Disclosure

SEC source: 0001415889-24-021397 · form4-08152024_100810.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F2 · kind: The sales reported in this Form 4 were effected pursuant to a May 9, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:31 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-021397 · form4-08152024_100810.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 7,846 $20.64 $161,938.30
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,506

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2023.

F4 · price: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $20.38 to $20.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 12,570 $20.41 $256,607.75
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,352

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $20.12 to $20.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 22:02 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,225 $19.90 $24,374.19
Disclosure

SEC source: 0001415889-24-019012 · form4-07022024_100713.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,365

F2 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: . The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $19.76 to $19.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

F1 · balance_after: .Includes 1,496 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,371

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,462

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,339

Underlying: Class A Common Stock · 5,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:36 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 23,557 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019252 · form4-07032024_090736.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019012 · form4-07022024_100713.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,522

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 22:02 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-019012 · form4-07022024_100713.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: .Includes 1,496 shares of Class A Common Stock acquired by the Reporting Person on May 31, 2024 pursuant to the Issuer's employee stock purchase plan.

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April 08, 2024 Filed Apr 10, 2024 00:52 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,876 $23.71 $210,426.88
Disclosure

SEC source: 0001415889-24-010622 · form4-04102024_120459.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,833

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December March 1, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.64 to $23.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 01, 2024 Filed Apr 2, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 850 $23.64 $20,091.11
Disclosure

SEC source: 0001415889-24-009868 · form4-04022024_110410.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,066

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $23.52 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 8,955 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010124 · form4-04032024_090422.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,326

Underlying: Class A Common Stock · 8,955 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010124 · form4-04032024_090422.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,008

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010124 · form4-04032024_090422.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,395

Underlying: Class A Common Stock · 5,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:51 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 11,914 $23.16 $275,984.24
Disclosure

SEC source: 0001415889-24-010124 · form4-04032024_090422.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,709

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:51 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 23,557 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010124 · form4-04032024_090422.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009868 · form4-04022024_110410.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,783

Underlying: Class A Common Stock · 2,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:38 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,260 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009868 · form4-04022024_110410.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantStock Option (Right to buy Class A Common Stock) · Derivative 143,281 $0.00 Strike: $15.38 $0.00
Disclosure

SEC source: 0001209191-24-002517 · doc4.xml · derivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,281

Underlying: Class A Common Stock · 143,281 shares

Expires 2034-01-25

F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
January 26, 2024 Filed Feb 1, 2024 02:27 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Units · Derivative 143,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002517 · doc4.xml · derivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,281

Underlying: Class A Common Stock · 143,281 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 9,531 $15.50 $147,734.31
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · nonDerivative · entry 5

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,656

F4 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 1, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.25 to $15.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 6,152 $15.96 $98,211.76
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · nonDerivative · entry 4

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,187

F1 · kind: The sales reported on this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,181 $16.02 $18,922.34
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,339

F1 · kind: The sales reported on this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 9,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · derivative · entry 8

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,554

Underlying: Class A Common Stock · 9,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 5,057 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · derivative · entry 7

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,451

Underlying: Class A Common Stock · 5,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 14,603 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,043

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
December 31, 2023 Filed Jan 4, 2024 00:13 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000550 · doc4.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 21:46 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 69 $16.76 $1,156.30
Disclosure

SEC source: 0001209191-23-057237 · doc4.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,656

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.62 to $16.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057237 · doc4.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs are fully vested.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:46 UTC PubMatic, Inc. PUBM · Entity 364 GrantRestricted Stock Unit · Derivative 130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057237 · doc4.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130

Underlying: Class A Common Stock · 130 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs are fully vested.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 21:46 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057237 · doc4.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 00:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,059 $11.87 $95,683.70
Disclosure

SEC source: 0001209191-23-052264 · doc4.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,595

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on March 1, 2023.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $11.65 and the highest price at which shares were sold was $11.995. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.