Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | CHIEF FINANCIAL OFFICER | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,353 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 22,173 · Balance 10,353 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 6, 2022 01:25 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,177 | $15.87 | $18,676.17 |
DisclosureSEC source: 0001209191-22-040951 · doc4.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,135 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:07 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,057 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041415 · doc4.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,790 Underlying: Class A Common Stock · 5,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 01:07 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041415 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:25 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040951 · doc4.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,609 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:25 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040951 · doc4.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:30 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037425 · doc4.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,639 Underlying: Class A Common Stock · 9,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:30 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 9,375 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001209191-22-037425 · doc4.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,250 Underlying: Class B Common Stock · 9,375 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 902 | $28.01 | $25,265.02 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · nonDerivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,552 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,653 | $27.59 | $45,606.27 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,454 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,847 Underlying: Class A Common Stock · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. F7 · derivative.expiration_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,870 Underlying: Class A Common Stock · 2,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:50 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000008 · wf-form4_164911981883501.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 39,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · derivative · entry 7 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,360 Underlying: Class A Common Stock · 39,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 9,375 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,625 Underlying: Class B Common Stock · 9,375 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 1 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,999 Underlying: Class B Common Stock · 1 shares Expires 2030-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 29,720 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,626 Underlying: Class B Common Stock · 29,720 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 30,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,264 Underlying: Class A Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $21.66 | $649,800.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.54 to $21.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:57 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000006 · wf-form4_164679105556267.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:40 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 52,501 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001833465-22-000004 · wf-form4_164427721441835.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,501 Underlying: Class A Common Stock · 52,501 shares Expires 2032-02-03 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on April 1, 2022, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:40 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 80,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000004 · wf-form4_164427721441835.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,903 Underlying: Class A Common Stock · 80,903 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:39 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000002 · wf-form4_164133951614411.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,130 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:39 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000002 · wf-form4_164133951614411.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:48 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000016 · wf-form4_163840607661535.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,264 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:48 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 600 | $39.91 | $23,946.00 |
DisclosureSEC source: 0001833465-21-000016 · wf-form4_163840607661535.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,530 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.89 to $39.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:48 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 49,400 | $39.30 | $1,941,420.00 |
DisclosureSEC source: 0001833465-21-000016 · wf-form4_163840607661535.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,130 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.87 to $39.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4. Read SEC document |
| November 29, 2021 Filed Dec 2, 2021 00:48 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000016 · wf-form4_163840607661535.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2021 Filed Jan 4, 2022 23:39 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass B Common Stock · Derivative | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000002 · wf-form4_164133951614411.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 115,000 Underlying: Class A Common Stock · 115,000 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · kind: On November 24, 2021, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 115,000 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of his spouse and 115,000 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of the Reporting Person. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · ownership.nature: These securities are beneficially owned by the Reporting Person's spouse as separate property pursuant to the transmutation agreement referred to in footnote four. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 24, 2021 Filed Jan 4, 2022 23:39 UTC | PubMatic, Inc. PUBM · Entity 364 | OtherClass B Common Stock · Derivative | 115,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-22-000002 · wf-form4_164133951614411.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,264 Underlying: Class A Common Stock · 115,000 shares Expires not disclosed F4 · kind: On November 24, 2021, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 115,000 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of his spouse and 115,000 shares of the Issuer's common stock owned by the Reporting Person and his spouse as community property would be deemed to be the separate property of the Reporting Person. F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 22:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 156,536 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000014 · wf-form4_163520165792978.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,264 Underlying: Class A Common Stock · 156,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 22:41 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 156,536 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001833465-21-000014 · wf-form4_163520165792978.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 156,536 shares Expires 2021-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options are fully vested. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 28,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,728 Underlying: Class A Common Stock · 28,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 28,410 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 28,410 shares Expires 2026-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options are fully vested. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 171,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,318 Underlying: Class A Common Stock · 171,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 14:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 171,654 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 171,654 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options are fully vested. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 00:44 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,196 | $25.47 | $30,462.12 |
DisclosureSEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:44 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,391 Underlying: Class A Common Stock · 2,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 36,174 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| September 30, 2021 Filed Oct 5, 2021 00:44 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2021 Filed Jul 3, 2021 00:16 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,557 | $34.97 | $89,418.29 |
DisclosureSEC source: 0001833465-21-000008 · wf-form4_162527140109642.xml · nonDerivative · entry 2 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $34.68 to $35.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| June 30, 2021 Filed Jul 3, 2021 00:16 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 4,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000008 · wf-form4_162527140109642.xml · derivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,652 Underlying: Class A Common Stock · 4,522 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 36,174 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| June 30, 2021 Filed Jul 3, 2021 00:16 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 4,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000008 · wf-form4_162527140109642.xml · nonDerivative · entry 1 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 21,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 10 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,664 Underlying: Class A Common Stock · 21,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 21,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 9 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,318 Underlying: Class A Common Stock · 21,654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 21,654 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 8 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,346 Underlying: Class B Common Stock · 21,654 shares Expires 2028-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The options vest as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 7 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,664 Underlying: Class A Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 3,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 6 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,010 Underlying: Class A Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 3,346 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 5 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,654 Underlying: Class B Common Stock · 3,346 shares Expires 2027-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 300 | $42.09 | $12,627.00 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 4 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.07 to $42.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:40 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 7,788 | $41.32 | $321,800.16 |
DisclosureSEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 3 Pantelick Steven · CIK 0001833465 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.